3Further outline of the phenomenon of whoness

Die Frage, wer der Mensch ist [...] läßt sich im Bereich der überlieferten Metaphysik, die wesentlich ‚Physik‘ bleibt, nicht zureichend fragen.

Martin Heidegger
Einführung in die Metaphysik S. 107

The question concerning who the human being is [...] cannot be adequately asked within the domain of traditional metaphysics, which remains essentially ‘physics’.

A first, very rudimentary outline of the phenomenon of whoness24 has already been sketched in the preceding chapter. Human beings show themselves off at first and for the most part in the look of their usual occupations as which they present themselves to each other within the openness of being. This outline now has to be fleshed out successively as we go along with the phenomenal content of what it means to be somewho. To participate in whoness means in the first place to show oneself off within the 3D-temporal clearing for presencing and absencing. To be somewho is to present a view or look25 manifest to one’s own and others’ gaze and regard. The core of my look as somewho is not a visual phenomenon, but an aural one, but not aural in a merely sensuous sense. My very own, singular look is given first of all in my proper name by which I am called, through which my presence is communicated throughout the community and which I also call my self. This core of my whoness, my singular proper name, is associated with what is heard and said about me, i.e. with my reputation (see preceding chapter).

This look of reputation was experienced by the Greeks as δόξα, which means also manifestation, or view in the sense of opinion. My singularity as this unique human being is first of all signalled or signposted by my unique proper name, which situates it, against the grain, within the universal element of language. I am therefore at heart a contradiction, for I am identified with what I am not, viz. a proper name. To say ‘I am Michael Eldred’ is to say a contradiction; in Hegelian language, it is to formulate an identity of identity and difference. Furthermore, my identity is elaborated in language in articulating my reputation, my standing in the view of others, by identifying my proper name with actions, abilities, attitudes, behaviours, views, etc. attributed to me. My unique singularity is always already exposed to the universal element of language via the particularities mediating between my singularity and universality. Through language, who I am becomes sayable and manipulable by others as merely a particular human being, no longer singular, but marked beneath the universal of human beings by specific differences, namely, the properties or qualities that, as predicates of my proper name, serve to characterize me. This contradiction will occupy us again in a later subsection of this chapter (3.3.1).

3.1Bearing a name and standing in estimation in the community through valuing interplay

...und Hoffnungen nennt man in der Republik der Geister die Republikaner, das sind jene Menschen, die sich einbilden, man dürfe seine ganze Kraft der Sache widmen, statt einen großen Teil von ihr auf das äußere Vorwärtskommen zu verwenden; sie vergessen, daß die Leistung des Einzelnen gering, das Vorwärtskommen dagegen ein Wunsch aller ist, und vernachlässigen die soziale Pflicht des Strebens...

Robert Musil
Der Mann ohne Eigenschaften I Tl. 1 Kap. 13

...and promising individuals in the republic of intellectuals are called republicans, who are those persons that flatter themselves that one may devote one’s entire energy to the substantial issue instead of expending a great deal of it on getting ahead; they forget that the individual’s achievement is small, but getting ahead is everyone’s desire, and neglect the social duty to strive...

In my everyday life, I am concerned not only with pragmatically taking care of what needs to be done for the sake of living, but also with the stand I assume as somewho in the community, i.e. in the mirroring view of others. My being-in-the-world is essentially immersed in the socio-ontological dimension of whoness, including even a possible deficient view of me in which I figure as merely one among many, or as a piece of data. My proper name is associated, as underlying subject, with all the acts I undertake in daily life and the quality of my life; how I can live, depends on the regard in which I am held by both others and myself. Regard and esteem, self-regard and self-esteem inhere essentially in the dimension within which I assume a stand as somewho (just as the self-showing of things is always also a self-showing not only of what they are in terms of physical properties, but also of what they are good for and thus what they are worth). My manifestation as who is thus not simply the revelation of a fact, but involves the showing of estimable worthiness or otherwise and is in this sense a showing-off, where this term is not to be understood in any pejorative or derogatory sense. In the view of others I always stand in their estimation, and they always stand in mine. We estimate each other in every encounter in a kind of mirroring interplay of who we are in our respective who-standings. This mirroring is a kind of mutual recognition and includes the entire gamut from awe and praise through utter indifference to negative modi such as hatred, condescension and disdain. Estimation means placing a value upon, as worthy or otherwise. Human being in its self-showing cannot escape this dimension of estimation of who-status. Phenomena such as fame or calumny cannot be thought as modes of being (presencing-as...) without the prior dimension of whoness as the site where they are ontologically situated.

A who is always viewed or regarded within the dimension of esteem. My reputational standing as somewho is essentially situated in a vertical dimension with above and below; in the view of others I am always held in high or low regard and esteem or somewhere in between, including, at first and for the most part, at the mid-point of indifference or averageness. Being somewho is thus always a being valued somehow or other as a who of such-and-such a reputational standing, even if this standing be average or neutral or indifferent. Just as things in their being, as encountered in everyday life, are always regarded as good or unsuitable for some application or other, so too are people in their whoness always regarded or esteemed highly or lowly or somewhere in between. Such valuing of each other is not a matter of mutually ‘subjective’ value judgements as distinct from some ‘objective’ valuation or other (e.g. that could be measured by collecting empirical data), but of the mirroring interplay in between in which individual qualities, above all abilities, come to be reflected in each other’s estimation, and is thus subjective-objective, situated in the connecting hyphen (from Gk. ὑφέν ‘together’ ‘in one’ f. ὑφ’, ὑπό under + ἔν one.). Status as who within the dimension of whoness therefore is constituted in the between and is prior to or undercuts any distinction between a subject and an objectivity standing over against it.

Without having explicitly seen the 3D-temporal clearing for being itself as the openness for presencing and absencing, nor having thought through the ontological phenomenon of whoness as a dimension sui generis within in the folds of being, Aristotle nevertheless associates the susceptibility to good and bad (ἀγαθοῦ καὶ κακοῦ Pol. 1253a18) with the essential determination of human being as τὸ ζῷον λόγον ἔχον (1253a10). This susceptibility and openness to understanding good and bad is not to be thought in the first place as a moral category, but rather pragmatically as the openness to seeing what is good in the sense of beneficial and suitable, and bad in the sense of what is harmful or useless (τὸ συμφέρον καὶ τὸ βλαβερόν 1253a15). The openness to being itself is not objective or neutral, but is essentially value-laden, ‘coloured’ with a valency. In other words, τὸ ἀγαθόν (the good) is another name for τὸ εἶναι (being itself), not only with regard to the self-showing of things themselves as what they are good for, but also and especially with regard to the self-showing and showing-off of human beings as who they are and how they are to be estimated and esteemed.

My proper name is the seed crystal of who I am that marks my singularity, my Jemeinigkeit in language, thus, paradoxically and painfully, making my singularity universal. To be a who means to bear a proper name and to bear the contradiction between singularity and universality. This means that proper-named-ness is an essential aspect or phenomenal-ontological moment of whoness. To this seed crystal of my proper name adhere all the practices and usages of everyday life I perform (ably or poorly) in which not only I understand myself, but through which also others view and regard me as who I am. My way of living is not only visible both to myself and others, but it is, as attributable to the underlying proper name which I bear, that for which I also bear responsibility. How I live is attributable to me as an individual human being leading my life, and shaping, casting my individual existence. My way of living is, on the one hand, the expression of my self-understanding with which I identify through self-reflection, i.e. my self-identity, that mirror-reflection which belongs to me as who I am. Self-reflection is to be understood here in the etymologically primal sense of a bending back on myself, which is the ontological structure of all self-identity. For others, on the other hand, my way of living is visible not only in having to do with me, but above all in what they hear about me. What they hear about me is my reputation, or in German, Ruf or ‘call’ or ‘renown’. My reputation presents a view of me to the world which informs the views of others regarding how and whom they hold me to be.

Being held to be somewho in the view of others is also being held to be responsible for who I am and what I do. Who I am is always being estimated, both by myself and others. In my self-estimation resides the call of conscience (lit. co-knowing of my self, genitivus subjectivus) that estimates through self-reflection who I am and what I have done and how well I have done it. Being who thus means continually striving to stand in esteem and self-esteem, for the view of who I am is always subject to estimation, i.e. valuation. The striving to stand in esteem or honour is what Plato calls φιλοτιμία, literally, the ‘love of esteem’ or ‘striving for esteem’, and it is a phenomenon which plays a major role throughout Plato’s thinking, in particular, in his Republic (Πολιτεία), although, it must be underscored, there is no ontology of whoness to be found in either Plato or Aristotle. This circumstance has given rise to the fateful disjunction between ontology and ethics. The striving to stand in esteem, i.e. to be validated in one’s self-stand by others, is synonymous with the striving to be a human being with a standing in a community.

For human being, the world opens up not only in understanding things and states of affairs in their various interconnections, but also in estimating things, states of affairs and other persons in their goodness or badness in the amoral sense of whether they are good for something or good for nothing. Such goodness or badness is estimated in terms of whether the thing, state of affairs or person in question is beneficial or deleterious, suitable or unsuitable, applicable or inapplicable, relevant or irrelevant. Such estimating does not consist in sticking values onto so-called value-free facts, as if the facts were ‘objectively’ there first and the values were superadded later by a ‘subjective’ act, but rather, the world opens up from the outset, i.e. a priori, in what the situation, the thing, state of affairs or someone is good for. Their value is in their being, i.e. their mode of presencing, itself.

Whereas the being of something shows itself as good for or suitable for some application of other, the being of somewho is disclosed first of all in a reputation and regard which disclose what the person concerned is good for, thus being worthy of esteem. The goodness of a person does not mean in the first place that the person is morally good, but rather competent and able, excellent in some respect. Said negatively: the old Greek saying, οἱ πολλοὶ κακοί, does not mean that most people are morally bad, but that most people are good for nothing, or ‘useless’, ‘worthless’, which goes against today’s democratic grain. Sharing the openness of 3D-temporal being as a social, sociating being means in its essence striving (through to the privative mode of failing to strive) to achieve and maintain a standing in reputation and regard that provides a good view of oneself, thus occasioning others to hold one in high regard as a worthy person.

One strives to present oneself in a good light and to show off that one is good for something or other with respect to the fulfilment of communal usages or what is appreciated and recognized by the community, however this community may be defined, be it a clique, a subculture, a peer group, a township, an electorate, or whatever. Such disclosure in a reputation, of course, does not have to correspond to how the individual concerned shows itself of itself as itself, but may be only partial or even totally deceptive, distortive and deluding. Furthermore, there may a great and painful disjuncture between how I regard my self and how I am regarded by others or by you. (The phenomena of recognition and you-and-I as modes of mutually mirroring and casting who each of us is will be investigated more closely in later chapters; cf. especially Chapter 5.6)

3.2Human social being as self-presentation and showing-off in the 3D-temporal clearing in an interplay of estimable reputability (politeness, pride, vulnerability, arrogance, conceit)

Social intercourse and encounter, as I have said, take place in the ontological dimension or element of estimated and esteemed whoness, which enables and requires that the human beings encountering and entering into intercourse with one another regard and acknowledge each other a priori as worthy persons, where worthiness is regarded as an all-encompassing dimension covering also privative and neutral modes of estimation such as denigration, derogation, depreciation and indifference. This mutual regard (including one-sided disregard) applies even when the reputation of the other is hardly known, so that mutual acknowledgement becomes a matter of formal politeness. Politeness is the mode of conduct which pays formal regard to the estimable views or masks which the social actors present of themselves and show off as persons in general, daily social intercourse. As such, by formalizing the paying of regard, politeness allows social life to revolve around its pole without unnecessary friction. This lubrication is necessary only because human beings are somewho. Impoliteness too, of course, is situated within the dimension of estimated whoness as a deficiency in or privation of politeness, and can be characterized as the refusal to pay formal regard to, i.e. to disregard the worthiness of somewho as a person, which is a formal character mask, a persona. The worthiness to which politeness pays regard does not have the specific reputation of the individual concerned in view, but rather, politeness is a formal acknowledging of the status of estimable whoness in general. The other is formally and abstractly regarded as a worthy person, regardless of, and perhaps even despite, their particularity.

To be a person means to wear a mask of self-presentation to others, to present a look of who one is to others, and the polite intercourse among persons consists in the first place of calling each other by name. Impoliteness consists in overstepping the bounds of customary formal regard for the other as a person and may consist even in failing to address the other person by his or her proper name, the bearing of a proper name or proper-namedness being a hallmark and nub of whoness. The formal character of personhood means that the showing-off of oneself in social encounter and intercourse resembles the presentation of a mask through which the person pretends to be who they are. This mask is the form, i.e. εἴδος or look, that is presented to view. This pretence does not mean necessarily that there is anything false in the self-presentation, but merely that there is something schematic and even standardized about the view which an individual presents in the public open as a person.

One could ask why we are bothering with a phenomenon as banal, trivial and innocuous as politeness, a subject apparently more suitable for a sociology of manners. Why this concern with a mundane phenomenon of everyday life in a context concerned with the question of society as such? Would it not be more appropriate to discuss higher phenomena such as purportedly inalienable human rights and the dignity of the human person? Isn’t it such noble, elevated ethical principles which should be the focus of our attention when discussing what it means to be a human being? However, are such principles of human dignity to be simply posited as celestial ideals, or rather, must it be asked how such principles can be grounded on Earth in view of the simple quotidian phenomena themselves that are first encountered? Is it not the case that the dignity of human being has its roots, and must have its roots in daily life if it is to be more than just some dreamt-up, concocted Utopian ideal or posited dogmatically as a birthright, putatively innate? How is the origin of human dignity (and indignity) to be located if not in social intercourse and encounter as they are lived everyday? One could perhaps offer an anthropological, evolutionary quasi-causal explanation in terms of the development of homo erectus, or a social history of mores, but such evolutionary arguments and social narratives are ultimately vacuous because, like all the sciences, they do not and cannot, as science, think through carefully and simply the phenomena themselves in their ontological structure, but instead necessarily implicitly presuppose them. Human being as such has to be thought as being’s having laid claim on humans, appropriating them as human beings to the 3D-temporal clearing.

This has to be brought to light in the very first place. It is being itself which brings humans to stand as human beings in their being enpropriated to being, and it is the open temporal clearing for presencing and absencing as well as the truth of being that enables and empowers human beings to shows themselves off as who they are. Whoness is a phenomenon of being sui generis. It is being (the 3D-time-clearing) itself that in the first place enables and brings humans to stand as who by situating them in the clearing in a sociating interplay of estimable reputability. From such esteem and estimation springs not only the phenomenon of formal politeness, but also phenomena such as pride and vulnerability. Pride is the offensive showing-off of one’s standing as who, whereas vulnerability arises from each who’s being inevitably exposed to estimation by others, which includes the possibility of derogation and denigration.

Whoness is the essential, core, originally-enabling, social phenomenon of showing off to each other as human beings, and one’s standing as somewho out there in the open is not just a neutral or ‘objective’ self-showing, but a showing-off which craves estimation and acknowledgement that can well be denied by others. To be human means to be concerned with and to care about one’s standing in being estimated in the regard of others as somewho. This is an essential moment of the care of being human as the care of self, Selbstsorge. Human beings not only come to stand in being claimed and overwhelmed by being, thus being exposed to an understanding of being in an attunedness to it, but they also come to stand and be estimated in a look by each other in social interplay. The dimension of social interplay in sociative intercourse contains the folds of being into the first and second person, the phenomena of I myself, you yourself, we ourselves, you-and-I — phenomena that we will have to think through more closely in this investigation.

The circumstance that the whoness of whos is constituted through an interplay between and among whos implies that it is a thoroughly relative (πρός τι) phenomenon lacking the traditional substance (οὐσία) and also the very opposite of anything absolute, thus autonomous, self-contained, infinite. The relativity of whoness signifies the finitude and vulnerability of human being itself in its social, sociating nature. The vertical dimension of metaphysics is absent here; there is no longer any transcendent orientation toward a supreme being, whether it be God, the Absolute, the highest values or whatever.

Politeness is the mode of public social intercourse in which each person’s standing as who in general is left uncontested and is formally acknowledged and respected, regardless of their specific merits or otherwise. Such formal respect for the other as a person (which is a kind of mask, a certain ‘look’) in everyday life must be regarded as the germ of general human dignity: the abstract, formal dignity of the person in its who-standing. Such possibility of standing as who is granted to humans in the first place by the openness of being’s truth itself for revealing and concealing; insofar, a person’s standing as who is not of their own making. From the outset, each human is cast into a standing as somewho. One may be proud, perhaps overweeningly so, of the standing one has achieved in one’s social milieu, but the dimension of whoness which opens up the possibility of such a standing in the first place is not human-made and, in its mysterious grantedness, is not to be taken for granted and overlooked. The natural human dignity of a person as the mask-bearer of whoness is thus granted by being (the 3D-temporal clearing) itself in an ontological precasting; in other words, nature has to be understood in the early Greek sense as φύσις, i.e. as a name for being, meaning the emergence of beings into the open where they assume a stand as beings with their ‘looks’.

The striving of human beings to stand as high as possible as somewho, may assume, for instance, the form of appearance of arrogance and conceit. In the phenomenon of arrogance, one claims too prominent a status for oneself in one’s showing-off as who; one arrogates too much regard to oneself, similar to the phenomenon of conceitedness in which one narcissistically nurtures an overweening opinion of oneself and overestimates one’s own qualities and worth. Originally, ‘conceit’ meant simply ‘conception’ or ‘opinion’ or ‘view’ and is thus related phenomenologically to Greek δόξα. Such self-conceit is, in the first place, the view one holds of oneself, one’s self-image in a self-mirroring (but not in any ‘inner’, psychological sense). Such self-mirroring is enabled by the who’s bending back (re-flecting) on its self. Such a view may correspond to how one is in truth but, in view of the striving for self-esteem, one’s conceit of oneself tends to be, at first and for the most part, an over-estimation.26 There is a striving, a reaching, an ὄρεξις on the part of every who to stand as high as possible in the interplay of whoness, and this leads inevitably to an over-estimation of oneself and a showing-off of oneself in order to stand as high as possible and thus to be more, higher, greater. This striving for a high standing as who could be termed the phallic germ of phallocracy. Another term would be vanity, which consists in holding a high opinion of oneself (a holding of oneself to be, to presence highly in the clearing for presencing), one that exceeds one’s genuine abilities and merits and perhaps even covers up an intrinsic worthlessness. Social life is therefore not only ineluctably a showing-off of who one is, but for the most part is a parade of showing-off of standing and status and a display of untruth in the sense that humans as social beings tend to show themselves off as more than who they are based on their genuine abilities, merits and achievements.

One could object that the above discussion of personhood, proper-named-ness, politeness, the wearing of masks of self-presentation properly belongs to a sociology of social roles. But this would be superficial, for it would miss the point that all who-interplay of mutual estimation played out around the nub of the kernel of whoness consisting in my own proper name requires as stage not merely the world shared with others, but, prior to that, the open 3D-temporal clearing of being itself. My own proper name is the publicly visible side of my self. Selfhood has long since been an important subject in the modern ontology of consciousness, the nugget of self accompanying, as Kant says, all experience of the world. Once the phenomenality of whoness comes into view, however, it can be seen that the self bears masks of self-presentation to the world shared with others in mutually estimative games. I constitute my very self through such games of estimation, and that in a temporally three-dimensional way, because my self is not merely in the present moment, now, but itself temporal stretched into all three temporal dimensions. I am also who I once was and how this yester-self shows itself to me today. I am also who I may one day become, which may even be palpably visible to me in my ambitions, career-plans, etc. My polite comportment may be considered in the present situation, but has also its temporal correspondences in yesterness27 and future. My impoliteness in the past, for instance, may well carry over to today in spoiling my reputation in the interplay with others who have heard rumours. Or my practising the locution of my speech may be part of as who I aim to present my self in the future. The theme of selfhood will recur in the following. It should be kept in mind that the playground for constitution of the self is ultimately the 3D-temporal clearing.

3.3Further exemplary phenomena of standing and not standing as somewho (flattery, manliness) — The existential possibility of coming to one’s very own, genuine stand as self

The complement to the phenomena of arrogance and conceitedness is that of flattery. Flattery is a comportment toward the other which mirrors to this other an unjustifiably aggrandized view of their standing as who. Flattery tickles the other’s conceit and panders to their vanity in order to curry favour with the other. As such, flattery is a form of untruth of the who in the sense of a distorted self-showing that allows the other to wallow in vainglory and self-exaltation, either loudly and overtly or quietly and covertly. The flatterer presents in words and gestures a mirroring view of the flattered one which unjustifiably aggrandizes their standing and qualities. The flatterer does not reflect in words the view which the who presents of themself as themself, but rather reflects a distorted and exaggerated view of the flattered one. To exist as somewho means inevitably and essentially to be exposed in showing-off to the dangers of the falsity of both self-conceit and flattery in social intercourse. As far as oneself is concerned, at first and for the most part, one tends to over-estimate oneself and is thus in untruth with regard to oneself (vanity). Because of this tendency to over-estimate oneself, one is also prone to fall for the flattery in the manipulative mirrors which others hold up to magnify one’s standing in order to achieve their own ends. Later (Chap. 5) we will see that this mirroring interplay is a power play among whos.

As a phenomenon of reflection of who one is and how tall one stands in the hierarchy of who-status, flattery is a (deficient) kind of recognition. The phenomenon of recognition, in turn, concerns how one comes to stand as one’s own self, and thus with esteem and self-esteem, which will also be explored in more depth later on (cf. Chapter 5.6, Chapter 6.6 and the discussion of Hegel’s “process of recognition” in Chapter 11.1).

Plato brings the phenomenon of flattery (κολακεί́α) into play very often in his dialogues, including the Republic, the Laws, Symposium, Alcibiades, Phaidros, and the Sophist28. It plays its most prominent role, however, in Gorgias, where rhetoric is classified as a merely empirical skill for flattering the souls of others with the aim of getting one’s way with them (a kind of social power). The characterization of manliness in the first book of the Laws, however, provides perhaps one of the deepest insights into the essential nature of flattery as a vice and device that endangers the stand which an individual has won for itself in its existence. There we read:

ΑΘ. Τὴν ἀνδρείαν δέ, φέρε, τί θῶμεν; πότερον ἁπλῶς οὕτως εἶναι πρὸς φόβους καὶ λύπας διαμάχην μό́νον, ἢ καὶ πρὸς πόθους τε καὶ ἡδονὰς καί τινας δεινὰς θωπείας κολακικάς, αἳ καὶ τῶν σεμνῶν οἰομένων εἶναι τοὺς θυμοὺς ποιοῦσιν κηρίνους. ΜΕ. Οἶμαι μὲν οὕτω· πρὸς ταῦτα σύμπαντα. (633d)

Athenian: And, tell me, as what are we to define manliness? Whether simply as the struggle against fear and pain alone, or also against desires and pleasures and such powerful flattering enticements which make the heart as soft as wax, even of those who regard themselves as being above such things. Megillos: In my view, against both of these.

Manliness (ἀνδρεία), which is the abstract noun from ἀνήρ (man) and usually rendered in English as ‘bravery’, ‘courageousness’ or suchlike, is one of the four cardinal virtues, i.e. abilities and excellences, that recur again and again in Plato’s and Aristotle’s ethical discussions without ever gaining socioontological underpinnings as modes of being. As the above quotation, along with many others, shows, manliness is experienced by the Greeks as a steadfastness in the face of both physical and psychic danger. Above all, the psychic dangers, which consist in coaxing, cajoling, enticing, wheedling and flattering the soul with false esteem and the prospect of pleasures and the fulfilment of desire, have to be guarded against by assuming and upholding a firm stand. Such a sober, firm, well-defined manly stand stands like a bulwark in the way of succumbing to ἀκολασία, which means ‘loss or lack of control’, ‘unbridledness’, ‘dissoluteness’. To be a human being means for the Greeks first and foremost to keep one’s desires, i.e. the motive forces of the psyche that reach out (ὀρέγεσθαι), bridled and also to hold one’s ground against phsycial dangers such as attack by an enemy or the terrors of natural forces.

Two typical ways in which loss of self-control takes place with respect to the body are gluttony and sexual indulgence. With respect to the soul or psyche, the principle of self-movement, to assume a manly, self-controlled stand means to exist as someone of good reputation who can regard themself in their self-presentation with self-esteem and can be regarded by others in high estimation. The prospect of pleasure or the satisfaction of desire with respect to both body and soul tends to cloud the view and to seduce the person concerned into a surrender of the control which upholds a commendable stand. In particular, in the case of flattery, the flattered one is enticed into surrendering their well-measured view of themself in favour of a grander view offered by the flatterer’s charming, ensnaring words and actions, which are in themselves a pleasure to hear and enjoy. Such flattery could consist, for instance, in being invited to a sumptuous dinner with the most expensive wines.

The phenomena of love of esteem, flattery, manliness, etc. so prominent in the texts of Plato and Aristotle should not be viewed merely as admixtures, embellishments and ornamentation to the more serious, ‘proper’ concerns in their thinking, but instead should be interpreted in relation to how the Greeks experienced being and human being and human social being as presencing, as presentation and self-presentation, as self-showing and showing-off. The phenomenon of being ‘who’ is a phenomenon sui generis not to be thrown together undifferentiatedly with how Plato and Aristotle think through the being of beings in general as ἰδέα, εἶδος and in the κατηγορίαι (including δύναμις and ἐνέργεια). Rather, the phenomenon of ‘whoness’ should be put by us emphatically into relation with the more explicitly ontological concepts that capture the Greek experience of beings qua thingly beings in order to develop a social ontology with its own, specially fashioned and differing concepts.

Such a phenomenology of whoness brings to light a multifaceted ontological structure within a clearing, namely, the clearing of 3D-time in which human beings present themselves as who they are. As situated within the temporal clearing for presencing and absencing, the dimension of whoness is a clearing of possibilities for self-presentation as who in all three temporal dimensions, and the corresponding phenomenology is of modes of being, i.e. modes of presencing and absencing crossed with modes of revealing and concealing in the time-clearing,29 and not merely an ontic typology. The open 3D-time-clearing for presencing and absencing offers a manifold of possibilities for self-presentation, both to oneself and to the others, which, in a German book.30 I have called the Gewer. The prefix ‘Ge-’ in this context signifies a gathering into a manifold, whereas ‘wer’ means ‘who’. Some of the existential possibilities held open by this manifold of whoness have been discussed above. They are above all possibilities of defining one’s self both in one’s understanding of oneself, so to speak, in one’s self-image, and also for the others, in the look one presents of oneself.

At first, who I am is defined by how the others, or you, reflect back to me who I am. My self-understanding depends on who the others and you hold me to be, and I fashion my self-presentation in the shared openness of 3D-time accordingly. The cast I give to my as-yet-absent self in casting into the temporal dimension of the future is, at first and for the most part, borrowed from the others and you. By contrast, how I am held to be by others in their opinion is my reputation that is shaped largely from what they have heard about who I have been in the temporal dimension of absence. I continue to be also who I no longer am, my now absent who is also who I am, just as much as how I cast my self to be in a still absent future also constitutes an aspect of my whoness (e.g. my ambition), along with the present in which I present my self to myself and others. Whoness therefore is itself a temporally three-dimensional phenomenon of was, is and could be, all three of which are open to interpretation.

Your self-esteem is gleaned from the esteem in which others or I hold you to be at present based on your wasness as who. Coming to your very own, individual self-casting as a shaping of your own self-stand in existence is attained to a degree, if at all, only in freeing yourself from the approving or disapproving self-definitions and reflections held in stock by others. You come to your very own self-stand as who only in discovering and uncovering how your own world could be shaped in grasping your best existential possibilities, that is, your highest potentials. These potentials as powers residing in your individual freedom of self-movement in the world first have to be uncovered and nurtured into abilities. Only then can they be set to work as an energy, an ἐνέργεια, literally, an in-work-ness, and your self-presentation in the world then becomes the showing-off of your genuine inherent potentials and developed abilities, and does not remain merely the adaptation to the mirror images of how others, and be it ever so subtly, hold you to be.

This existential possibility of coming to your or my genuine, individual self-casting is only granted within the open dimension sui generis of the manifold of possibilities for being somewho. The manifold, itself a fold of being, must be granted a priori. Since my self-esteem, i.e. my estimation of who I am myself, is always intermingled with how I am held in esteem by others in the ongoing interplay, there is no autarkic self-definition entirely devoid of dependence on a shared world, no self-image that were not also a reflection from others. The standing in my self that I attain is thus always inclined, more or less, toward the others and you, and I gain my very own, genuine self-standing only through a differentiating process of estimation with certain others who mirror who I am to be. “Me in his eyes.”31

So much for now on unfolding the phenomenon of whoness which will continue in later chapters. The phenomenon itself is present explicitly or implicitly throughout our entire inquiry into social being. Why? Because all social phenomena, as phenomena of sociating movement among the inevitable plurality of human beings, are of the estimative interplay of whos that is enabled in the first place by the open clearing of 3D-time for presencing and absencing.

3.3.1Digression: Dialectic of self and other – Wrestling with Plato, Hegel, Heidegger

3.3.1.1Preliminary considerations when approaching Plato’s and Hegel’s dialectical thinking

Etwas Rätselhaftes, daß etwas ist als das, was es zugleich nicht ist.

Martin Heidegger Platon:Sophistes GA19:580

Somewhat perplexing that something is as that which, at the same time, it is not.

Let us first make our intentions clear in approaching the phenomena of self and other within the context of Plato’s, Hegel’s and Heidegger’s thinking, by discussing in general terms what it means to interpret, or reinterpret today, a dialectical text of Plato’s. We stand in an historical relationship to such philosophical texts, where history does not mean merely what is past and long past, but, since Hegel and Heidegger, the happening and shaping, along with and through philosophical thinking, of the continually temporalizing clearing in which we humans exist as human beings. Insofar, what Plato’s thinking thinks is a stage in the progressive unfolding of those contours of beings in their being that have come to be known to philosophical knowing (Hegel). Moreover, what lies latent as unthought in Plato’s texts can speak to us not merely innocuously in the fashion of a scholarly history of ideas (that has to be clearly distinguished from an Hegelian historical development of the Idea), but, by being receptive to what is sent and bringing the as-yet unthought to thought, as a shaping force for our historical future which has yet to arrive (Heidegger).

For Hegel, Plato’s Parmenides — “the most famous masterpiece of Platonic dialectic” (dem berühmtesten Meisterstück der Platonischen Dialektik., VGPII W19:7932) — is a site where we can watch dialectical thinking in action and learn from it.

Was nun die spekulative Dialektik des Platon anbetrifft, so ist dies, was bei ihm anfängt, das Interessanteste, aber auch das Schwierigste in seinen Werken, — so daß man es gewöhnlich nicht kennenlernt, indem man Platonische Schriften studiert. [...] Platons Untersuchung versiert ganz im reinen Gedanken; und die reinen Gedanken an und für sich betrachten, heißt Dialektik. [...] Solche reine Gedanken sind: Sein und Nichtsein (τὸ ὄν, τὸ οὐκ ὄν), das Eine und Viele, das Unendliche (Unbegrenzte) und Begrenzte (Begrenzende). Dies sind die Gegenstände, die er für sich betrachtet, — also die rein logische, abstruseste Betrachtung; dies kontrastiert dann freilich sehr mit der Vorstellung von dem schönen, anmutigen, gemütlichen Inhalt des Platon. (W19:65, 67)

As far as Plato’s speculative dialectic is concerned, this, which begins with him, is the most interesting, but also the most difficult aspect of his works, so that one usually does not get to know it when studying Platonic writings. [...] Plato’s investigation turns entirely upon pure thoughts, and to contemplate the pure thoughts in and for themselves is dialectic. [...] Such pure thoughts include being and non-being (τὸ ὄν, τὸ οὐκ ὄν), the one and the many, the infinite (unlimited) and finite (limiting). These are objects he contemplates for themselves — thus the purely logical, most abstruse contemplation; this of course then contrasts starkly with the notion of the beautiful, graceful, pleasant content of Plato’s thinking. (W19:65, 67)

It always was a dull-witted caricature, one still doing its pedestrian service today, to characterize Hegel’s dialectic as the three-step movement from thesis to antithesis to synthesis. Dialectic means to think through the interrelations among ontological concepts. The “pure thoughts” to which Hegel refers are not merely subjective ideas, but ideas with the full, ontological weight of the word as the ‘looks’ or sights of the beingness of beings presenting themselves to the mind’s view. Philosophical thinking is able to see these facets of being, to speculate on them, explicitly bringing them to light as such, by engaging in the dialectic as “objective dialectic (Heraclitus), change, transition of things through themselves, i.e. of the ideas, that is here, of their categories, not external changeability, but inner transition out of and through itself” (objektive Dialektik (Heraklit), Veränderung, Übergehen der Dinge an ihnen selbst, d. i. der Ideen, d. i. hier ihrer Kategorien, nicht die äußerliche Veränderlichkeit, sondern inneres Übergehen aus und durch sich selbst, W19:66). The use of the word “category” is already an oblique reference to Aristotelean categories, which are likewise ‘looks’ of being, making Aristotle insofar just as much an ‘idealist’ as Plato and Hegel.

The “objective dialectic” must not be understood in the sense of so-called external change or temporal, ontogenetic becoming, but of the transitions of the ideas themselves out of themselves which can be thought through in dialectical thinking and which can be also externalized in external change, including the external, temporal change of human history which, according to Hegel, is the externalization of the one idea itself, i.e. the absolute Idea which for him is synonymous with God. Such externalization presupposes an interior which, for Hegel’s subject-object ontology, is subjective consciousness, a preconception that calls to be put into question.33 Thus, for instance, Plato’s speculative dialectic is epoch-making not only in the history of philosophy but also “some centuries later constitutes the basic element in the fermentation of world history and the new shaping of the spirited human mind” (einige Jahrhunderte später überhaupt das Grundelement in der Gärung der Weltgeschichte und der neuen Gestaltung des menschlichen Geistes ausmacht, W19:66).

The perplexing thing about the ideas and their dialectical transitions is that they turn into their opposites. Hegel summarizes the overall result of Plato’s masterly dialectic in the Parmenides as follows:

Dieser Dialog ist eigentlich die reine Ideenlehre Platons. Platon zeigt von dem Einen, daß [es], wenn es ist, ebensowohl als wenn es nicht ist, als sich selbst gleich und nicht sich selbst gleich, sowie als Bewegung wie auch als Ruhe, Entstehen und Vergehen ist und nicht ist, oder die Einheit ebensowohl wie alle diese reinen Ideen sowohl sind als nicht sind, das Eine ebensosehr Eines als Vieles ist. In dem Satze ‘das Eine ist’ liegt auch, ‘das Eine ist nicht Eines, sondern Vieles’; und umgekehrt, ‘das Viele ist’ sagt zugleich, ‘das Viele ist nicht Vieles, sondern Eines’. Sie zeigen sich dialektisch, sind wesentlich die Identität mit ihrem Anderen; und das ist das Wahrhafte. Ein Beispiel gibt das Werden: Im Werden ist Sein und Nichtsein; das Wahrhafte beider ist das Werden, es ist die Einheit beider als untrennbar und doch auch als Unterschiedener; denn Sein ist nicht Werden und Nichtsein auch nicht. (W19:81f)

This dialogue is, properly speaking, Plato’s pure theory of ideas. Plato shows of the one that, if it is, and likewise, if it is not, it is equal and not equal to itself, movement as well as rest, arising and fading away, or, the unity as well as all these pure ideas are and are not, the one is one as well as many. The proposition, ‘the one is’, implies also ‘the one is not one, but many’, and conversely, ‘the many is’ says at the same time, ‘the many is not many, but one’. They show themselves to be dialectical, are essentially the identity with their other, and that is what is genuinely true. An example is provided by becoming: In becoming there is being and non-being; what is genuinely true of both is becoming, the unity of both as inseparable but nevertheless different, for being is not becoming, and neither is non-being. (W19:81f)

As a summary of the result, this is not the dialectical movement of thinking itself that traces the transitions of the simple, pure ideas of themselves into their opposites, but only a description extrinsic to such a movement which, for Hegel, is divine:

Indessen sehen die Neuplatoniker, besonders Proklos, gerade diese Ausführung im Parmenides für die wahrhafte Theologie an, für die wahrhafte Enthüllung aller Mysterien des göttlichen Wesens. Und sie kann für nichts anderes genommen werden. [...] Denn unter Gott verstehen wir das absolute Wesen aller Dinge; dies absolute Wesen ist eben in seinem einfachen Begriffe die Einheit und Bewegung dieser reinen Wesenheiten, der Ideen des Einen und Vielen usf. Das göttliche Wesen ist die Idee überhaupt, wie sie entweder für das sinnliche Bewußtsein oder für den Verstand, für das Denken ist. (W19:82)

However, the Neo-Platonists, particularly Proclus, regard this explication in the Parmenides as the true theology, as the true revelation of all the mysteries of the divine being. And it cannot be regarded as anything else, [...] for by God we understand the absolute essence of all things; this absolute essence is precisely in its simple concept the unity and movement of these pure essentialities, of the ideas of the one and the many, etc. The divine being is the idea par excellence, as it is either for sensuous consciousness or for understanding, for thinking. (W19:82)

The divine being for thinking is shown, i.e. explicated, unfolded, in the Logik in the progressive movement of the dialectic from the abstract beginning of being in its “indeterminate immediacy” (unbestimmte Unmittelbarkeit) through its determination as determinate being (Dasein), via being, which is the self-certain truth of being in its immediacy, and essence in its appearance in the sense of a closer approximation of the philosophical idea to concrete reality (and conversely), to being as concept (Begriff), where the idea finally emerges as “subject-object”, the concept as realized, insightful freedom. As a divine movement culminating in the absolute idea, the Logik can be called a theology, but as the movement from the purest, most abstract ideas such as being, non-being and becoming, through progressively more concrete ideas, which are concrete in the sense that they are the result of a progressive, cumulative ‘growing together’ of more and more determinations along the way, the Logik, along with the Phänomenologie des Geistes, is ontology. Heidegger comments on these works in 1942/43:

Die eine und die andere Theologie [d.h. PhdG und Logik, ME] ist Ontologie, ist weltlich. Sie denken die Weltlichkeit der Welt, insofern Welt hier bedeutet: das Seiende im Ganzen.34

The one and the other theology [i.e. Phenomenology of Spirit and Logic, ME] is ontology, is worldly/secular. They think the worldliness of the world insofar as world here means beings as a whole.

For Heidegger in a later, 1957 paper, this justifies the characterization of metaphysics in general, and Hegel’s Logik in particular, as “onto-theo-logic” (Onto-Theo-Logik35). The divine thus comes into the world and is prosaically close at hand as the worldliness of the world. Being so close at hand, the godliness of the world is unrecognizable for a religion that experiences the divine as situated in a transcendent beyond. Hegel is above all a thinker who shows that the Absolute is not situated in some transcendent beyond, but commingles with finite beings which, as touched by the Absolute, are at the same time infinite, a synonym in Hegel’s language for the Absolute and divine. This is apparent already in Hegel’s interpretation of the Platonic ideas, which he brings down to earth, “that this essence of things is the same as the divine being” (daß dies Wesen der Dinge dasselbe ist, was das göttliche Wesen, W19:84). Such an interpretation agrees entirely with Heidegger’s. The difference between Hegel and Heidegger is one of viewing angle, with the former looking toward the divine absolute, the latter toward the worldly, but with both looking at beings in their being. Hegel remains metaphysical in his thinking with its double character of ontology and theology, whereas Heidegger’s thinking seeks no anchoring in a supreme being such as the absolute is, but retains the focus on ontology. In contrast to Hegel, Heidegger notes in his paper on onto-theo-logy:

Wer die Theologie, sowohl diejenige des christlichen Glaubens als auch diejenige der Philosophie, aus gewachsener Herkunft erfahren hat, zieht es heute vor, im Bereich des Denkens von Gott zu schweigen. (OTL:51)

Those who have experienced theology, both that of Christian faith and that of philosophy, from an evolved tradition, today prefer to remain silent about God in the realm of thinking.

Where Hegel speaks of the Idea, the being of beings, as the divine Absolute, Heidegger prefers reticence, but this may amount to the same thing, for Hegel himself underscores many times that the Absolute, a placeholder for God, is itself merely a “senseless sound” (sinnloser Laut; PhdG W3:26) whose meaning is given only through what is predicated of it through the movement of speculative-dialectical thinking, and these predicates are precisely the ontological concepts for the beingness of beings and ultimately the worldliness of the world. For Heidegger, the reason for keeping silent about God is not “some kind of atheism” (auf Grund irgendeines Atheismus, OTL:51), but the “step back” (Schritt zurück, OTL:46, 61, 63) from the onto-theo-logical constitution of metaphysics into the as yet “unthought unity” (ungedachte Einheit, OTL:51) of these two essential, onto- und theo-logical strands of metaphysical thinking. Whereas for Hegel, the God of the Christian religion is lifted36 or sublated in thinking the Absolute dialectically (and therefore beyond the reach of and indeed unrecognizable for religious experience as normally understood), for Heidegger, this metaphysical God is merely a supreme being, a summum ens, a Causa sui:

[...] Causa sui. So lautet der sachgerechte Name für den Gott in der Philosophie. Zu diesem Gott kann der Mensch weder beten, noch kann er ihm opfern. Vor der Causa sui kann der Mensch weder aus Scheu ins Knie fallen, noch kann er vor diesem Gott musizieren und tanzen. (OTL:70)

[...] Causa sui. This is the appropriate name for the God of philosophy. Human beings can neither pray nor sacrifice to this God. Before the Causa sui a human being can neither kneel out of awe nor dance and make music.

However, it also can be observed that you don’t need a god, whether Causa sui or not, to dance and make music, and that you can also kneel before a loved one, all of these acts being ‘divine’. Heidegger had insight into the non-religious nature of the metaphysical god already early on:

Θεῖον bei Aristoteles ist nichts Religiöses: θεῖον als das eigentliche Sein des Immerseins.37

Θεῖον in Aristotle is nothing religious: θεῖον as the proper being of being-always.

It is therefore not without justification, and not even contrary to Hegel, that we shall further follow Heidegger’s worldly viewing angle on metaphysical thinking, which situates the divine very close to home, at home even in prosaic, quotidian life38 and not at all transcendent, if transcendence means a beyond. Then Hegel’s Logik and Plato’s Parmenides are indeed dialectics of the worldly, but divine in their worldliness insofar as they demonstrate the unique strangeness of human being itself, exposed as it is to the ‘infinite’ realm of ideas, ungraspable by finite understanding. Hegel himself is not at all far from Heidegger’s worldly point of view when, in discussing the Neo-Platonist, Proclus, he notes that,

Μυστήριον hat aber bei den Alexandrinern nicht den Sinn, den wir darunter verstehen, sondern es heißt bei ihnen überhaupt spekulative Philosophie. (W19:467)

For the Alexandrians, μυστήριον does not have the meaning that we understand by it, but rather, for them it means speculative philosophy in general. (W19:467)

which brings philosophical thinking and the divine very close together, so close in fact, that it is the philosophers who hearken to what the Idea as Weltgeist has to send to humankind, a conception again not far removed from Heidegger’s thinking on the history of being and its historical sendings, even though Heidegger underscores the leaps and ruptures in these sendings from being in its uniqueness rather than a continuous unfolding:

Wie es, das Sein, sich gibt, bestimmt sich je selbst aus der Weise, wie es sich lichtet. Diese Weise ist jedoch eine geschickliche, eine je epochale Prägung [...] In die Nähe des Geschicklichen gelangen wir nur durch die Jähe des Augenblickes eines Andenkens. (OTL:65)

How being gives itself is determined each time by itself in the way it clears and reveals itself. This way, however, is a sent/destinal way, an epochal coining [...] We only come close to what is sent through the suddenness of the moment of a commemorating thinking-upon.

Hegel, on the other hand, emphasizes the development or unfolding of the one Idea as Weltgeist. For instance, according to Hegel, with the discovery of the trinity, the concrete unity of three in one, “the Alexandrians grasped the nature of spirited mind” (Die Alexandriner [...] haben die Natur des Geistes aufgefaßt. W19:488)

Dies ist nicht so ein Einfall der Philosophie, sondern ein Ruck des Menschengeistes, der Welt, des Weltgeistes. Die Offenbarung Gottes ist nicht als ihm von einem Fremden geschehen. Was wir so trocken, abstrakt hier betrachten, ist / konkret. Solches Zeug, sagt man, die Abstraktionen, die wir betrachten, wenn wir so in unserem Kabinett die Philosophen sich zanken und streiten lassen und es so oder so ausmachen, sind Wort-Abstraktionen. — Nein! Nein! Es sind Taten des Weltgeistes, meine Herren, und darum des Schicksals. Die Philosophen sind dabei dem Herrn näher, als die sich nähren von den Brosamen des Geistes; sie lesen oder schreiben diese Kabinettsordres gleich im Original: sie sind gehalten, diese mitzuschreiben. Die Philosophen sind die μύσται, die beim Ruck im innersten Heiligtum mit- und dabeigewesen; die anderen haben ihr besonderes Interesse: diese Herrschaft, diesen Reichtum, dies Mädchen. — Wozu der Weltgeist 100 und 1000 Jahre braucht, das machen wir schneller, weil wir den Vorteil haben, daß es eine Vergangenheit [ist] und in der Abstraktion geschieht. (W19:488f)

This is not just a strange notion of philosophy, but a jolt to the spirited human mind, the world, the Weltgeist. The revelation of God has not happened to him as if by a stranger. What we contemplate here so drily and abstractly is concrete. People say that such stuff, the abstractions we contemplate when we let the philosophers quarrel and argue with one another in our cabinet and come to some agreement or other, are word-abstractions. — No! No! They are deeds of the Weltgeist, gentlemen, and therefore of destiny. The philosophers are closer to the Lord than those who nourish themselves from the crumbs of spirited mind; they read or write these cabinet orders straight in the original: they are obliged to copy them down. The philosophers are the μύσται who went along and were present in the innermost sanctuary at the jolt; the others have their particular interests: this reign, these riches, this girl. — That for which the Weltgeist needs a hundred or a thousand years we do more quickly because we have the advantage that it is a past and takes place in abstraction. (W19:488f)

When a ‘pagan’ Neo-Platonist such as Proclus retraces the abstract dialectic in Plato’s Parmenides and works out the structure of the trinity, this is of course not a revelation of the Christian God, nor even necessarily of a supreme, divine being, but of the divine nature of being itself. The philosophers have a head start on human history as it is played out in strife and struggle because, in thinking through their abstractions, they fore-see the shape of ideas to come as they gain contour in the temporal clearing of historical time while the fog lifts from the human mind. In the above passage, Hegel employs the language of absolutist rule (e.g “cabinet orders”), but we need not be put off by the more authoritarian language of another age. Even today, as long as philosophy is practised, philosophical thinkers can hearken to that hidden source whose sendings, with much exertion on the thinkers’ part, gradually come to light for speculative thinking, i.e. for the thinking gaze that looks past the mere given onticity of beings and sees the openness of being itself in its manifold. These general, preliminary thoughts on speculative, dialectical thinking may set the scene for what is at stake in interpreting, or reinterpreting and retrieving today from thoughtless oblivion, Plato’s or Hegel’s dialectic.

3.3.1.2Approaching an existential dialectic of self and other through an interpretation of a passage from Plato’s Parmenides

As announced, the initial focus in this digression is to be a lengthy passage from the mid-point of Plato’s Parmenides which, alongside The Sophist and Philebos, is one of his dialectical dialogues, and the most elaborate and involved one in which Plato has the famous philosopher from Elea unfold a dialectic of τὸ ἕν, the one. The particular passage chosen is a dialectic of the one (τὸ ἕν), the others (τὰ ἄλλα), the same/self (ταὐτον) and the other (τὸ ἕτερον) which has a most perplexing, contradictory result. The reason for this choice is that the very ambiguity in the term ταὐτον, meaning both ‘the same’ and ‘the self’, holds promise of an interpretative twist that would allow the apparently abstract dialectic of simple essentialities, Wesenheiten or Platonic ideas to gain a concreteness and worldliness that it otherwise does not seem to possess, and did not yet possess in the historical world of the Greeks, for it is only in the modern age since Descartes that the self as an individual human subject has become the focus for philosophical thinking. We will read the passage not with a view to providing a detailed commentary and interpretation of it, but with regard to a more concrete idea of τὸ ἕν ‘the one’ and ταὐτον ‘the same/self’, namely, as “das Selbst”, the individual self, for, to start with, we note along with Hegel that “the self is the simplest form of the concrete, the self is without content; insofar as it is determined, it becomes concrete” (Das Selbst ist die einfachste Form des Konkreten, das Selbst ist inhaltslos; insofern es bestimmt ist, wird es konkret [...], Hegel VGPII W19:487).

We can pursue such a strategy of reading because a dialectical development of the abstract ideas takes place in thinking that is the unfolding of the Idea itself, or the looks of being, i.e. the sights that being grants to beings, from very few, simple determinations through to progressively more determinations that ‘grow together’ in concreteness. Abstract ideas are the ontological building blocks of the world in its worldliness. The dialectical movement of ideas is the way thinking can come to grips with the being of the world, its ontological worldliness, bringing the manifold of separate determinations in their confusing multiplicity into an order of thinking that shows, if not their given complex, countless, ontic, empirical, partly causal interconnections, then at least their essential, simple ontological form-structure and how they hang together as looks or sights of being whose givenness is no longer taken for granted but becomes mysterious in the genuine sense of philosophy.

This is what Hegel means by bringing the phenomena to their concepts. The concept is always the ontological concept. Hegel’s dialectic brings the phenomena to their concepts in a connected way under the encompassing idea of the absolute, thus creating a system. Otherwise the phenomena remain “begrifflos”, “without concept”, as they do throughout today’s natural and social sciences, buffeted back and forth by the arbitrary winds and breezes of opinion and understood only as ungrounded notions or empirically given facts, whose ontological origins remain not only unclarified but entirely hidden. For, with Plato’s discovery of the ideas as the looks of being lent to beings, the mystery of the world in its worldliness becomes graspable for (speculative) thinking, the thinking of Reason as distinct from Understanding, insofar as thinking can pursue the dialectic of these ideas, their contradictory movement into their opposites and into each other. Hegel therefore writes:

Wenn Platon vom Guten, Schönen spricht, so sind dies konkrete Ideen. Es ist aber nur eine Idee. Bis zu solchen konkreten Ideen hat es noch weit hin, wenn man von solchen Abstraktionen anfängt als Sein, Nichtsein, Einheit, Vielheit. Dieses hat Platon nicht geleistet: diese abstrakten Gedanken fortzuführen zur Schönheit, Wahrheit, Sittlichkeit; diese Entwicklung, Verpilzung fehlt. Aber schon in der Erkenntnis jener abstrakten Bestimmungen selbst liegt wenigstens das Kriterium, die Quelle für das Konkrete. [...] Die alten Philosophen wußten ganz wohl, was sie an solchen abstrakten Gedanken hatten für das Konkrete. Im atomistischen Prinzip der Einheit, Vielheit finden wir so die Quelle einer Konstruktion des Staats; die letzte Gedankenbestimmung solcher Staatsprinzipien ist eben das Logische. (W19:85)

When Plato speaks of the good, the beautiful, these are concrete ideas. However, there is only one idea. It is still a long way to such concrete ideas when one starts with such abstractions as being, non-being, unity, plurality. Plato has not achieved this, to continue these abstract thoughts to beauty, truth, ethical life; this development/unfolding, spawning is missing. But already in the knowledge of those abstract determinations themselves lies at least the criterion, the source for the concrete. [...] The ancient philosophers knew very well that such abstract thoughts were invaluable for the concrete. In the atomistic principle of unity, plurality we thus find the source for a construction of the state; the ultimate thought-determination of such principles of state is precisely the logical dimension. (W19:85)

The “principles” are the starting-points which govern a movement of thought, allowing the simple ontological structure of a concrete manifold to progressively come to light. The simplest, most abstract ideas, such as the one and the many, are only abstract, but they are the “criterion”, the “ultimate thought-determination”, the “source”, i.e. the ἀρχή in the Greek sense as the point of origination or ‘whence’ that governs what follows from that origin, bringing order and light into the confusing jumble of the world as it is ontically, factically given to experience. The most abstract of ideas serve as principle, and “the principle must gain content” (das Prinzip soll Inhalt gewinnen, VGPII W19:488) because, at first, it is “only implicitly concrete; it is not yet known as concrete” (nur an sich konkret, er wird noch nicht als konkret gewußt, (VGPII W19:488). At first and for the most part, the ideas are seen and understood implicitly, i.e. folded in on themselves, an sich.

In the present case we are not concerned with the “principle of unity, plurality” as “the source for a construction of the state” but with the dialectic of five highly abstract ideas or looks of being: the one (τὸ ἕν), the not-one (τὰ μὴ ἕν), the others (τὰ ἄλλα, τἄλλα, τἆλλα), the same/self (ταὐτον, identity, self-hood) and the other (τὸ ἕτερον, otherness) inhabiting “the logical dimension” i.e. the ontological dimension, as the supposed “source”, “criterion” and “ultimate thought-determination” for the ontological relations also between the individual human self and the others. Let us finally hear the passage:

καὶ μὴν ταὐτόν γε δεῖ εἶναι αὐτὸ ἑαυτῷ καὶ ἕτερον [146b] ἑαυτοῦ, καὶ τοῖς ἄλλοις ὡσαύτως ταὐτόν τε καὶ ἕτερον εἶναι, εἴπερ καὶ τὰ πρόσθεν πέπονθεν.πῶς; --πᾶν που πρὸς ἅπαν ὧδε ἔχει, ἢ ταὐτόν ἐστιν ἢ ἕτερον· ἢ ἐὰν μὴ ταὐτὸν ᾗ μηδ' ἕτερον, μέρος ἂν εἴη τούτου πρὸς ὃ οὕτως ἔχει, ἢ ὡς πρὸς μέρος ὅλον ἂν εἴη.φαίνεται.ἆρ' οὖν τὸ ἓν αὐτὸ αὑτοῦ μέρος ἐστίν; -- οὐδαμῶς.οὐδ' ἄρα ὡς πρὸς μέρος αὐτὸ αὑτοῦ ὅλον ἂν εἴη, πρὸς ἑαυτὸ μέρος ὄν.οὐ γὰρ οἷόν [146c] τε.ἀλλ' ἆρα ἕτερόν ἐστιν ἑνὸς τὸ ἕν; --οὐ δῆτα.οὐδ' ἄρα ἑαυτοῦ γε ἕτερον ἂν εἴη.οὐ μέντοι.εἰ οὖν μήτε ἕτερον μήτε ὅλον μήτε μέρος αὐτὸ πρὸς ἑαυτό ἐστιν, οὐκ ἀνάγκη ἤδη ταὐτὸν εἶναι αὐτὸ ἑαυτῷ; -- ἀνάγκη.τί δέ; τὸ ἑτέρωθι ὂν αὐτὸ ἑαυτοῦ ἐν τῷ αὐτῷ ὄντος ἑαυτῷ οὐκ ἀνάγκη αὐτὸ ἑαυτοῦ ἕτερον εἶναι, εἴπερ καὶ ἑτέρωθι ἔσται; --ἔμοιγε δοκεῖ.οὕτω μὴν ἐφάνη ἔχον τὸ ἕν, αὐτό τε ἐν ἑαυτῷ ὂν ἅμα καὶ ἐν ἑτέρῳ.ἐφάνη γάρ.ἕτερον ἄρα, ὡς ἔοικεν, [146d] εἴη ταύτῃ ἂν ἑαυτοῦ τὸ ἕν.ἔοικεν.τί οὖν; εἴ τού τι ἕτερόν ἐστιν, οὐχ ἑτέρου ὄντος ἕτερον ἔσται; -- ἀνάγκη.οὐκοῦν ὅσα μὴ ἕν ἐστιν, ἅπανθ' ἕτερα τοῦ ἑνός, καὶ τὸ ἓν τῶν μὴ ἕν; --πῶς δ' οὔ; --ἕτερον ἄρα ἂν εἴη τὸ ἓν τῶν ἄλλων.ἕτερον.ὅρα δή· αὐτό τε ταὐτὸν καὶ τὸ ἕτερον ἆρ' οὐκ ἐναντία ἀλλήλοις; -- πῶς δ' οὔ; --· οὖν ἐθελήσει ταὐτὸν ἐν τῷ ἑτέρῳ ἢ τὸ ἕτερον ἐν ταὐτῷ ποτε εἶναι; -- οὐκ ἐθελήσει.εἰ ἄρα τὸ ἕτερον ἐν τῷ αὐτῷ μηδέποτε ἔσται, οὐδὲν ἔστι τῶν ὄντων ἐν ᾣ ἐστὶν τὸ ἕτερον χρόνον οὐδένα· [146e] εἰ γὰρ ὁντινοῦν εἴη ἔν τῳ, ἐκεῖνον ἂν τὸν χρόνον ἐν ταὐτῷ εἴη τὸ ἕτερον. οὐχ οὕτως; --οὕτως.ἐπειδὴ δ' οὐδέποτε ἐν τῷ αὐτῷ ἐστιν, οὐδέποτε ἐν τινι τῶν ὄντων ἂν εἴη τὸ ἕτερον.ἀληθῆ.οὔτ' ἄρα ἐν τοῖς μὴ ἓν οὔτε ἐν τῷ ἑνὶ ἐνείη ἂν τὸ ἕτερον.οὐ γὰρ οὖν.οὐκ ἄρα τῷ ἑτέρῳ γ' ἂν εἴη τὸ ἓν τῶν μὴ ἓν οὐδὲ τὰ μὴ ἓν τοῦ ἑνὸς ἕτερα.οὐ γάρ.οὐδὲ μὴν ἑαυτοῖς γε ἕτερ' ἂν εἴη ἀλλήλων, μὴ μετέχοντα [147a] τοῦ ἑτέρου.πῶς γάρ; --εἰ δὲ μήτε αὑτοῖς ἕτερά ἐστι μήτε τῷ ἑτέρῳ, οὐ πάντῃ ἤδη ἂν ἐκφεύγοι τὸ μὴ ἕτερα εἶναι ἀλλήλων; -- ἐκφεύγοι.ἀλλὰ μὴν οὐδὲ τοῦ ἑνός γε μετέχει τὰ μὴ ἕν· οὐ γὰρ ἂν μὴ ἓν ἦν, ἀλλά πῃ ἂν ἓν ἦν.ἀληθῆ.οὐδ' ἂν ἀριθμὸς εἴη ἄρα τὰ μὴ ἕν· οὐδὲ γὰρ ἂν οὕτω μὴ ἓν ἦν παντάπασιν, ἀριθμόν γε ἔχοντα.οὐ γὰρ οὖν.τί δέ; τὰ μὴ ἓν τοῦ ἑνὸς ἆρα μόριά ἐστιν; ἢ κἂν οὕτω μετεῖχε τοῦ ἑνὸς τὰ μὴ ἕν; --μετεῖχεν.εἰ ἄρα πάντῃ τὸ μὲν ἕν ἐστι, [147b] τὰ δὲ μὴ ἕν, οὔτ' ἂν μόριον τῶν μὴ ἓν τὸ ἓν εἴη οὔτε ὅλον ὡς μορίων· οὔτε αὖ τὰ μὴ ἓν τοῦ ἑνὸς μόρια, οὔτε ὅλα ὡς μορίῳ τῷ ἑνί.οὐ γάρ.ἀλλὰ μὴν ἔφαμεν τὰ μήτε μόρια μήτε ὅλα μήτε ἕτερα ἀλλήλων ταὐτὰ ἔσεσθαι ἀλλήλοις.ἔφαμεν γάρ.φῶμεν ἄρα καὶ τὸ ἓν πρὸς τὰ μὴ ἓν οὕτως ἔχον τὸ αὐτὸ εἶναι αὐτοῖς; -- φῶμεν.τὸ ἓν ἄρα, ὡς ἔοικεν, ἕτερόν τε τῶν ἄλλων ἐστὶν καὶ ἑαυτοῦ καὶ ταὐτὸν ἐκείνοις τε καὶ ἑαυτῷ. [147c] --κινδυνεύει φαίνεσθαι ἐκ γε τοῦ λόγου.“And again, it must be the same with itself and other than itself, [146b] and likewise the same with all others and other than they, if the preceding [argument] has been received.” “How is that?” “Everything stands to everything in one of the following relations: it is either the same or other; or if neither the same or other, its relation is that of a part to a whole or of a whole to a part.” “Obviously.” “Now is the one a part of itself?” “By no means.” “Then it cannot, by being a part in relation to itself, be a whole in relation to itself, as a part of itself.” “No, that is impossible.” “Nor can it be other than itself.” [146c] “Certainly not.” “Then if it is neither other nor a part nor a whole in relation to itself, must it not therefore be the same with itself?” “Necessarily.” “Well, is not a being that is in another place/time than itself—being in the same with itself—necessarily itself other than itself, if it is to be also in another place/at another time?” “It seems so to me.” “Thus the one was revealed to behave, being in itself and in an other at the same time.” “Yes, it was revealed to be so.” “Therefore, as it appears, the one would be insofar other than itself.” [146d] “So it appears.” “Well then, if something is other than..., will it not be other than another being?” “Necessarily.” “Are not all that is not one other than one, and the one other than the not one?” “How could they not be?” “Then the one would be other than the others.” “Yes, it is other.” “But look, are not the same itself (sameness) and the other (otherness) opposites of one another?” “How could they not be?” “Then will the same ever come to be in the other, or the other in the same?” “No.” “Then if the other can never be in the same, there is no being [146e] in which the other is during any time; for if it were in any being during any time whatsoever, the other would be in the same, would it not?” “Yes, it would.” “But since the other is never in the same, it can never be in any beings.” “True.” “Then the other can be neither in the not one nor in the one.” “No, indeed, it cannot.” “Then not through the other will the one be other than the not one or the not one other than the one.” “No, indeed.” “And surely they cannot through themselves be other than one another, if they do not partake of the other.” [147a] “How could they be?” “If then neither through themselves nor through the other are they other, will they then not at all escape out of being not other than one another?” “Quite impossible.” “But neither can the not one partake of the one; for in that case they would not be not one, but would be one.” “True.” “Nor can the not one be a number; for then, thus having number, they would not be entirely not one.” “No, they would not.” “Well, then, are the not one parts of the one? Or would the not one thus also partake of the one?” “Yes, they would partake of it.” [147b] “If, then, entirely, on the one hand there is one and on the other not one, the one cannot be a part of the not one, nor a whole of which the not one are parts, nor are the not one parts of the one, nor a whole of which the one is a part.” “No, indeed.” “But we said that things which are neither parts nor wholes nor other than one another, will be the same as one another.” “We said so indeed.” “Shall we also say, then, that since the one relates thus to the not one, they are the same with themselves?” “Let us say that.” “The one, then, is, it appears, other than the others and than itself, and is also the same as the others and as itself.” [147c] “This dares to show itself from the argument.” (Perseus 2.0, modified)
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