Preface to the Third Edition

IN 1997, when Java was new, James Gosling (the father of Java), described it as a “blue collar language” that was “pretty simple” [Gosling97]. At about the same time, Bjarne Stroustrup (the father of C++) described C++ as a “multi-paradigm language” that “deliberately differs from languages designed to support a single way of writing programs” [Stroustrup95]. Stroustrup warned:

Much of the relative simplicity of Java is—like for most new languages—partly an illusion and partly a function of its incompleteness. As time passes, Java will grow significantly in size and complexity. It will double or triple in size and grow implementation-dependent extensions or libraries. [Stroustrup]

Now, twenty years later, it’s fair to say that Gosling and Stroustrup were both right. Java is now large and complex, with multiple abstractions for many things, from parallel execution, to iteration, to the representation of dates and times.

I still like Java, though my ardor has cooled a bit as the platform has grown. Given its increased size and complexity, the need for an up-to-date best-practices guide is all the more critical. With this third edition of Effective Java, I did my best to provide you with one. I hope this edition continues to satisfy the need, while staying true to the spirit of the first two editions.

Small is beautiful, but simple ain’t easy.

San Jose, California
November 2017

P.S. I would be remiss if I failed to mention an industry-wide best practice that has occupied a fair amount of my time lately. Since the birth of our field in the 1950’s, we have freely reimplemented each others’ APIs. This practice was critical to the meteoric success of computer technology. I am active in the effort to preserve this freedom [CompSci17], and I encourage you to join me. It is crucial to the continued health of our profession that we retain the right to reimplement each others’ APIs.

Preface to the Second Edition

A lot has happened to the Java platform since I wrote the first edition of this book in 2001, and it’s high time for a second edition. The most significant set of changes was the addition of generics, enum types, annotations, autoboxing, and the for-each loop in Java 5. A close second was the addition of the new concurrency library, java.util.concurrent, also released in Java 5. With Gilad Bracha, I had the good fortune to lead the teams that designed the new language features. I also had the good fortune to serve on the team that designed and developed the concurrency library, which was led by Doug Lea.

The other big change in the platform is the widespread adoption of modern Integrated Development Environments (IDEs), such as Eclipse, IntelliJ IDEA, and NetBeans, and of static analysis tools, such as FindBugs. While I have not been involved in these efforts, I’ve benefited from them immensely and learned how they affect the Java development experience.

In 2004, I moved from Sun to Google, but I’ve continued my involvement in the development of the Java platform over the past four years, contributing to the concurrency and collections APIs through the good offices of Google and the Java Community Process. I’ve also had the pleasure of using the Java platform to develop libraries for use within Google. Now I know what it feels like to be a user.

As was the case in 2001 when I wrote the first edition, my primary goal is to share my experience with you so that you can imitate my successes while avoiding my failures. The new material continues to make liberal use of real-world examples from the Java platform libraries.

The first edition succeeded beyond my wildest expectations, and I’ve done my best to stay true to its spirit while covering all of the new material that was required to bring the book up to date. It was inevitable that the book would grow, and grow it did, from fifty-seven items to seventy-eight. Not only did I add twenty-three items, but I thoroughly revised all the original material and retired a few items whose better days had passed. In the Appendix, you can see how the material in this edition relates to the material in the first edition.

In the Preface to the First Edition, I wrote that the Java programming language and its libraries were immensely conducive to quality and productivity, and a joy to work with. The changes in releases 5 and 6 have taken a good thing and made it better. The platform is much bigger now than it was in 2001 and more complex, but once you learn the patterns and idioms for using the new features, they make your programs better and your life easier. I hope this edition captures my continued enthusiasm for the platform and helps make your use of the platform and its new features more effective and enjoyable.

San Jose, California
April 2008

Preface to the First Edition

In 1996 I pulled up stakes and headed west to work for JavaSoft, as it was then known, because it was clear that that was where the action was. In the intervening five years I’ve served as Java platform libraries architect. I’ve designed, implemented, and maintained many of the libraries and served as a consultant for many others. Presiding over these libraries as the Java platform matured was a once-in-a-lifetime opportunity. It is no exaggeration to say that I had the privilege to work with some of the great software engineers of our generation. In the process, I learned a lot about the Java programming language—what works, what doesn’t, and how to use the language and its libraries to best effect.

This book is my attempt to share my experience with you so that you can imitate my successes while avoiding my failures. I borrowed the format from Scott Meyers’s Effective C++, which consists of fifty items, each conveying one specific rule for improving your programs and designs. I found the format to be singularly effective, and I hope you do too.

In many cases, I took the liberty of illustrating the items with real-world examples from the Java platform libraries. When describing something that could have been done better, I tried to pick on code that I wrote myself, but occasionally I pick on something written by a colleague. I sincerely apologize if, despite my best efforts, I’ve offended anyone. Negative examples are cited not to cast blame but in the spirit of cooperation, so that all of us can benefit from the experience of those who’ve gone before.

While this book is not targeted solely at developers of reusable components, it is inevitably colored by my experience writing such components over the past two decades. I naturally think in terms of exported APIs (Application Programming Interfaces), and I encourage you to do likewise. Even if you aren’t developing reusable components, thinking in these terms tends to improve the quality of the software you write. Furthermore, it’s not uncommon to write a reusable component without knowing it: You write something useful, share it with your buddy across the hall, and before long you have half a dozen users. At this point, you no longer have the flexibility to change the API at will and are thankful for all the effort that you put into designing the API when you first wrote the software.

My focus on API design may seem a bit unnatural to devotees of the new lightweight software development methodologies, such as Extreme Programming. These methodologies emphasize writing the simplest program that could possibly work. If you’re using one of these methodologies, you’ll find that a focus on API design serves you well in the refactoring process. The fundamental goals of refactoring are the improvement of system structure and the avoidance of code duplication. These goals are impossible to achieve in the absence of well-designed APIs for the components of the system.

No language is perfect, but some are excellent. I have found the Java programming language and its libraries to be immensely conducive to quality and productivity, and a joy to work with. I hope this book captures my enthusiasm and helps make your use of the language more effective and enjoyable.

Cupertino, California
April 2001

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