Part Two
Good IT Practice in the Investment Industry
Part Two: Good IT Practice in the Investment Industry
by Andrew Bradford
The Investment Industry for IT Practitioners: An Introductory Guide
- Cover
- Half Title page
- Title page
- Copyright page
- Dedication
- Introduction
- Acknowledgements
- Part One: Investments and Securities Explained
- Chapter 1: An Introduction to Financial Instruments
- Chapter 2: Equities
- Chapter 3: Debt Instruments
- Chapter 4: Cash
- Chapter 5: Derivatives
- Chapter 6: Common Attributes of Financial Instruments
- Chapter 7: Market Participants
- Chapter 8: How Investment Firms are Regulated
- Chapter 9: Straight-Through-Processing
- Chapter 10: The Role of Accurate Static Data in the STP Process
- 10.1 Static Data Overview
- 10.2 Duplication of Static Data Across Systems
- 10.3 Instrument Group Static Data
- 10.4 Instrument Static Data
- 10.5 Trading Party and Settlement Agent Static Data
- 10.6 Standard Settlement Instructions (SSIs)
- 10.7 Static Data that is Internal to the Firm Concerned
- 10.8 Normal Working Days and Public Holidays
- 10.9 Country Information
- Chapter 11: Communications Between Industry Participants
- Chapter 12: The Trade Agreement and Settlement Processes
- Chapter 13: Failed Trades – Causes, Consequences and Resolution
- Chapter 14: An Overview of Investment Accounting
- Chapter 15: The Stock Record – Using the Double-entry Convention to Control Positions and Security Quantities
- Chapter 16: Example STP Flows of Equity Agency Trades – When Execution Venue is the London Stock Exchange
- Chapter 17: The STP Flow of Debt Instrument Trades
- Chapter 18: The STP Flow of Foreign Exchange and Money Market Trades
- Chapter 19: The STP Flow of Futures and Options Transactions
- Chapter 20: The STP Flow of Swap and other OTC Drivative Trades
- Chapter 21: Stock Lending, Repos and Funding
- Chapter 22: The Impact of Islamic Finance
- Chapter 23: The Management of Positions
- 23.1 Introduction
- 23.2 Trade Dated, Value Dated, Settled and Depot Positions
- 23.3 Interest Payments and Interest Rate Fixings
- 23.4 Collection of Maturity Proceeds
- 23.5 Dividend Payments
- 23.6 Corporate Actions
- 23.7 Listed Derivatives – Contract Expiry and Delivery Dates
- 23.8 Marking Positions to Market
- 23.9 Accrual of Interest
- 23.10 Other Accruals
- 23.11 Reconciliation
- Chapter 24: The Management of Risk
- Part Two: Good IT Practice in the Investment Industry
- Appendix 1: Bond Market Price Calculations
- Appendix 2: Summary of Contractual Documents
- Further Reading
- Glossary of Terms
- Index
-
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