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ISBN-10: 0-13-138556-9
ISBN-13: 978-0-13-138556-6
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Library of Congress Cataloging-in-Publication Data
Springer, Kenneth S., 1953-
Digging for disclosure : tactics for protecting your firm’s assets from swindlers, scammers, and imposters / Kenneth S. Springer, Joelle Scott.
p. cm.
ISBN-13: 978-0-13-138556-6 (hardback : alk. paper)
ISBN-10: 0-13-138556-9
1. Investment advisors—Selection and appointment. 2. Personnel management. 3. Disclosure of information. I. Scott, Joelle, 1974- II. Title.
HG4621.S75 2011
658.4’7—dc22
2010026248