Appendix A. Process Inputs and Outputs

Process Inputs and Outputs

Initiating Processes

Table A.1 lists the inputs, tools and techniques, outputs, and Knowledge Areas for the Initiating process group.

Table A.1. Initiating Processes

Process Name

Inputs

Tools and Techniques

Outputs

Knowledge Area

Develop Project Charter

Project statement of work

Expert judgment

Project charter

Integration

 

Business case

 

Contract

 

Enterprise environmental factors

 

Organizational process assets

Identify Stakeholders

Project charter

Stakeholder analysis

Stakeholder register

Communication

 

Procurement documents

Expert judgment

Stakeholder management strategy

 
 

Enterprise environmental factors

 

Organizational process assets

Planning Processes

Table A.2 lists the inputs, tools and techniques, outputs, and Knowledge Areas for the processes in the Planning process group.

Table A.2. Planning Processes

Process Name

Inputs

Tools and Techniques

Outputs

Knowledge Area

Develop Project Management Plan

Project charter

Expert judgment

Project management plan

Integration

 

Outputs from planning processes

 

Enterprise environmental factors

 

Organizational process assets

Collect Requirements

Project charter

Interviews

Requirements documentation

Scope

 

Stakeholder register

Focus groups

Requirements management plan

 
  

Facilitated workshops

Requirements traceability matrix

 
  

Group creativity techniques

  

Group decision-making techniques

  

Questionnaires and surveys

  

Observations

  

Prototypes

Define Scope

Project charter

Expert judgment

Project scope statement

Scope

 

Requirements documentation

Product analysis

Project document updates

 
 

Organizational process assets

Alternatives identification

  
  

Facilitated workshops

Create WBS

Project scope statement

Decomposition

Work breakdown structure

Scope

 

Requirements documentation

 

WBS dictionary

 
 

Organizational process assets

 

Scope baseline

 
   

Project document updates

 

Define Activities

Scope baseline

Decomposition

Activity list

Time

 

Enterprise environmental factors

Rolling wave planning

Activity attributes

 
 

Organizational process assets

Templates

Milestone list

 
  

Expert judgment

Sequence Activities

Activity list

Precedence diagramming method (PDM)

Project schedule network diagrams

Time

 

Activity attributes

Dependency determination

Project document updates

 
 

Milestone list

Applying leads and lags

 

Project scope statement

Schedule network templates

 

Organizational process assets

Estimate Activity Resources

Activity list

Expert judgment

Activity resource requirements

Time

 

Activity attributes

Alternatives analysis

Resource breakdown structure

 
 

Resource calendars

Published estimating data

Project document updates

 
 

Enterprise environmental factors

Bottom-up estimating

 

Organizational process assets

Project management software

Estimate Activity Durations

Activity list

Expert judgment

Activity duration estimates

Time

 

Activity attributes

Analogous estimating

Project document updates

 
 

Activity resource requirements

Parametric estimating

 

Resource calendars

Three-point estimates

 

Project scope statement

Reserve analysis

 

Enterprise environmental factors

 

Organizational process assets

Develop Schedule

Activity list

Schedule network analysis

Project schedule

Time

 

Activity attributes

Critical path method

Schedule baseline

 
 

Project schedule network diagrams

Critical chain method

Schedule data

 
 

Activity resource requirements

Resource leveling

Project document updates

 
 

Resource calendars

What-if scenario analysis

 

Activity duration estimates

Applying leads and lags

 

Project scope statement

Schedule compression

 

Enterprise environmental factors

Scheduling tool

 

Organizational process assets

Estimate Costs

Scope baseline

Expert judgment

Activity cost estimates

Cost

 

Project schedule

Analogous estimating

Basis of estimates

 
 

Human resource plan

Parametric estimating

Project document updates

 
 

Risk register

Bottom-up estimating

 

Enterprise environmental factors

Three-point estimate

 

Organizational process assets

Reserve analysis

  

Cost of quality

  

Project management estimating software

  

Vendor bid analysis

Determine Budget

Activity cost estimates

Cost aggregation

Cost performance baseline

Cost

 

Basis of estimates

Reserve analysis

Project funding requirements

 
 

Scope baseline

Expert judgment

Project document updates

 
 

Project schedule

Historical relationships

 

Resource calendars

Funding limit reconciliation

 

Contracts

 

Organizational process assets

Plan Communications

Stakeholder register

Communication requirements analysis

Communications management plan

Communications

 

Stakeholder management strategy

Communication technology

Project document updates

 
 

Enterprise environmental factors

Communication models

 

Organizational process assets

Communication methods

Plan Risk Management

Project scope statement

Planning meetings and analysis

Risk management plan

Risk

 

Cost management plan

 

Schedule management plan

 

Communications management plan

 

Enterprise environmental factors

 

Organizational process assets

Identify Risks

Risk management plan

Documentation reviews

Risk register

Risk

 

Activity cost estimates

Information gathering techniques

 

Activity duration estimates

Checklist analysis

 

Scope baseline

Assumptions analysis

 

Stakeholder register

Diagramming techniques

 

Cost management plan

SWOT analysis

 

Schedule management plan

Expert judgment

 

Quality management plan

 

Project documents

 

Enterprise environmental factors

 

Organizational process assets

Perform Qualitative Risk Analysis

Risk register

Risk probability and impact assessment

Risk register updates

Risk

 

Risk management plan

Probability and impact matrix

 

Project scope statement

Risk data quality assessment

 

Organizational process assets

Risk categorization

  

Risk urgency assessment

  

Expert judgment

Perform Quantitative Risk Analysis

Risk register

Data gathering and representation techniques

Risk register updates

Risk

 

Risk management plan

Quantitative risk analysis and modeling techniques

 

Cost management plan

Expert judgment

 

Schedule management plan

 

Organizational process assets

Plan Risk Responses

Risk register

Strategies for negative risks or threats

Risk register updates

Risk

 

Risk management plan

Strategies for positive risks or opportunities

Risk-related contract decisions

 
  

Contingent responsestrategies

Project management plan updates

 
  

Expert judgment

Project document updates

 

Plan Procurements

Scope baseline

Make-or-buy analysis

Procurement management plan

Procurement

 

Requirements documentation

Expert judgment

Procurement statements of work

 
 

Teaming agreements

Contract types

Make-or-buy decisions

 
 

Risk register

 

Procurement documents

 
 

Risk-related contract decisions

 

Source selection criteria

 
 

Activity resource requirements

 

Change requests

 
 

Project schedule

 

Activity cost estimates

 

Cost performance baseline

 

Enterprise environmental factors

 

Organizational process assets

Develop Human Resource Plan

Activity resource requirements

Organization charts and position descriptions

Human resource plan

Human Resource

 

Enterprise environmental factors

Networking

 

Organizational process assets

Organizational theory

Plan Quality

Scope baseline

Cost-benefit analysis

Quality management plan

Quality

 

Stakeholder register

Cost of quality

Quality metrics

 
 

Cost performance baseline

Control charts

Quality checklists

 
 

Schedule baseline

Benchmarking

Process improvement plan

 
 

Risk register

Design of experiments

Project document updates

 
 

Enterprise environmental factors

Statistical sampling

 

Organizational process assets

Flowcharting

  

Proprietary quality management methodologies

  

Additional quality planning tools

Executing Processes

Table A.3 lists the inputs, tools and techniques, outputs, and Knowledge Areas for the processes in the Executing process group.

Table A.3. Executing Processes

Process Name

Inputs

Tools and Techniques

Outputs

Knowledge Area

Direct and Manage Project Execution

Project management plan

Expert judgment

Deliverables

Integration

 

Approved change requests

Project management information system

Work performance information

 
 

Enterprise environmental factors

 

Change requests

 
 

Organizational process assets

 

Project management plan updates

 
   

Project document updates

 

Acquire Project Team

Project management plan

Pre-assignment

Project staff assignments

Human Resource

 

Enterprise environmental factors

Negotiation

Resource calendars

 
 

Organizational process assets

Acquisition

Project management plan updates

 
  

Virtual teams

Develop Project Team

Project staff assignments

Interpersonal skills

Team performance assessments

Human Resource

 

Project management plan

Training

Enterprise environmental factors update

 
 

Resource calendars

Team-building activities

  

Ground rules

  

Co-location

  

Recognition and rewards

Manage Project Team

Project staff assignments

Observations and conversation

Enterprise environmental factors updates

Human Resource

 

Project management plan

Project performance appraisals

Organizational process assets update

 
 

Team performance assessments

Conflict management

Change requests

 
 

Performance reports

Issue log

Project management plan updates

 
 

Organizational process assets

Interpersonal skills

Conduct Procurements

Project management plan

Bidder conferences

Selected sellers

Procurement

 

Procurement documents

Proposal evaluation techniques

Procurement contract award

 
 

Source selection criteria

Independent estimates

Resource calendars

 
 

Qualified sellers list

Expert judgment

Change requests

 
 

Seller proposals

Advertising

Project management plan updates

 
 

Project documents

Internet search

Project document updates

 
 

Make-or-buy decisions

Procurement negotiations

 

Teaming agreements

 

Organizational process assets

Perform Quality Assurance

Project management plan

Plan Quality and Perform Quality Control tools and techniques

Organizational process assets updates

Quality

 

Quality metrics

Quality audits

Change requests

 
 

Work performance information

Process analysis

Project management plan updates

 
 

Quality control measurements

 

Project document updates

 

Distribute Information

Project management plan

Communication methods

Organizational process assets updates

Communications

 

Performance reports

Information distribution tools

 

Organizational process assets

Manage Stakeholder Expectations

Stakeholder register

Communication methods

Organizational process assets updates

Communications

 

Stakeholder management strategy

Interpersonal skills

Change requests

 
 

Project management plan

Management skills

Project management plan updates

 
 

Issue log

 

Project document updates

 
 

Change log

 

Organizational process assets

Monitoring and Controlling Processes

Table A.4 lists the inputs, tools and techniques, outputs, and Knowledge Areas for the Monitoring and Controlling group processes.

Table A.4. Monitoring and Controlling Processes

Process Name

Inputs

Tools and Techniques

Outputs

Knowledge Area

Monitor and Control Project Work

Project management plan

Expert judgment

Change requests

Integration

 

Performance reports

 

Project management plan updates

 
 

Enterprise environmental factors

 

Project document updates

 
 

Organizational process assets

Perform Integrated Change Control

Project management plan

Expert judgment

Change request status updates

Integration

 

Work performance information

Change control meetings

Project management plan updates

 
 

Change requests

 

Project document updates

 
 

Enterprise environmental factors

 

Organizational process assets

Administer Procurements

Procurement documents

Contract change control system

Procurement documentation

Procurement

 

Project management plan

Procurement performance reviews

Organizational process assets updates

 
 

Contract

Inspections and audits

Change requests

 
 

Performance reports

Performance reporting

Project management plan updates

 
 

Approved change requests

Payment systems

 

Work performance information

Claims administration

  

Records management system

Report Performance

Project management plan

Variance analysis

Performance reports

Communications

 

Work performance information

Forecasting methods

Organizational process assets updates

 
 

Work performance measurements

Communication methods

Change requests

 
 

Budget forecasts

Reporting systems

 

Organizational process assets

Monitor and Control Risks

Risk register

Risk reassessment

Risk register updates

Risk

 

Project management plan

Risk audits

Organizational process assets updates

 
 

Work performance information

Variance and trend analysis

Change requests

 
 

Performance reports

Technical performance measurement

Project management plan updates

 
  

Reserve analysis

Project document updates

 
  

Status meetings

  

Control Costs

Project management plan

Earned value measurement

Work performance measurements

Cost

 

Project funding requirements

Forecasting

Budget forecasts

 
 

Work performance information

To-complete performance index (TCPI)

Organizational process assets updates

 
 

Organizational process assets

Performance reviews

Change Requests

 
  

Variance analysis

Project management plan updates

 
  

Project management software

Project document updates

 

Control Schedule

Project management plan

Performance reviews

Work performance measurements

Time

 

Project schedule

Variance analysis

Organizational process assets updates

 
 

Work performance information

Project management software

Change requests

 
 

Organizational process assets

Resource leveling

Project management plan updates

 
  

What-if scenario analysis

Project document updates

 
  

Adjusting leads and lags

  

Schedule compression

  

Scheduling tool

Perform Quality Control

Project management plan

Cause-and-effect diagrams

Quality control measurements

Quality

 

Quality metrics

Control charts

Validated changes

 
 

Quality checklists

Flowcharting

Validated deliverables

 
 

Work performance measurements

Histogram

Organization process assets updates

 
 

Approved change requests

Pareto chart

Change requests

 
 

Deliverables

Run chart

Project management plan updates

 
 

Organizational process assets

Scatter diagram

Project document updates

 
  

Statistical sampling

  

Inspection

  

Approved change requests review

Verify Scope

Project management plan

Inspection

Accepted deliverables

Scope

 

Requirements documentation

 

Change requests

 
 

Requirements traceability matrix

 

Project document updates

 
 

Validated deliverables

Control Scope

Project management plan

Variance analysis

Work performance measurements

Scope

 

Work performance information

 

Organizational process assets updates

 
 

Requirements documentation

 

Change requests

 
 

Requirements traceability matrix

 

Project management plan updates

 
 

Organizational process assets

 

Project document updates

 

Closing Processes

Table A.5 lists the inputs, tools and techniques, outputs, and Knowledge Areas for the processes in the Closing process group.

Table A.5. Closing Processes

Process Name

Inputs

Tools and Techniques

Outputs

Knowledge Area

Close Project or Phase

Project management plan

Expert judgment

Final product, service, or result transition

Integration

 

Accepted deliverables

 

Organizational process assets updates

 
 

Organizational process assets

Close Procurements

Procurement management plan

Procurement audits

Closed procurements

Procurement

 

Procurement documentation

Negotiated settlements

Organizational process assets updates

 
  

Records management system

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