4
Behavioral Interviewing and Preparing Your Hiring Criteria

Before we can start interviewing, we have to know what it is we’re looking for. That means analyzing our job for behaviors, and creating interview questions.

You may be inclined to skip this portion of our guidance because, “I already have my interview questions.” Trust us—it is unlikely that the interview questions you are using are good enough, crisp enough, written down, in order, to meet our criteria of setting the bar high and an interview’s purpose being to say no. Worst case, you’ll only have to create a new set of questions once for each of your roles, and it will take 45 minutes each time—a worthwhile investment for the best interview you’ll ever create.

Looking Beyond Traits and Characteristics

The keystone of effective interviews is having great interview questions. But how are great interview questions created? What do we want to know?

This is where most managers go wrong. They say, “Well, I want smart, hard-working, nice, ethical, knowledgeable . . .” While no one can argue with such a conclusion, the problem here is that these traits and characteristics are insufficient. We have to be careful about questions regarding personality traits or internal characteristics that we associate with this job’s success. Why? While everyone who is good at the job has these traits and characteristics, there are also some people who have the traits and characteristics who could not do the job. That is, traits and characteristics may be necessary, but they are not sufficient.

So what questions do we ask to be sure that this person will be able to do this job?

It’s the end of that question that matters: “do the job.” To be a success at something, you have to be able to do it. Not think it, not smart it, not ethical it, not characteristic it. The bright hard nub of job success is doing.

The best way to see whether someone can do the job is to find out whether he’s done it before.

But this makes us have to work a little bit harder. What we’ve done in this short analysis is make a synecdoche error: We’ve let the whole of the job obscure the tools that are used to do it. If we see only the job, the only way to be sure that someone can do the job is for someone to already have done the job. That conclusion creates succession and growth and talent market friction problems very quickly. Everybody would be stuck where they are.

So we dig a little deeper and ask, If we can’t do a job for job comparison (which really isn’t specific enough anyway), what can we look for to determine whether someone can do the job? Since you’ve followed along this far, you’ve probably figured it out: Jobs are so multifaceted that “doing the job” is too gross an analysis.

We don’t just want traits and characteristics. That’s not enough. On the other hand, it would be too restrictive to demand that someone had done the exact same job before. And so we come back to the word “doing.” What do we mean?

Doing is a great word here, because it points us to behavior. Behaviors aren’t traits or characteristics—they’re (usually) traits or characteristics put into action. Don’t our classic success phrases like get the job done, make things happen, achieved, and got there all imply action and activity beyond states of mind, or attitude, or traits, or characteristics?

What we are looking for in an interview is for someone to show us that he or she has engaged in the behaviors that we believe are necessary to do our job well.

Behaviors are the engines of doing. They are specific enough that they get past the too-general “job” idea. They are portable enough that if a candidate has engaged in them before it’s reasonable to assume she can do them again. They are known, and they are measurable.

The best way to interview someone, then, is to look for behaviors that are necessary and sufficient for success in our role, and which the person has engaged in previously.

If you’re still clinging to the idea of traits and characteristics, you’re not alone. There’s a classic concept called hire for attitude, train for skill. The idea is, figure out what attitudes you want, and then just make sure that you can train people on the skills you need them to do.

Unfortunately, this approach is flawed, for two reasons. First, you don’t have enough time to train everyone on every skill needed for your job, and your company won’t support it. We’ve got to screen for skills when we interview. Second (and this is my favorite part), traits are only proven by behaviors which reveal them.

Suppose I told you someone was smart. Nevertheless, you observed him regularly do things that you wouldn’t characterize as “smart.” At what point would you question how smart he is? The fact is, behaving with smarts” is what we mean by “smart.” Behaving ethically is what we mean by ethical. Behaving with kindness is what we mean by kind.

If you still want to hang on to the idea of attitudes and skill, think of it this way: Hire for behaviors that show the maximum skill and attitude.

Knowing the Necessary Behaviors for the Job

What we’ve just walked through is the analysis that leads us to behavioral interviewing. Once we realize that we have to look for behaviors, we are led to the core preparation question: What behaviors are most important, necessary, and sufficient to do this job well?

In order to get to those behaviors, we have to do two things: define what the behaviors are, and then analyze our role for the ones that matter.

Lucky for us, behaviors have already been well defined. In a professional context, there are five behaviors:

  • The words we say. What actual words we utter verbally.
  • How we say those words. The tone, speed, and volume of those words. Someone who says, “I’ll do it” quietly and with hesitation is behaving differently from someone who says the same words quickly and more loudly.
  • Facial expressions. If someone says “I’ll do it” with a smile, that’s different from someone who says so with a frown or a grimace.
  • Body language. Someone who crosses his arms, rolls his eyes, and says, “I’ll do it” is behaving differently than someone who says it leaning forward.
  • Work product. There are several categories of work product:
    • Quality. How well the work is done against an overall standard.
    • Quantity. How much work is done.
    • Accuracy. Whether the work is done correctly, measured against known processes like language and math and processes.
    • Timeliness. How much time is taken to do the work, usually against a time standard like a deadline or a known measure.
    • Documentation. Any durable output reasonably associated with the work: emails, spreadsheets, letters, posts, images, reports, written statements.
    • Safety. Actions taken against known protocols or standards of risk reduction, often, though not always, physical.

This list is probably a lot to take in, but don’t worry. Once you have that framework roughly in your head, you’ll discover it’s just a different way of looking at what you already know. Trust us that if you follow our job analysis process, you’ll end up with behavioral questions that will frame the role you’re hiring for in important, necessary, and sufficient behavioral questions.

Knowing now that we need to focus on behaviors, and knowing what they are, how can we identify the behaviors that are most important to the role for which we’re hiring?

Luckily, it’s not hard. There are four readily available sources for the kind of information you need:

  • Job descriptions
  • Performance reviews
  • Top performers
  • Manager Tools questionnaire

Job Descriptions

Job descriptions are sometimes good sources of information about a role. Too often, of course, they’re out of date, or they don’t even exist. Take whatever you can from the job description you have. Make a list of the skills, traits, abilities, and characteristics (STAC) that are listed or implied. Don’t narrow the list you come up with—think of this phase of hiring as brainstorming, rather than deciding. Some managers who have listened to our guidance on this topic say they put an identifier next to each skill, trait, etc, to mark where it came from: JD—job description, TP—top performer, etc.

If there isn’t a job description, again, don’t worry. In our experience, performance reviews, asking questions of top performers, and our questionnaire are more valuable in most managers’ cases. If your organization has good current job descriptions, count yourself lucky.

Performance Reviews

Next, take a look at recent performance reviews for directs who have held this position, or even one close to it. Look at all of the criteria on the review, both quantitative and qualitative. What we mean by criteria are the various areas that are evaluated based on the form, not what was written about the person whose evaluation you’re reviewing.

Make a list of criteria that strike you as particularly important. Don’t worry. Trust yourself, even if you’re a new manager. There are no wrong answers, and you’ll learn as you interview more and more.

For instance, maybe there’s an evaluation of teamwork or team skills (surely there is). Perhaps that is particularly important to you because your team hasn’t been working well together lately. Maybe there’s another evaluation criteria about planning skills that seems important because your team has been inefficient lately, not having processes in place they can lean on when their workload spikes. Surely there’s a criterion for technical skills. Perhaps your team isn’t as strong as you’d like in those skills right now, due to the rapid change in technology happening in your area. Make some notes of those criteria. Consider making some comments about their relative importance to you/your team/your roles.

This area is an example of one of the biggest problems in management—managers doing nothing because they fear being “wrong.” Managers look around and think, “Those managers ‘over there’ don’t seem to be as uncertain as me. They seem to know what they’re doing. Probably they’ve been taught all this stuff before.”

Trust us: Those managers haven’t been taught all this stuff. They don’t “know.” And they certainly don’t know what the “right” answer is, because there almost never is one. Even Manager Tools guidance isn’t the only way. It’s just the only way presently available that has data to prove that it works. So make your best estimation, and keep going.

Remember—you’re brainstorming right now, not cherry-picking. Write down anything that might be helpful. Add it to your list.

Top Performers

Next, take a look beyond the criteria to the actual comments and rankings and scores of the employee’s reviews you’ve gathered. What scores seem especially important to you for the role? What comments matter most?

Now go one step further: Which qualitative comments give you insight comparing your best team members to those less effective and efficient? When you look at your best performers, what comments stand out? Is it that they achieve because of technical skills, or team work, or process development, or communication? Are your poor performers poor communicators? If they are, you may want to be careful of hiring a great technical talent who isn’t a solid communicator. (In our work, poor communication is too often accepted in a strong technical candidate, leading to great frustration and poor teamwork in the future.)

All of that thinking gets added to your list. Now we’re going to ask our top performers a few questions by email: What do they think makes them effective, and why? What STAC components matter the most to them?

You can do this one of two ways. You can send them your list (perhaps edited down a bit) and ask them to comment on it. It might look like this:

I’m gathering information to help us evaluate our upcoming hire. Below you’ll find a list of things I’ve noted, looking at our job description and performance reviews. Would you please comment on any of the items that are particularly important to you? Which items do you think of as being indispensable, or nearly so, for our new team member? Also, if there are criteria that seem less important, let me know that as well. And if I’ve missed something, send those areas along too.

I’m not looking for a new job description now. I don’t think this should take more than 20 minutes to review and comment on. I know you’ve got plenty to do. Also, please remember that you will be conducting interviews of any candidate who makes it to the final stage, so please contribute with that in mind.

Or if you think you’ll get better results, just ask people to send their own lists, without sharing your list with them. You know your team best. Do they need something to start with? Most do. But maybe they have their own ideas and you know you can trust them. That email might look like this:

I’m gathering information to help us evaluate our upcoming hire, to help me create interview questions. Would you please take a few minutes to think about what skills, traits, abilities, or characteristics (STAC) make you particularly effective in your role? Why are you good at what you do?

I’m not looking for a new job description now. I don’t think this should take more than 15 minutes. I know you’ve got plenty to do. Also, please remember that you will be conducting interviews of any candidate who makes it to the final stage so please contribute with that in mind.

You’ll probably get your answers in 24 hours. Add them all to your list.

We don’t recommend asking your weakest performers to respond. We’ve tested that, and found that it’s not all that helpful. What your weaker performers list as important may be an indicator of their incorrect priorities in the role. We’ve also found a much higher likelihood of requests for resources and complaints about systems in their analyses. You’ve set your bar high and are trying to find more top performers. Focus on them.

Manager Tools Simple Questionnaire

Our last readily available source of information is a simple questionnaire for any role that we’ve prepared and refined over the years. You can fill it out fairly quickly. If you like, you could also ask your top performers to do so. (Some of it will be repetitive for them, after sending the email request described above.)

It’s as simple as filling in the blanks.

  • The reason the company created this job:

    _____________________________________________

    _____________________________________________

  • The most important ways a person doing this job should spend their time:

    _____________________________________________

    _____________________________________________

  • The two or three most important duties of this job are:

    _____________________________________________

    _____________________________________________

  • What this job takes to be successful is:

    _____________________________________________

    _____________________________________________

  • The simplest, easiest way to see whether this job is being done well is:

    _____________________________________________

    _____________________________________________

  • If I followed high performers around for a day, what I would see them do:

    _____________________________________________

    _____________________________________________

  • Work product the person produces that I report on to the organization:

    _____________________________________________

    _____________________________________________

  • What my top performer does that makes her so good:

    _____________________________________________

    _____________________________________________

  • The one or two metrics that this team lives and dies on are:

    _____________________________________________

    _____________________________________________

What you have now is a pile of information. Review it. What’s critical? What’s important but less so? What may not be important enough to screen for? What’s relatively unimportant? Make notes. Maybe all you’ll do is highlight the critical factors.

Now, with all the behavioral raw material you’ve gathered, it’s time to create the interview questions you’ll ask.

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