Chapter 12

 

1. A. C. Fernando, Corporate Governance, Principles, Policies and Practices (New Delhi: Pearson Education, 2006).

2. Ibid.

3. Thomas E. Bilek, (2001) “Amended Class Action Complaint for Violations of the Federal Securities Act,” FindLaw, 13 November 2001, available at http://fl1.findlaw.com/news.findlaw.com/hdocs/docs/enron/abrmsenron111301cmp.pdf

4. See Note 1.

5. Ian Ramsay and Geof Stapledon, “The Role of Superannuation Trustees,” ICFAI Journal of Corporate Governance (Vol. 1, No. 1, October 2002): 57–89.

6. R. Rajagopalan, Directors and Corporate Governance (Chennai: Company Law Institute Pvt. Ltd, 2003).

7. J. Jayalalithaa, “My Govt. Is Committed to Free Press,” The Hindu, 11 July 2001, available at www.hinduonnet.com/thehindu/2001/07/11/stories/0111000e.htm

8. P. Oppili, “When Trees Get New Environs,” The Hindu, April 27, 2006, available at www.hindu.com/2006/04/27/stories/2006042717220300.htm

9. John P. Foley and Pierfranco Pastore, “Ethics in Advertising,” 1997, online document available at www.vatican.va/roman_curia/pontifical_councils/pccs/documents/rc_pc_pccs_doc_22021997_ethics-in-ad_en.html

10. Alexander Dyck and Luigi Zingales, “The Corporate Governance Role of the Media,” August 2002, available at http://faculty.chicagogsb.edu/finance/papers/corporate%20governance.pdf

11. Ibid.

12. Raymond Baumhart, An Honest Profit: What Businessmen Say About Ethics in Business (New York: Holt, Rinehart and Winston, 1968).

13. Ravi Puliani and Mahesh Puliani, eds. Bharat’s Manual of SEBI Act, Rules, Regulations, Guidelines, Circulars, Etc. (New Delhi: Bharat Law House Pvt. Ltd., 2003).

14. Elizabeth IIg, “Smoke and Mirrors: Mittal’s Steel Playbook to Cover Up Their Pollution, Citizen’s Audit of Mittal Steel Cleveland Works,” 3 January 2007, available at www.ohiocitizen.org/campaigns/isg/smoke.pdf

15. PTI, “SEBI Clause 49 to Make Corporate Governance More Effective,” The Financial Express, 24 October 2005, available at www.financialexpress.com/news/story/154340/

16. Naresh Chandra Committee Report, vide paragraph 4.1. Cited in “Reports on Corporate Governance,” ECONOMICAindia INFO-SERVICES (New Delhi: Academic Foundation, 2004). 17. See Note 13.

17. See Note 13.

18. N. Narayanamurthy, (2003) “The Report of the SEBI Committee on Corporate Governance,” cited in S. Singh, Corporate Governance: Global Concepts and Practices (New Delhi: Excel Books, 2005).

19. “Benefits of Clause 19”, available at www.clause49.com/clause49_beneficial.htm

20. See Note 1.

21. Ibid.

22. Ibid.

23. Ibid.

24. Jayant Thakur, “Reigning in SEBI,” 4 November 2004, Rediff, available at http://ia.rediff.com/money/2004/nov/04sebi.htm

25. Robert A. Dahl cited in C. L. Ramakrishnan’s PPT on Business Ethics Course (LIBA: Chennai, 2004). Unpublished.

1. Sunil Jain, “Of, For and By Operators,” Seminar: Our Corrupted Core, June 2001, available at www.india-seminar.com/2001/502/502%20sunil%20jain.htm#top

2. Ministry of Finance, Government of India, “Sixth Progress Report on the Action Taken Pursuant to the Recommendations of the Joint Parliamentary Committee on Stock Market Scam and Matters Relating Thereto,” May 2006, available at http://finmin.nic.in/the_ministry/dept_eco_affairs/UTI&JPC/6thATRjpc.pdf

3. Padmakshan and Santosh Nair, “Fund Managers in Net Over ’01 Market Scam,” The Economic Times, 29 August 2006, available at http://economictimes.indiatimes.com/articleshow/1933563.cms

4. Bureau, “KP, Others Get 14 Years Market Exile,” The Economic Times, Chennai edition, 13 November 2007, available at http://economictimes.indiatimes.com/articleshow/2536976.cms

5. Correspondent, “One-Year Jail for Ketan Parekh in 1992 Stocks Scam,” The Times of India, 1 April 2008, available at http://timesofindia.indiatimes.com/92_scam_One-yr_jail_for_Ketan_Parekh/articleshow/2916736.cms

1. The Indian Express, “Truth Is Dangerous,” 2 December 2003, available at www.indianexpress.com/india-news/full_story.php?content_id=36391

2. Ibid.

3. BBC News, “India Murder Breakthrough Claimed, 15 June 2004, available at www.bbc.co.uk/go/pr/fr/2/hi/south-asia/3807517.stin

4. Ibid.

5. Ibid.

6. S. N. M. Abdi, “Anger Over Whistle Blower’s Murder Forces Indian Inquiry,” South China Morning Post, 16 December 2003.

7. Ibid.

8. Ibid.

9. Amitav Ranjan, “Whistleblower Said Don’t Name Me. Govt. Did. He Was Shot Dead,” The Sunday Express, 30 November 2003, available at www.indianexpress.com/full_story.php?content_id=36329.

10. The Times of India, “CBI to Probe IITian’s Death: Laloo,” available at http://timesofindia.indiatimes.com/articleshow/342148.cms 5 December 2003

11. Satyendra Dubey, Wikipedia, the free encyclopedia, available at www.en.wikipedia.org/wiki/SatyendraDubey

12. Rediff.com, “Bihar Govt Wakes Up to IITian’s Murder,” 5 December 2003, available at www.rediff.com/news/2003/dec/05bihar1.htm

13. See Note 11.

14. See Note 1.

15. Ministry of Road Transport and Highways, “Murder of Shri S. K. Dubey, Dy. General Manager, NHAI, Gaya; Response From the Ministry of Road Transport & Highways,” PIB 11 December 2003, available at http://pib.nic.in/archieve/lreleng/lyr2003/rdec2003/11122003/r1112200336.html

16. “And Dubey Blew the Whistle: Speak Up, Gun Down,” The Indian Express, 6 December 2003, available at www.indianexpress.com/res/web/pIe/full_story.php?content_id=36695&pn=0

17. See Note 9.

18. Ibid.

19. Subrata Nagchoudhury and Varghese K. George, “My Identity Has Been Leaked, Sir, This Disclosure Has Exposed Me to Undesirable Pressures, Threats, The Indian Express, 6 December 2003, available at www.indianexpress.com/res/web/pIe/full_story.php?content_id=36709

20. See Note 15.

21. Ibid.

22. Ibid.

23. Ibid.

24. Ibid.

25. Ibid.

26. See Note 12.

27. Ritu Sarin, “NHAI’s ATR Proves Dubey Was Right About Corruption in GQ,” The Indian Express, 26 December 2005, available at www.indianexpress.com/res/web/pIe/full_story.php?content_id=78884

28. Ibid.

29. P. K. Bhardwaj, “Dubey Murder: Bihar’s Lawlessness to Blame,” The Hindu, 12 December 2003, available at www.hindu.com/2003/12/12/stories/2003121210681700.htm.

30. Legal Correspondent, “Dubey Case: Court Hearing Next Month,” The Hindu, 13 December 2003, available at www.thehindujobs.com/thehindu/2003/12/13/stories/2003121301481200.htm

31. Siddharth G. Das and Regina Aldrin, “Whistle-Blowing and Competitive Advantage,” SCMS Journal of Indian Management (Vol. IV No. 11, April–June, 2007).

32. See Note 11.

33. Ibid.

34. Raghu Dayal, “Whistle-Blowers Need to Be Protected,” The Economic Times, Chennai edition, 26 December 2006.

35. See Note 15.

36. Ibid.

37. S. K. Dubey Foundation for Fight Against Corruption in India, available at www.skdubeyfoundation.org/whistleblower.php

38. See Note 12.

39. Tribune News Service, “Public Servants Among 190 in CBI Net: Nationwide Raid Yields Jewellery, Cash Worth 9 cr,” The Tribune, online edition, 30 September 2004, available at www.tribuneindia.com/2004/20040930/main1.htm

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