Appendix A
Resources
List of Exchanges
The following is a list of major securities exchanges and their websites:
Home of over 350 exchange traded funds.
Largest options market.
One of the oldest commodities exchanges.
Futures market.
An all-electronic exchange that is rapidly growing.
The most prestigious and largest exchange.
Nonprofit Government Websites
The following websites offer regulatory or educational resources for traders.
The Financial Industry Regulatory Authority (FINRA) www.finra.org
Polices the securities dealers.
Nonprofit educational resource.
Taxes.
Good source of educational material.
Self-regulatory futures association.
Chief federal regulatory of the securities markets.
Information about U.S. Savings Bonds.
Sells U.S. Treasury bonds, notes, and bills.
Investing Resources
Internet sites with resources for traders:
The single best source of information on interest rates for investments.
Investing terms and tutorials.
One of the most valuable investing resources.
An investing site full of free information.
Charting Software
These websites are excellent resources for charting.
Offers a variety of charting packages.
Comprehensive, third-party charting software.
Financial Software
This software will help you keep track of your business or prepare your taxes.
Personal financial software that helps you organize your money.
Personal financial software that helps you organize your money.
A personal tax-preparation software program.
A personal tax-preparation software program.
List of Electronic Communications Networks (ECNs)
Electronic communications networks (ECNs) provide another way for active traders to execute trades. Some of the more prominent ones include:
Market Makers
When you are looking at Level II prices, it may be helpful to know what market makers are lining up on either side of the trade. You can find a complete list of market makers and their four-letter symbols at:
Online Broker Sites
Here are some sites for some of the top-rated online brokers:
Advanced Trading Platforms
If you are going to do short-term trading, you will want and need a direct access provider, also known as a direct access broker. These brokers provide advanced trading platforms and connect you directly to the market.
Here are some for your consideration:
Technical Analysis
Technical analysis is a complicated subject, but there are numerous resources on the Internet and in books to help you learn this important form of analysis.
Websites
The following websites will help you understand and use the tools of technical analysis (some of the site will include links to other sites for even more information):
Books
The following books on technical analysis may be helpful in the learning process:
Achelis, Steven B. Technical Analysis from A to Z, 2nd Edition. New York, NY: McGraw-Hill, 2000.
Murphy, John J. Technical Analysis of the Financial Markets: A Comprehensive Guide to Trading Methods and Applications. Paramus, NJ: Prentice Hall Press, 1999.
Tinghino, Mark. Technical Analysis Tools: Creating a Profitable Trading System. New York, NY: Bloomberg Press, 2008.