Chapter 4
IN THIS CHAPTER
Taking a 360 degree look at nearby public funding
Stepping into the world of federal grantmaking agencies and Grants.gov
Raising your odds of funding by communicating with elected officials
In this chapter, I take you on a journey down the government’s grantmaking highway, which starts in Congress and ends in your state, county, town, village, or city. I also reveal how to get your elected officials to support your grantseeking efforts.
Before we get started, let me set the record straight when it comes to government money: There is no such thing as a “free” grant or “free money.” Every grant award comes with strings attached. Either you have to spend your own money first (reimbursement grant) and submit receipts to get grant funds, or you have to file reams of electronic paperwork to generate an electronic funds transfer into your organization’s bank account.
Washington, D.C., is a funding epicenter for U.S. government grantmaking agencies. Congress creates legislation and then votes to allocate funding to hundreds of grantmaking programs annually. This funding then trickles down to your state capital. (Note that there are plentiful opportunities for nonprofits and units of local government to apply directly to a federal funding agency for a grant, providing they are eligible grant applicants.)
Federal dollars trickle down in three forms:
Entitlement: State agencies get these monies because federal legislation entitles them to receive it every fiscal year.
An entitlement grant is one in which funds are provided to specific grantees on the basis of a formula, prescribed in legislation or regulation, rather than on the basis of an individual project. The formula is usually based on such factors as population, enrollment, per-capita income, or a specific need. Entitlement grants often result in pass-through grants to municipalities and nonprofits.
Some states and U.S. territories post all their federal pass-through funding and re-granting opportunities on one website. (Re-granting and pass-through refers to grants made from the monies a state or territory has received from the federal government.) In addition, some states and territories develop their own grant programs funded entirely through state dollars. If you’re fortunate enough to live in a state or territory that does so, check out their website for a mailing list. You may be able to sign up for email grant notice alerts from their Capitol-based agencies.
However, most states or territories don’t post these announcements where they are easy to find, so you have to be a really great Internet detective to find the monies in your state or territory (not to mention in Washington, D.C.). You need to surf a bit each day to catch all the new postings for grantfunding opportunities. When I’m searching for state grants in Washington state, I use Google and type in “grants, state of Washington agencies”. The results are a list of state agencies in Washington state that have grantfunding opportunities posted on their websites.
The next sections reveal how to find grant monies available at the state and local government levels.
To find grant opportunities at the state level:
When you receive an alert about a state or territory grantfunding opportunity you’re interested in applying for, look for the link that connects you to the grant application summary and download the complete grant application (including guidelines). Look for the following information:
The number of grants to be awarded: You may have to call the funding agency’s contact person to find out the number of available grants; this information often isn’t included in state grant application guidelines.
Unless you’re the only organization delivering highly specialized services/programs and have no competitors, don’t apply for competitive grant funds where fewer than three awards will be made statewide. The fewer the number of grant awards, the worse the odds are for winning an award.
All grant applicants have a fair chance of winning a state or territory agency grant award if a sufficient number of awards are available. I always ask how many grants will be awarded so I know how many ways the money will be divided. This information helps me develop a more competitive project budget — staying conservative and on the low end of the average grant range. (Browse Chapter 18 for pointers on putting together a winning budget section in your grant or cooperative agreement proposal.)
At the local government level (county, town, village, township, hamlet, and city), look for public monies at the County Board of Commissioners, local Area Agencies on Aging, the Mayor’s Office on Neighborhoods (or a similar Federal Community Development Block Grant administrator), regional housing authorities (they subgrant for neighborhood-based services), your county-based department of social services, and more. All these agencies receive direct funding from state agencies and federal pass-through funding for re-granting purposes at the local level (more on pass-through funding in the following section).
Federal government grant monies come in two forms:
Pass-through grants: Your state applies to the federal government for a grant. After receiving the grant, the state then passes the federal monies on to applicants.
Pass-through monies are still considered federal monies even though they’re distributed by state agencies.
Whether in the form of direct or pass-through grants, federal monies are also classified as either competitive or formula.
In this section, I give you the scoop on the pros and cons of direct and pass-through grants, and I share the details you need to know about competitive and formula grants. Note: Some of the terms in this section may seem to overlap with the kinds of allocations listed earlier in the chapter, but that’s just because the government ran out of unique names to use (that’s my theory and I’m sticking to it). The grants in this section are different entities from those earlier terms.
The advantages to applying for a direct grant award or cooperative agreement, which comes straight from the federal government, include the following:
When you compete for a direct grant, you communicate directly with a program officer in a division of a federal agency. This interaction means one-on-one attention, so be sure to review the application guidelines thoroughly and then compile all your questions. You can email or call the grantmaking agency’s contact person for clarification and answers. Doing so upfront clears the way for the topic research and the grantwriting process.
Avoid being a nuisance! Don’t call and make small talk. Have your questions ready before approaching the agency contact and ask if the individual prefers to have questions emailed. Be prepared to take copious notes. If you feel you still lack a clear answer about how to proceed, ask again.
Some federal agencies have a deadline for submitting questions via email or by phone; read the grant application guidelines to make sure you can still make the call or email contact. If the window has passed, look at the agency’s website for a link to frequently asked questions (FAQs). Others have probably asked the same questions you have, and the agency may have posted the answer for the general public to review. Also, remember to check daily for modifications to the initially posted grant applications guidelines.
Look for a link to the Full Announcement on the Related Documents tab in the View Grant Opportunity page (the same link you clicked to view the Synopsis). Figure 4-1 shows you what to expect when you’re on the Grants.gov site, perusing a NOFA, RFP, FOA, or RFA.
Pass-through grants have two advantages:
When you’re making an appearance before the state agency program staff, you can get info on previously funded grants. Under the Freedom of Information Act (FOIA), all government agencies must provide requested public information to the requestor (you, the public), so don’t feel like you’re being a bother. Make sure the list contains the grant recipients and award amounts. And ask for a copy of a successful grant application from a previous competition. Knowing how winners write can boost your chances.
You can use the FOIA to obtain information about all types of grants funded by any government agency.
The only disadvantage to applying for pass-through grants is that the grant awards are often smaller than those for a direct grant. The legislation determines the award allocation. So, it’s a trade-off: Pass-through awards are smaller, but they’re also easier to win.
Pass-through grant awards can be significantly smaller than direct grant awards because the state takes money off the top of each federal grant to cover administrative costs. Then the amount that’s left must be divided geographically and politically. For example, grants may go to certain areas of a state or territory because those areas haven’t won many grant awards recently. The money may go to other areas because that district’s state senator or representative has a lot of power and influence with a state agency. Like it or not, politics can have a major influence over grantmaking.
To win a competitive grant or cooperative agreement, you must compete with other grant applicants for a limited amount of money. A team of peer reviewers (experts and laypeople who apply to read and score grant applications) looks at your application and decides how many points you receive for each narrative section in the body of the grant request. The applications with the highest scores are recommended for funding. (See Chapter 11 for details on the peer review process for grant applications.)
A formula grant (a fill-in-the-blanks, no-brainer form), on the other hand, is money disbursed by a state agency or municipality to a grant applicant based on a preset standard or formula.
A great example of formula monies is a grant program administered by the U.S. Department of Justice. The Justice Assistance Grant (JAG) Program (not to be confused with the military’s Judge Advocate General Program) is the leading source of federal justice funding to state and local jurisdictions. The program provides monies to states, territories, tribes, and local governments, which they in turn use to support program areas including law enforcement, prosecution and courts, prevention and education, corrections and community corrections, drug treatment and enforcement, planning, evaluation, technology improvement, and crime victim and witness programs. All JAG allocations are calculated by the Bureau of Justice Statistics (BJS) based on the statutory JAG formula and displayed on the JAG website each fiscal year.
Every day you can receive a free email alert from Grants.gov announcing grantfunding opportunities from any of the federal grantmaking agencies. Just log on and subscribe. Simply choose one or more agencies and wait 24 hours to start cruising through the daily list of federal grant announcements.
Here’s how Grants.gov can help you find federal grant monies for your organization:
You can also apply for grants directly through Grants.gov after you’ve reviewed the Apply for Grants link under the Applicants tab and completed the registration process.
After registering, you can do the following:
For more on federal grant application packages, turn to Chapter 5.
When you’re searching for grantfunding opportunities on Grants.gov, you will see that there are four types of Opportunity Status listings:
Searching or applying for federal grant monies without emailing or calling staff at your elected legislators’ offices doesn’t make much sense. Getting to know these critical contacts on Capitol Hill and in your state capital can make the difference between finding out about funding opportunities before NOFAs are published and hearing about them with everyone else. Time is always of the essence, so why not get some strong-armed advocacy from your elected representatives?
Here are some pointers on when to make these critical contacts with elected officials:
Also, work to engage elected officials in becoming oriented to your organization’s needs. How? Host an annual legislative event (a breakfast, lunch, or dinner) where you present an overview of your organization and a wish list for programs and services. Make sure to use a slide-show presentation and give each attendee an information packet covering your presentation content. Your only agenda item is convincing elected officials or their staff members that your organization has the most need for government funding.
18.226.133.245