INDEX

Please note that index links point to page beginnings from the print edition. Locations are approximate in e-readers, and you may need to page down one or more times after clicking a link to get to the indexed material.

References to figures are in italics.

A

accepted releases, 161

ACF. See TOGAF ACF

Ackoff, Russ, 34–35

acquisition programs, 269

Acrobat PDF files, 175

action assertion rules, 300, 335

activities, 88, 181

actor/role matrix, 305

ADM. See TOGAF ADM

agency head, 479

agents, 165

airlines, 60

Airport Master Plan (AMP), 66–68

airports, 9–10

All Viewpoint, 77, 221, 228, 235–246 See also specific views

application and user location diagram, 339

application communication diagram (A-2), 339, 341, 375

application data exchange matrix (A-4), 341, 375

application interaction matrix, 339

application interface diagram (A-1), 341, 375

application interface matrix (A-3), 341, 375

application inventory (A-9), 342

application inventory (A-10), 375

application migration diagram, 340, 372

application performance matrix (A-6), 341, 375

application portfolio catalog, 338, 371

application reference model (ARM), 476–477

application service matrix (A-5), 341, 375

application use case diagram, 340

application/data matrix, 337, 401

application/function matrix, 339

application/organization matrix, 338, 371

applications artifacts, 470–471

Applications subarchitecture domain, 340–342

Application/Technology Matrix, 415

application maintenance procedure (A-8), 342

Architect Perspective, 438

architect reviewers, 140

architecture

as-is and to-be, 8

defined, 5

federated architectures, 14

reference architectures, 10

solution architecture, 13

stakeholders, 14–15

Architecture Capability Framework, 447

architecture change management, 189–190

Architecture Content Framework (ACF). See TOGAF ACF

Architecture Content Metamodel, 453

Architecture Definition Document, 452

architecture descriptions, 5, 6

architecture development

integration of tools, 155–158

lessons learned, 152–153

methodology/process, 148–149

processes and tools, 153–154

Architecture Development Method (ADM). See TOGAF ADM

architecture frameworks, 10–11

comparison of, 496–505

extending a standard framework, 423–424

metamodels, 17, 18–19

methodologies and process, 19–20

repositories, 18

viewpoints, 14–15

views, 16–18 See also defense architecture frameworks

architecture planning. See planning

Architecture Program Maturity Assessment (APMA), 201

architecture scope, 465–468

architecture sponsors, 164

architecture stakeholders, 164

architecture team members, 164

Architecture Vision, 238

artifacts, 16–17

applications, 470–471

data, 469–470

data architecture, 401–402

data subarchitecture domain, 397–398

FEAF2 service artifacts, 375

infrastructure, 471

security, 471–472

strategy, 468–469

to support a strategic viewpoint, 265

to support technology architecture, 414–415

TOGAF service artifacts, 370–372

as-is architecture, 8

Asset Inventory (I-11), 416

Australian Defense Architecture Framework. See DAF

Authoritative Reference, 484

AV-1: Overview and Summary Information, 221, 236–237, 239–241

case study example, 241–244

AV-2: Integrated Dictionary, 84, 85, 221, 237–238, 245

case study example, 245–246

B

Bachman, Charles, 433

balanced score card (BSC), 266

Bellman, Beryl, 46

binary files, 175

Bricklin, Dan, 31

BSC. See balanced score card (BSC)

business architect, 480

business case/alternatives analysis (B-6), 306

business cases

establishing credible business case analysis for capital investments, 211

for maintenance, 184

business control, 204

business domain, 85–89

business footprint diagram, 305, 371

business interaction matrix, 304

Business Management Perspective, 437

business model, 207, 208

aligning with data and information, 209

business operating plan (B-2), 306

business partners, 165, 180

business process diagram (B-1), 306

Business Process Execution Language (BPEL), 198

Business Process Modeling Notation (BPMN), 44, 170, 198

business reference model (BRM), 182, 376, 475

business review board/committee (BRB/BRC), 161, 188–189

business rules, representing culture as, 44–47, 48

business service catalog (B-3), 306, 375

business service/function catalog, 304, 370

business service/information diagram, 305, 371

business services, 345–346, 370

business use-case diagram, 305, 371

butterfly effect, 35

C

C4ISR, 311, 493

Cable Plant Diagram (I-5), 416

Canon Business Machines, 31

capabilities, 86, 88, 180

capability configuration, 87, 251, 269, 270

Capability Viewpoint, 77, 79, 214–215, 228, 249

balanced score card (BSC), 266

DoD planning requirements, 250–251

element overview, 252–253

federal government planning requirements, 249–250

TOGAF 9.2 support for, 264–265

views, 251–252, 253–264 See also specific views

capital planner, 481

capital planning and investment control (CPIC), 184, 210–211

case study of RMN Airport, 55–56

Airport Master Plan (AMP), 66–68

airside functions and facilities, 61–62

AV-1: Overview and Summary Information, 241–244

AV-2: Integrated Dictionary, 245–246

business domain, 86–87

cargo processing, 64

challenges, 57–58

cultural issues, 66

CV-1: Vision, 254–255

CV-2: Capability Taxonomy, 256

CV-3: Capability Phasing, 257–258

CV-4: Capability Dependencies, 259

CV-5: Capability to Organizational Development Mapping, 260–261

CV-6: Capability to Operational Activities Mapping, 262

CV-7: Capability to Services Mapping, 263–264

DIV-1: Conceptual Data Model, 392–393

DIV-2: Logical Data Model, 394–395

DIV-3: Physical Data Model, 396–397

information technology, 64–65

interacting with communities of interest, 65–66

IT and infrastructure domain, 91

landside functions and facilities, 60–61

management staff, 60

opportunities and aspirations, 56–57

OV-1: High-Level Operational Concept Graphic, 287–288

OV-2: Operational Resource Flow Description, 289–290

OV-3: Operational Resource Flow Matrix, 291–292

OV-4: Organization Relationships Chart, 293–294

OV-5a: Operational Activity Decomposition Tree, 295–298

OV-5b: Operational Activity Model, 297–298

OV-6a: Operational Rules Model, 299–300

OV-6b: State Transition Description, 301

OV-6c: Event-Trace Description, 302–304

passenger processing, 62–63, 75

PV-1: Project Portfolio Relationships, 272–273

PV-2: Project Timelines, 274–275

PV-3: Project to Capability Mapping, 275–276

regulations, 58–59

stakeholders, 59–60, 109

StdV-1: Standards Profile, 412–413

StdV-2: Standards Forecast, 414

SV-1: Systems Interface Description, 317–318

SV-2: Systems Resource Flow Description, 319–320

SV-3: Systems-Systems Matrix, 321–322

SV-4: Systems Functionality Description, 323–324

SV-5a: Operational Activity to Systems Function Traceability Matrix, 326

SV-5b: Operational Activity to Systems Traceability Matrix, 327

SV-6: Systems Resource Flow Matrix, 328–329

SV-7: Systems Measures Matrix, 330–331

SV-8: Systems Evolution Description, 332–333

SV-9: Systems Technology and Skills Forecast, 334

SvcV-1: Services Context Description, 352–353

SvcV-10a: Services Rules Model, 366–367

SvcV-10b: Services State Transition Description, 368–369

SvcV-2: Services Resource Flow Description, 354

SvcV-3a: Systems-Services Matrix, 355–356

SvcV-3b: Services-Services Matrix, 356

SvcV-4: Services Functionality Description, 357–358

SvcV-5: Operational Activity to Services Traceability Matrix, 359, 360–361

SvcV-6: Services Resource Flow Matrix, 362, 363

SvcV-7: Services Measures Matrix, 364

SvcV-8: Services Evolution Description, 364–365

views, 233

change management. See architecture change management

change of architecture elements

by architecture object type, 179–181

by enterprise nature, 181

introduced by nonlinear events, 181

change response models, 182–183

Chen, Peter, 433

chief architect, 139, 480

chief information officer (CIO), 7, 138, 479

chief technology officer (CTO), 138

CIO. See chief information officer (CIO)

CIO Council, 7, 465

Clinger-Cohen Act of 1996, 464–465

Command Control, Communications, Computers, Intelligence, Surveillance, and Reconnaissance. See C4ISR

Common Approach, 463–464

audits, 486

Collaborative Planning Methodology (CPM), 481–482

enterprise roadmap, 478–481

governance, 484

levels of scope, 465–468

method, 485

overview, 483–486

principles, 484

reporting, 486

repositories and metamodels, 481

standards, 485

subarchitecture domains (viewpoints), 468–472

tools, 485

use, 485–486

“The Common Approach to Federal Enterprise Architecture.” See Common Approach

Common Data Interchange Format (CDIF), 174

Communications Engineering Diagram, 415

communications infrastructure, 93–94

communities of interest, 165

communities of practice, 165

compliance, 203

composite views, 169

composites, 439

concept of operations (CONOPS), 279

conceptual data diagram, 402

conceptual models

business model, 207, 208

operating model, 207, 208

technology and infrastructure model, 207, 208

configuration control board (CCB), 140, 161–162

configuration management, 138, 154, 161–162

connectedness, 36

“Consolidated FEA Reference Model Document,” 182

contract/measure catalog, 304

contractors, 60

controlled vocabularies, 387

Corghil, Cort, xxxi–xxxiii

corporate tribes, 26–27 See also tribes

CPM, 481–482, 494

Cross, Rob, 37

CRUD Matrix, 338, 398

culture

as business rules, 44–47

classifying, 29–34

DEC, 40–42

as an emergent phenomenon, 47–48

how it affects enterprise architecture, 34–35

language perspective, 27–29

from multiple perspectives, 49

Novartis, 42–44

organizational culture, 26

origins of culture study, 26

overview, 25

RMN Airport (case study), 66

Shchein’s three levels of, 39–44

and social networks, 38–39

customers, 165

customized response networks, 37

Customs and Border Protection (CBP), 60

CV-1: Vision, 214, 215, 251, 252, 253–254

case study example, 254–255

CV-2: Capability Taxonomy, 214, 251, 255–256, 304

case study example, 256

CV-3: Capability Phasing, 215, 251, 257–258

CV-4: Capability Dependencies, 215, 252, 258–259

CV-5: Capability to Organizational Development Mapping, 215, 252, 260–261, 304

CV-6: Capability to Operational Activities Mapping, 214–215, 252, 261–262

CV-7: Capability to Services Mapping, 215, 217, 252, 263–264, 348

CXOs, 480

D

DAF, 72

dashboards, 169

data

historical time varying data, 383

vs. information, 383–385

representing, 381–382

at rest and in motion, 382

structured vs. unstructured, 383

Data and Information Viewpoint, 77, 79, 219–220, 229, 381, 382, 384

views, 388–391 See also specific views

data architect, 480

data artifacts, 469–470

Data Center/Server Room Diagram (I-8), 416

data context, 399

data description, 399–400

Data Dictionary (D-9), 398

data dissemination diagram, 338, 402

data element naming, 387–388

data entity/business function matrix, 401

data entity/data component catalog, 401

Data Flow Diagram (D-4), 397

data life cycle diagram, 402

data migration diagram, 402

data models, 88

Data Quality Plan (D-3), 397

data reference model (DRM), 182, 398–401, 475–476

data security diagram, 402

data sharing, 400–401

data subarchitecture domain, artifacts, 397–398

data warehousing, 383

Data.gov, 400

DEC, 29, 39

clinical cultural analysis example, 40–42

DEC Is Dead, Long Live DEC (Schein), 39

decomposition, 12–13

diagram, 45

Defense Acquisition System (DAS), 491

defense architecture frameworks, 71–72

Defense Architecture Registry System (DARS), 174

Defense Information Technology Standards Repository (DISR), 410, 494

delimited data files, 174

Department of Agriculture, Agriculture Public Health Inspection Service (APHIS), 60

Department of Defense Architecture Framework (DoDAF). See DoDAF

Department of Defense, Intelligence, Surveillance, and Reconnaissance (ISR), 71–72

Department of Homeland Security (DHS), regulations, 59

Department of National Defense/Canadian Armed Forces Architecture Framework. See DNDAF

derivation rules, 300, 335

desired effects, 86, 251

development specialists, 139

dictionary, 18

Digital Equipment Corporation. See DEC

discovery services, 173

dispensation, 203

dissemination of enterprise architecture

to computerized systems, 173–175

delivery methods, 172–175

identifying the audience for, 164–165

marketing and communications plans, 162–163

preparing for, 161–162

presentation techniques, 166–171

presentation tips, 170–171

DIV-1: Conceptual Data Model, 220, 232, 388–389, 391–393, 401

DIV-2: Logical Data Model, 220, 389, 393–395, 401, 402

DIV-3: Physical Data Model, 220, 389, 395–397

DM2. See DoDAF Metamodel (DM2)

DNDAF, 72

DoD Architecture Framework Version 2.0, 6

DoD Core Data Center, reference architecture, 74

DoD Defense Discovery Metadata Specification (DDMS), 173

DoD Information Enterprise Architecture (DoD IEA), 370

DoD Information Technology Portfolio Repository (DITPR), 494

DoD Joint Information Enterprise, reference architecture, 74

DoD planning requirements, 250–251

DoDAF, 19, 71

core processes, 491–493

extension viewpoints, 422–423

reference models, 74

repository, 85

service components, 347–350

v2.02, 400

viewpoints, 76–79, 214–221, 228–229

views, 79–84, 227–230

DoDAF Metamodel (DM2), 85

business domain, 85–89

communications infrastructure, 93–94

core concepts, 231–232, 493

IT and infrastructure domain, 89–94

ontology, 94–95, 426

domain of discourse, 385

Douglas, Mary, 31–33

draft views, 161

driver/goal/objective catalog, 304

Drug Enforcement Agency (DEA), 60

duality of structure, 36

Dublin Core, 400

E

EA executive steering committee (EAESC), 138, 161–162, 188–189

emergence, 10

end-user representatives, 481

Engineer Perspective, 438

enterprise

airport example, 4–5, 13–15

decomposition, 12–13, 45

defined, 3–4

emergence, 10

extended, 11

levels of, 11–14

partitioning, 11–14

segments, 12–13

transformation, 8–10

enterprise architect, 480

enterprise architecture, 7–8

architecture web site/web portal, 172–173

audience for dissemination, 164–165

discovery services, 173

at federal level, 464–465

how culture affects, 34–35

levels of, 72–76

marketing and communications plans, 162–163

preparing for dissemination, 161–162

presentation techniques, 166–171

presentation tips, 170–171

problem classes, 208–213

repository services, 173

web delivery, 172

Enterprise Architecture as Strategy (Ross et al.), 200

enterprise continuum, 447, 453–455

Enterprise Level architectures, 72, 73–74, 85–87

business domain, 86–87

core views, 116, 117

planning example, 122–123

in RMN Airport case study, 96

enterprise manageability diagram, 340, 372

“Enterprise Performance Life Cycle Framework,” 108

Enterprise Perspective, 438

enterprise resource planning (ERP), 9

Enterprise Security Architecture: A Business-Driven Approach (Sherwood), 213

enterprise service bus diagram (A-8), 375

Enterprise Transition Roadmap, 8

environment management, 204

Environments and Locations Diagram, 415

event diagram, 306

Event Sequence Diagram (D-8), 398

executive management, 164–165

Executive Perspective, 437

Expeditionary Combat Support System (ECSS), 9, 27

export files, 174–175

extended enterprise, 11

Extensible Markup Language (XML) files, 175

extension viewpoints, 421–429

F

facilities, 180

Facility Blueprints (I-12), 416

Family of Systems (FoS), 72, 76, 311

FEAF. See Federal Enterprise Architecture Framework (FEAF)

FEAF2. See Federal Enterprise Architecture Framework Version 2 (FEAF2)

Federal Aviation Administration (FAA), 56

regulations, 58–59

Federal Enterprise Architecture (FEA), 465

basic elements, 484–486

performance reference model (PRM), 113

reference models, 74, 174

Federal Enterprise Architecture Framework (FEAF), 7, 465

reference models, 182–183

Federal Enterprise Architecture Framework Version 2 (FEAF2), 463, 486

Applications subarchitecture domain, 340–342

business reference model (BRM), 376

Collaborative Planning Methodology (CPM), 494

consolidated reference model, 472

data reference model (DRM), 398–401

data subarchitecture domain artifacts, 397–398

infrastructure reference model, 416–417

infrastructure subarchitecture domain, 415–416

overview, 493–494

service artifacts, 375

service-oriented framework, 373–374

support for capability and strategy, 265–266

support for the Operational Viewpoint, 306

“Federal Enterprise Architecture Reference Model Maintenance Process,” 182

federated architectures, 14, 73

Fit-for-Purpose views, 122, 169, 228

fixed base operators (FBOs), 60

formal configuration management, 161–162

formal models, 17

FoS. See Family of Systems (FoS)

foundation ontology, 385–386

Frankston, Bob, 31

functional decomposition diagram, 305

functional experts, 481

Functional Integration, 484

functions, 370

fusion views, 169

G

GAO. See Government Accountability Office (GAO)

GAO EA Management Maturity Assessment Framework (EAMMF) version 1.1, 200

Garfinkel, Harold, 34

Gartner EA Maturity Assessment Framework, 201

Gladwell, Malcom, 27

Global Earth Observation System of Systems (GEOSS), 76

goal/objective/service diagram, 305, 371

goals, 86

governance

business control, 204

Common Approach, 484

compliance, 203

considerations for all governance strategies, 193–194

dispensation, 203

environment management, 204

framework, 194–198

investment, 195–196

leadership, 195

maturity assessment, 200–201

measurements, 198

monitoring and reporting, 203

organizational structure, 196, 202–203

policy management and take-on, 203

principles and policies, 196–197

processes, 197, 203–204

security, access and privacy issues, 198–199

standards compliance, 199

in TOGAF 9.2, 201–204

tools and methods, 197–198

Government Accountability Office (GAO), 7, 8, 27

Government Performance and Results Modernization Act of 2010 (GPRA), 475

graph theory, 36–37

graphics, 169

grid, 31–34

ground, 32 See also grid

group, 31–34

H

Health and Human Services (HHS), segments, 75

hidden order, 35

high long term (LTO), 31

Hofstede, Geert, 27, 28, 30–31

Holland, John, 35

Hosting Concept of Operations (I-2), 415

Hymes, Dell, 28–29

I

IBM Systems Journal, 433

ICAM Definition for Functional Modeling (IDEF0), 18, 170

ICOMS, 44

IDEAS, 386

foundation ontology, 425–426

Immigration and Customs Enforcement (ICE), 60

import files, 174–175

information assets, managing information asset inventory, 213

information bridge, 166, 167

information exchange matrix, 339, 372

Information Sharing Environment Building Blocks, 401

information system services, 370

Information Systems architecture, 337–340

Information Technology Management Reforms Act (ITMRA), 464–465

infrastructure architect, 480

infrastructure artifacts, 471

Infrastructure as a Service (IaaS), 347

infrastructure reference model (IRM), 477

initiatives, 13

innovation, dissolving into the enterprise, 212

inputs, 473

Integrated Definition for Functional Modeling 0 (IDEF0), 44, 198

integrated product teams (IPTs), 139

integrated views, 315–316, 390–391

integration, 17–18, 230

of tools, 155–158

Integration Definition for Information Modeling (IDEF1X), 399

interface catalog, 338, 371

International Defence Enterprise Architecture Specification. See IDEAS

interrogatives, 434, 438

investment, 195–196

ISO/IEC 11179, 400

ISR (Intelligence, Surveillance, and Reconnaissance) community, 71–72

IT and infrastructure domain, 89–94

J

Jackendoff, Ray, 28

Joint Capabilities Integration and Development System (JCIDS), 250, 423, 491

Joint Capability Areas (JCAs), 75, 494

Joint Common System Function List, 494

Joint Requirements Oversight Council (JROC), 107

Joint Technical Architecture (JTA), 445

K

Kaplan, Robert, 266

Knowledge Management Plan (D-2), 397

Kunda, Gideon, 26

L

language, and culture, 27–29

Language, Consciousness, Culture (Jackendoff), 28

lattice organizations, 33

leadership, 195

level of effort (LOE), 142

estimating issues, 143–144

life cycle issues, 149–152

line of business managers, 481

line of sight, 250, 473, 474

lines of business (LOBs), 75

Linked Open Data, 400

location catalog, 304

locations, 88, 180

logical data diagram, 402

Logical Data Model (D-1), 397

Lorenz, Edward, 35

Lynch, Michael, 26

M

macro-phenomena, 48

maintenance

business case for, 184

evaluating against the sequencing plan, 187

leveraging solution architectures, 185–186

need for periodic reassessment, 184–185

planning cost of, 184

reflecting operations, 186–187

reflecting reality, 185

reflecting system evolution, 187

responsibility for, 183–184

of the sequencing plan as an integrated program plan, 187

marketing and communications plans, 162–163

Martin, Joanne, 26, 49

Masculinity (MAS) ranking, 30

maturity assessment, 200–201

measurements, 198

messes, 34–35

metamodels, 17, 18–19

Common Approach, 481

DoDAF, 85

methodologies, 19–20, 197–198

micro-rules, 48

Microsoft Office files, 175

micro-specifications, 48

Ministry of Defense (United Kingdom) Architecture Framework (MODAF). See MODAF

mission, 180

MODAF, 19, 72

models, 17

modernizing process, 210

modernizing technology, 209–210

modifying the enterprise architecture, 188–189

modular response networks, 37, 38

monitoring, 203

N

N2 model or node connectivity diagram, 339

NAF, 72

NASCIO, 7

NATCA. See National Air Traffic Control Association (NATCA)

National Air Traffic Control Association (NATCA), 27

National Information Exchange Model (NIEM), 400

Natural Symbols (Douglas), 31

Network Diagram (I-1), 415

Networked Computing/Hardware Diagram, 415

nodes, 36

North Atlantic Treaty Organization (NATO) Architecture Framework. See NAF

Norton, David, 266

Novartis, clinical cultural analysis example, 42–44

O

Object Library (D-10), 398

objectives, 86, 180

Office of Inspector General, 8

Office of Management and Budget (OMB), 7, 96, 113

life cycle issues, 149–152

Olsen, Ken, 40–42

OMB. See Office of Management and Budget (OMB)

OMB Enterprise Architecture Assessment Framework (EAAF) version 3.1, 200

ONA. See Organizational Network Analysis (ONA)

ontology, 19, 94–95, 230–232, 385–386

extensions, 424–429

foundation ontology, 385–386

Zachman Framework as an ontology, 433–437, 442–443

operating model, 207, 208

aligning technology infrastructure with, 208

operational nodes, 36

Operational Viewpoint, 77–78, 79, 216–217, 228

architecting concerns, 280–282

FEAF2 support for, 306

integrated models, 282–283

operational activity, 283–284

operational event, 284

operational location, 284

overview, 279–280

performers, 284

TOGAF support for, 304–306

views, 285–286 See also specific views

Operations (OPS), 492

ordered anarchies, 26

organization chart (B-4), 306

organization decomposition diagram, 305

organization/actor catalog, 304

organizational climate, 26

organizational culture, 26

Organizational Network Analysis (ONA), 37

organizational structure, 196, 202–203

reorganizing or reallocating responsibilities, 213

organizations, 87, 180

outcomes, 473

Common Approach, 483–484

outputs, 473

OV-1: High-Level Operational Concept Graphic, 216, 280, 285, 287–288

OV-2: Operational Resource Flow Description, 84, 216, 281, 285, 288–290, 348

OV-3: Operational Resource Flow Matrix, 84, 216, 281, 285, 290–292, 401

OV-4: Organization Relationships Chart, 280, 285, 292–294

OV-5a: Operational Activity Decomposition Tree, 216, 280, 286, 294–298

OV-5b: Operational Activity Model, 84, 216, 281, 282, 286, 294–298

OV-6a: Operational Rules Model, 216, 217, 281, 282, 286, 298–300, 402

OV-6b: State Transition Description, 281, 282, 286, 300–301

OV-6c: Event-Trace Description, 84, 216, 217, 281, 286, 302–304

P

partitions, 11–14

PDI. See Power Distance Index (PDI)

performance measures, 86, 88, 113

Performance Measures Scorecard (S-5), 265

performance reference model (PRM), 113, 265–266, 473–475

performers, 88, 180, 284

personas, 32–33

perspectives, 434, 437–438

Physical Data Model (D-5), 397

pictures, 16, 227

planning

Enterprise Level architecture planning example, 122–123

identifying needed data types, 112–113

identifying stakeholders and their issues, 106–109

identifying the scope and deliverables, 102–103

integration of legacy systems, 105

mission interoperability, 105

overview, 101–102

purpose, 103–109

scope, 109–112

Segment Level architecture planning example, 124–127

Solution Level architecture planning example, 127–130

success factors for, 158

success factors in scoping architecture work, 130

tradeoffs, 105–106

transformation, 104

transition planning, 105, 106

views, 114–122 See also project plan

Planning, Programming, Budgeting, and Execution (PPBE), 492

Platform as a Service (PaaS), 347

Platform Decomposition Diagram, 415

Point of Presence Diagram (I-10), 416

policies, 196–197

policy management and take-on, 203

Portfolio Management (PfM), 492

Power Distance Index (PDI), 30–31

Practical Guide to Federal Enterprise Architecture, 95

“Practical Guide to Federal Enterprise Architecture,” 183

presentation techniques, 166–171

primitives, 439–440

principles, 196–197

Common Approach, 484

Principles Catalog, 238

process flow diagram, 306

process of structuration, 36

process/application realization diagram, 340, 372

processes, 19–20, 197

key architecture governance processes, 203–204

modernizing, 210

process/event/control/product catalog, 304

Processing Diagram, 415

product life cycle diagram, 305

profiles, 85

UML, 427–428

program managers, 481

programs, 269

project plan

how work will be done, 140–142

overview, 135–136

statement of work (SOW), 135, 136, 137, 145–148

summary, 144

what is to be done, 136–138

when will the work be done, 142–144

who is responsible, 138–140

Project Viewpoint, 78, 79, 215–216, 228, 269–270

views, 270–276 See also specific views

projects, 13, 87

purpose, 103–109

PV-1: Project Portfolio Relationships, 215, 270, 271–272

case study example, 272–273

PV-2: Project Timelines, 215, 270, 274–275

PV-3: Project to Capability Mapping, 215, 216, 270, 275–276

R

Rack Elevation Diagrams (I-7), 416

rationality, types of, 33

rearchitecting. See architecture change management

reassessment, 184–189

reference architectures, 10

DoD Core Data Center, 74

DoD Joint Information Enterprise, 74

solutions, 76

Unified Capabilities, 74

U.S. Army Identity and Access Management (IdAM), 74

U.S. Army Network Security Enterprise, 74

reference models, 17, 169, 472–473

application reference model (ARM), 476–477

business reference model (BRM), 182, 475

change response models for, 182–183

data reference model (DRM), 182, 475–476

DoDAF, 74

infrastructure reference model (IRM), 477

performance reference model (PRM), 265–266, 473–475

security reference model (SRM), 478

TOGAF, 455–457

reification, 436–437, 439

reliever airport, 56

reporting, 203

repositories, 18

Common Approach, 481

DoDAF, 85

repository manager, 481

repository services, 173

Resource Optimization, 484

resources, 88

responsibilities, reallocating, 213

return on investment (ROI), 113

reusers, 165

RMN Airport (case study), 55–56

Airport Master Plan (AMP), 66–68

airside functions and facilities, 61–62

AV-1: Overview and Summary Information, 241–244

AV-2: Integrated Dictionary, 245–246

business domain, 86–87

cargo processing, 64

challenges, 57–58

CV-1: Vision, 254–255

CV-2: Capability Taxonomy, 256

CV-3: Capability Phasing, 257–258

CV-4: Capability Dependencies, 259

CV-5: Capability to Organizational Development Mapping, 260–261

CV-6: Capability to Operational Activities Mapping, 262

CV-7: Capability to Services Mapping, 263–264

DIV-1: Conceptual Data Model, 392–393

DIV-2: Logical Data Model, 394–395

DIV-3: Physical Data Model, 396–397

information technology, 64–65

interacting with communities of interest, 65–66

IT and infrastructure domain, 91

landside functions and facilities, 60–61

management staff, 60

opportunities and aspirations, 56–57

OV-1: High-Level Operational Concept Graphic, 287–288

OV-2: Operational Resource Flow Description, 289–290

OV-3: Operational Resource Flow Matrix, 291–292

OV-4: Organization Relationships Chart, 293–294

OV-5a: Operational Activity Decomposition Tree, 295–298

OV-5b: Operational Activity Model, 297–298

OV-6a: Operational Rules Model, 299–300

OV-6b: State Transition Description, 301

OV-6c: Event-Trace Description, 302–304

passenger processing, 62–63, 75

PV-1: Project Portfolio Relationships, 272–273

PV-2: Project Timelines, 274–275

PV-3: Project to Capability Mapping, 275–276

regulations, 58–59

Six-Step Process, 96–99

stakeholders, 59–60, 109

StdV-1: Standards Profile, 412–413

StdV-2: Standards Forecast, 414

SV-1: Systems Interface Description, 317–318

SV-2: Systems Resource Flow Description, 319–320

SV-3: Systems-Systems Matrix, 321–322

SV-4: Systems Functionality Description, 323–324

SV-5a: Operational Activity to Systems Function Traceability Matrix, 326

SV-5b: Operational Activity to Systems Traceability Matrix, 327

SV-6: Systems Resource Flow Matrix, 328–329

SV-7: Systems Measures Matrix, 330–331

SV-8: Systems Evolution Description, 332–333

SV-9: Systems Technology and Skills Forecast, 334

SvcV-1: Services Context Description, 352–353

SvcV-2: Services Resource Flow Description, 354

SvcV-3a: Systems-Services Matrix, 355–356

SvcV-3b: Services-Services Matrix, 356

SvcV-4: Services Functionality Description, 357–358

SvcV-5: Operational Activity to Services Traceability Matrix, 359, 360–361

SvcV-6: Services Resource Flow Matrix, 362, 363

SvcV-7: Services Measures Matrix, 364

SvcV-8: Services Evolution Description, 364–365

SvcV-10a: Services Rules Model, 366–367

SvcV-10b: Services State Transition Description, 368–369

views, 233

role catalog, 304

role/application matrix, 339, 371

Ross/Weill/Robertson maturity model, 200

routine response networks, 37, 38

rules, 88, 300

S

SABSA, 213

scenario behavior, 89

scheduling milestones, 142–143

Schein, Edgar, 26, 29, 39–44

schemas, 381, 383

The School of Management and Strategic Studies (SMSS), 45

scope, 109–112, 465–468

security, 198–199

planning for enterprise security, 212–213

security architect, 480

security artifacts, 471–472

security reference model (SRM), 478

Segment Level architectures, 72, 75

core views, 116–118

planning example, 124–127

segments, 12–13

Health and Human Services (HHS), 75

semiformal views, 16

service composition, 347

Service Delivery, 483

service scenarios, 93

service-oriented architecture (SOA), 346, 374

service-oriented enterprise (SOE), 373

service-oriented infrastructure (SOI), 374

services reference model (SRM), 182–183

Services Viewpoint, 78, 79, 92–93, 217–218, 229

business services, 345–346

Infrastructure as a Service (IaaS), 347

Platform as a Service (PaaS), 347

Software as a Service (SaaS), 346–347

views, 350–351 See also specific views

Six-Step Process, 95–99

planning, 101–102 See also AV-1: Overview and Summary Information

social network theory, 36

social networks, 36–39

Software as a Service (SaaS), 346–347

software distribution diagram, 340

software engineering diagram, 340, 372

Software License Inventory (A-10), 342

solution architect, 480

solution architecture, 13

leveraging to grow the enterprise architecture, 185–186

Solution Level architectures, 72, 75–76

business domain, 87–89

core views, 118

IT and infrastructure domain, 91

planning example, 127–130

supporting views by category, 120–121

SoS. See System of Systems (SoS)

specialized aviation service operators (SASOs), 60

sponsors, 164

stable views, 161

stacks, 415

Stakeholder Map Matrix, 238

stakeholder matrix, 108–109

stakeholders, 14–15, 164, 479–481

identifying stakeholders and their issues, 106–109

management, 148

RMN Airport (case study), 59–60

standard interface, 93

standard model layouts, 170

standardized architecture data exchange specification, 175

standardized views, 170

standards compliance, 199

Standards Viewpoint, 78, 220–221, 229, 407–409

FEAF2 infrastructure reference model, 416–417

FEAF2 infrastructure subarchitecture domain, 415–416

integrated views, 410

TOGAF technology architecture, 414–415

views, 409–414 See also specific views

state behavior, 89

State Transition Diagram (D-7), 398

Statement of Architecture Work, 239

statement of work (SOW), 135, 136, 137, 145–148

StdV-1: Standards Profile, 221, 409–410, 411–412

case study example, 412–413

StdV-2: Standards Forecast, 221, 409, 410, 413

case study example, 414

stigmergy, 47–48

strange attractors, 35

Strategic Plan (S-2), 265

strategic planner, 480

Strategic Viewpoint, 249 See also Capability Viewpoint

strategy, 86

strategy artifacts, 468–469

Strengths, Weaknesses, Opportunities, and Threat Analysis (S-4), 265

structure assertion rules, 300, 335

structured documents, 16

subarchitecture domain artifacts (views), 468–472

subarchitecture domains (viewpoints), 468–472

suppliers, 165

SV-1: Systems Interface Description, 218, 219, 312, 317–318

SV-2: Systems Resource Flow Description, 218, 219, 313, 318–320

SV-3: Systems-Systems Matrix, 218, 312, 320–322

SV-4: Systems Functionality Description, 218, 219, 312–313, 323–324, 401

SV-5a: Operational Activity to Systems Function Traceability Matrix, 219, 314, 325–327

SV-5b: Operational Activity to Systems Traceability Matrix, 84, 219, 325–327

SV-6: Systems Resource Flow Matrix, 218, 219, 312, 328–329

SV-7: Systems Measures Matrix, 218, 219, 314, 329–331

SV-8: Systems Evolution Description, 218, 219, 314, 331–333

SV-9: Systems Technology and Skills Forecast, 218, 219, 221, 314–315, 333–334, 410

SV-10a: Systems Rules Model, 218, 315, 335, 402

SV-10b: Systems State Transition Description, 315, 336

SV-10c: Systems Event-Trace Description, 218, 315, 336–337

SvcV-1: Services Context Description, 217, 348–349, 352–353

SvcV-2: Services Resource Flow Description, 218, 349, 353–354

SvcV-3a: Systems-Services Matrix, 217, 355–356

SvcV-3b: Services-Services Matrix, 217, 349, 355–356

SvcV-4: Services Functionality Description, 217, 348, 357–358, 402

SvcV-5: Operational Activity to Services Traceability Matrix, 217, 349, 358–359

SvcV-6: Services Resource Flow Matrix, 217, 349, 359–362

SvcV-7: Services Measures Matrix, 349, 362–364

SvcV-8: Services Evolution Description, 217, 349, 364–365

SvcV-9: Services Technology and Skills Forecast, 349, 365–366, 410

SvcV-10a: Services Rules Model, 349, 366–367

SvcV-10b: Services State Transition Description, 349, 367–369

SvcV-10c: Services Event-Trace Description, 217, 349, 369

syntaxes, 16

System of Systems (SoS), 72, 76, 311

system/application evolution diagram (A-7), 341, 375

systems, 180

systems architect, 480

Systems Engineering (SE), 491

systems nodes, 36

Systems Viewpoint, 78, 79, 90–92, 218–219, 229

integrated views, 315–316

overview, 311–312

summary, 342

system resource flows/information exchanges, 312

systems behavioral models, 315

systems evolution, 314

systems functionality, 312–313

systems need for connectivity, 313

systems operating platforms, 314–315

systems performance specification, 314

systems traceability to operational usefulness, 313–314

T

taxonomy, 386–387

team members, 164

technical nodes, 36

technical reference model (TRM), 372–373, 409, 455–457

technical review board/committee (TRB/TRC), 161–162, 188–189

Technical Standards Profile (I-3), 415

Technician Perspective, 438

technology and infrastructure model, 207, 208

Technology Forecast (I-4), 416

technology modernization, 209–210

Technology Portfolio Catalog, 414

Technology Standards Catalog, 414

The Open Group Architecture Framework. See TOGAF

The Tipping Point (Gladwell), 27

to-be architecture, 8

TOGAF

data architecture artifacts, 401–402

documentation, 446–448

enterprise continuum, 447, 453–455

extension viewpoints, 422

governance, 201–204

Information Systems architecture, 337–340

overview, 445–446, 494–495

reference models, 455–457

support for capability and strategy, 264–265

support for the Operational Viewpoint, 304–306

technical reference model (TRM), 372–373

technology architecture, 414–415

view of services, 370–373

TOGAF 9.2, 400

TOGAF 9.2 Standard, Version 9.2: A Pocket Guide, 445

TOGAF ACF, 447, 452–453, 460–461

TOGAF ADM, 446, 494–495

architecture partitioning, 459

guidelines and techniques, 457–460

Phase A: Architecture Vision, 448–449

Phase B: Business Architecture, 449–450

Phase C: Information Systems Architecture, 449–450

Phase D: Technology Architecture, 449–450

Phase E: Opportunities and Solutions, 450

Phase F: Migration Planning, 450

Phase G: Implementation Governance, 450–451

Phase H: Architecture Change Management, 189–190, 451

Preliminary phase, 448

Requirements Management, 451

tool experts, 481

tool integration, 155–158

tools, 197–198

topologies, changing enterprise topology, 211–212

Transportation Security Agency (TSA). See TSA

tribes

corporate tribes, 26–27

without rulers, 26 See also culture

TSA, 60

regulations, 59

U

UAF. See Unified Architecture Framework (UAF)

UAFP. See Unified Architecture Framework Profile (UAFP)

uncertainty avoidance (UAI), 31

Unified Architecture Framework Profile (UAFP), 94–95

Unified Architecture Framework (UAF), 94–95, 428–429

Unified Capabilities, reference architecture, 74

Unified Modeling Language (UML), 85, 400

foundation ontology, 427–429

profiles, 427–428

Unified Profile for DoDAF and MODAF (UPDM), 85, 94–95, 428

unions, 60

United Architecture Framework/Profile (UAF/P), 174

Universal Description, Discovery, and Integration (UDDI), 173

UPDM. See Unified Profile for DoDAF and MODAF (UPDM)

U.S. Army Identity and Access Management (IdAM), reference architecture, 74

U.S. Army Network Security Enterprise, reference architecture, 74

use-case narrative and diagram (B-5), 306

V

viewpoints, 14–15

DoDAF, 76–79, 214–221, 228–229

extension viewpoints, 421–429

selecting, 115–116 See also subarchitecture domains (viewpoints)

views, 16–18, 227–228

DoDAF, 79–84

Fit-for-Purpose views, 122, 169, 228

integration of, 84, 230, 315–316

planning what views to use, 114–122

selecting, 116–122

tailoring, 228 See also specific views; subarchitecture domain artifacts (views)

VisiCalc, 31

vision, 238

vision statements, 86

vocabularies, 387

W

weather, 35

Web Ontology Language (OWL), 385

Web Services Description Language (WSDL), 348

Weber, Max, 33

Weick, Karl, 34, 36

well-formed views, 16

Western Behavioral Sciences Institute (WBSI), 44–46

Wireless Connectivity Diagram (I-6), 416

Wiring Closet Diagram (I-9), 416

work breakdown structure (WBS), 136–137

X

XML files, 175

Z

Zachman, John A., xxv–xxx, 5, 433

Zachman Framework, 71, 167, 168

classification schema, 439

development of, 433

interrogatives, 434, 438

as an ontology, 433–437, 442–443

overview, 495–496

perspectives, 434, 437–438

primitives and composites, 439–442

reification, 436–437, 439

stakeholders, 107

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