Chapter 8
Modular Lattices

8.1 INTRODUCTION

We describe a special class of lattices called modular lattices. Modular lattices are numerous in mathematics; for example, the lattice of normal subgroups of a group is modular, the lattice of ideals of a ring is modular, and so is the finite-dimensional vector space lattice. Distributive lattices are a special class of modular lattices. The set of all consistent global states in a distributed computation forms a distributive lattice and is therefore a modular lattice.

In this chapter, we first introduce both modular and distributive lattices to show the relationship between them. Later, we focus on modular lattices. Distributive lattices are considered in detail in Chapter 9.

8.2 MODULAR LATTICE

The definition says that if c08-math-0003, then one can bracket the expression c08-math-0004 either way.

We will show that all distributive lattices are modular. Recall that a lattice c08-math-0005 is distributive if c08-math-0006.

In this definition, the equality can be replaced by c08-math-0007 because of the following observation.

A similar observation applies to the definition of modular lattices as shown by the following lemma.

We can now show the relationship between the modularity condition and the distributivity condition for lattices.

8.3 CHARACTERIZATION OF MODULAR LATTICES

We now give examples of lattices that are not modular or modular but not distributive. All lattices of four elements or less are modular. The smallest lattice which is not modular is the pentagon (c08-math-0019) shown in Figure 1.4(a). In this lattice, c08-math-0020 holds; however, c08-math-0021, whereas c08-math-0022.

The diamond lattice (c08-math-0023) shown in Figure 1.4(b) is modular but not distributive. To see this, note that in the diagram of c08-math-0024 we have

c08-math-0025

and c08-math-0026.

Since c08-math-0027, c08-math-0028 is not distributive.

We now focus on modular lattices and list some theorems that characterize modular lattices.

In the definition of modular lattices, if c08-math-0029 satisfies c08-math-0030, then we get that c08-math-0031. The following theorem shows that to check modularity it is sufficient to consider c08-math-0032's that are in the interval c08-math-0033.

c08f001

Figure 8.1 Proof of Theorem 8.5.

The following lemma is useful in proving the Pentagon theorem, which gives a characterization of modular lattices using the absence of a sublattice isomorphic to a pentagon (or c08-math-0059).

We are now ready for another characterization of modular lattices due to R. Dedekind.

Modular lattices can also be characterized using an identity on lattices. An advantage of a characterization based on identities is that it allows easy manipulation of expressions: the left-hand side of any identity can be replaced by the right-hand side.

Consider two incomparable elements c08-math-0099 as shown in Figure 8.2. Define two intervals c08-math-0100, and c08-math-0101. We can define maps c08-math-0102 and c08-math-0103 from one interval to the other as follows.

equation
c08f002

Figure 8.2 Theorem 8.9.

We now give yet another characterization of modular lattices using upper and lower covering conditions.

c08f003

Figure 8.3 (a) A ranked poset, (b) A poset that is not ranked, (c) A ranked and graded poset, and (d) A ranked and graded lattice.

We now define a ranked poset and a graded poset. Some examples are shown in Figure 8.3.

8.4 PROBLEMS

  1. 8.1.  Show that if c08-math-0138 is a graded lattice, then
    1. c08-math-0139 is equivalent to the Upper Covering Condition.
    2. c08-math-0140 is equivalent to the Lower Covering Condition.
  2. 8.2.  Complete the proof of Theorem 8.5.
  3. 8.3.  Show the shearing identity for modular lattices.

    [Shearing Identity] A lattice c08-math-0141 is modular iff c08-math-0142

  4. 8.4.  Complete the proof of Theorem 8.9.
  5. 8.5.  Prove Theorem 8.11.
  6. 8.6.  Prove Theorem 8.14.

8.5 BIBLIOGRAPHIC REMARKS

The book by Gratzer [Grä71, Grä03] contains most of the results in this chapter except for our emphasis on calculational proofs.

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