061
Chapter 7
Screening Candidates
In This Chapter
➤ How to evaluate resumés
➤ Separating the wheat from the chaff
➤ Getting significant information from application forms
➤ Making the application a legal protector
➤ Using the telephone as a prescreener
 
 
As a result of your recruiting efforts, you’ve received a number of resumés. Your next job is to determine which applicants are worth bringing in for interviews. Your time is valuable and good interviewing is time consuming. It’s important to study the resumés carefully and pick only those whose backgrounds appear to be closest to the open job. This chapter will offer guidelines on how to select from the many resumés you receive and help you determine which applicants are most likely worth interviewing.

Screening the Resumés

Always remember that the resumé is a promotional piece written by the applicant to persuade you to hire him or her. It is not an objective recap of qualifications. Your job is to find—amid those glowing words—what the applicant really has done in past employment and education.
You might receive hundreds of resumés in response to an ad. It can take hours and hours of your time to read them and make your preliminary judgments. You can save time and uncover hidden problems in the resumés by following these guidelines:
➤ Establish some “knockout factors.” These are job requirements that are absolutely essential to performing the job. They might include necessary educational qualifications or licenses; for example, a degree in electronics, certification as a plumber, or a pilot’s license. Show some flexibility in using “knockout factors.”
➤ Select key results areas (KRAs) of the job and screen for them (see Chapter 5, “Starting the Search”). When you have many applicants for a position, you can narrow the field by looking for experience in those key aspects.
➤ Look for gaps in dates. Some people who have had jobs for only short durations omit them from their resumés. For example, an applicant might indicate only the years (for one job 1998-2001 and 1994-1998 for the previous job), rather than month and year. It might mean only a short period of unemployment between jobs, but it also might mean that a job held for several months between the listed jobs is omitted.
062
Tactical Tips
Chronological resumés present an applicant’s background by listing jobs by the dates of employment. Functional resumés present an applicant’s background by listing duties, responsibilities, or accomplishments without regard to the job or company in which they were performed.
➤ Watch for resumés that devote more space on the page to past positions than to the current or recent one. The applicant might have just updated an old resumé instead of creating a new one. This could be a sign of laziness, or it might just mean that the more recent jobs are of less importance than previous ones.
➤ Look out for overemphasis on education for experienced applicants. If a person is out of school five or more years, the resumé should primarily cover work experience; information about education should be limited to degrees and specialized programs completed. What was done in high school or college is secondary to what has been accomplished on the job.
 
None of these tips to screening resumés are necessarily knockout factors; they simply suggest further exploration in the interview. Keep in mind that even if they have a resumé, all applicants should complete a company application form before the interview. Use the resumé as a supplement to the application form; not a substitute for it.

Determining Whom to Interview

The resumé usually is the first source of screening applicants. As interviewing takes a good deal of time, it’s necessary to eliminate candidates who are unlikely to be qualified early in the screening process. Here are some suggestions that will help you separate the wheat from the chaff:
➤ Study the job specifications for the open position. Prepare a list of key factors that the applicant must have to qualify.
➤ As you read the resumés, check to see if the specified education and experience significantly include these factors.
➤ If these factors are mentioned, determine whether this experience or training has been acquired in a setting comparable to that of your organization. (For example, cost accounting experience in a chemical company might not be of much value to an automobile parts company as the cost systems are entirely different.)
➤ If these factors are not mentioned, it doesn’t necessarily mean that the applicant lacks them. In writing a resumé, an applicant might overlook some important factors in the effort to keep it brief. To avoid eliminating such an applicant, phone him or her to obtain more information.
➤ Determine whether the applicant’s experience is comprehensive enough to meet your requirements.
➤ Does the resumé show the accomplishments and results attained by the candidate? If the description of the work is presented in concrete terms, and shows achievements rather than a textbook description of the job duties, it’s more likely that the candidate is a clear thinker and is a results-oriented person.
➤ Are the accomplishments significant? If the applicant brags about a routine or superficial achievement, it might indicate a low standard of what he or she considers to be important.
 
Resumés are only pieces of paper; they cannot possibly describe the whole person. If you choose not to see an applicant based on the resumé, you will lose this prospect—perhaps the best candidate—forever. If you have any doubts before placing it in the reject file, telephone the candidate to obtain more information.

The Application Form

The company application form serves several purposes. It’s a rapid way to provide the interviewer with basic information about the applicant. It makes it easy to compare candidates. It alleviates the need for the interviewer to take time asking for routine information. It also provides legal protection. As you will learn in the following, the application is very important and should be a requirement.

All Applicants Must Fill Out the Form

Some candidates might be reluctant to complete an application. They tell you that all of the information is in the resumé; sometimes it is. But, as was pointed out earlier in this chapter, a resumé is designed to play up the strengths of the applicant—and sometimes to cover up negative factors. “I don’t have to fill out the application. I have a resumé” is not a good argument. If an applicant doesn’t want to take the time to complete your application form, he or she might be hiding something—or it might be an indicator of laziness or unwillingness to follow instructions.
063
Management Miscellany
Target and Home Depot have substituted computer-based tools for paper job applications. Kiosks have been placed in the stores so shoppers can apply for jobs by answering the questions online. A formatted copy is sent electronically to the manager on duty, who then can set up an immediate interview.
064
Tactical Tips
Before reprinting your application form when more copies are needed, have your legal counsel review it to ensure that it’s in compliance with the latest laws and regulations.

It Protects You Legally

In this litigious age, there have been a rash of suits against companies by applicants who have claimed discrimination when they didn’t get the job. Others have claimed that companies jeopardized their current job by calling their employers for references, or that their privacy was invaded when their backgrounds were investigated.
Properly designed application forms can protect companies. For example, if no questions on your application request age or related information, applicants will have a tough time proving you discriminated against them because of age. As noted in Chapter 2, “You Gotta Know the Laws,” and Chapter 3, “Still More Laws,” make sure that your form complies with the civil rights laws and does not ask questions that are prohibited.

It Provides Information You Need

It’s convenient to have essential information in one easy-to-find place. The application form provides name, address, phone number, Social Security number, and educational background. Most useful is the work history with dates of employment, positions, companies, and a brief description of duties and responsibilities. Usually it includes salary, reason for leaving, and the name of a person in the company who can provide information about the applicant.
In short, the application gives you enough basic information to determine whether or not the prospect is worthy of further consideration. Although most forms don’t have enough space to give details about a person’s activities, responsibilities, and accomplishments, it provides—along with the applicant’s resumé—adequate data to make preliminary judgments.

It Makes It Easy to Compare Candidates

Whereas resumés are written in a variety of styles, all applications for jobs within a company are formatted in the same way. This makes it easy to compare applicants. Placing application forms side by side, you can immediately measure the education and experience of each candidate against the others. You can compare duration and types of experience and note salary variations.
Impressive resumés might make a candidate stand out, but when the resumé and application together are considered, you might find that the applicant with a less impressive resumé actually has a better background.

Clauses to Protect You

In addition to being a selection tool, the application form is a contract. Of course, it’s a one-sided contract in that it is written to protect the employer. Many attorneys strongly recommend that certain clauses be included in this document; some of the most important are covered in the following.

Permission to Investigate

This covers two different types of investigation: checking references and using an investigative service to look into the applicant’s background. Because of concerns about litigation, many companies refuse to give information about former or current employees. By getting a release from the applicant authorizing the employer to provide information, you avert this concern. Many companies include a clause to cover this on their application forms; some provide it on a separate document. The following is an example of such a clause:
I understand that the (NAME OF EMPLOYER) follows an “employment at will” policy, in that the employer may terminate my employment at any time or for any reason consistent with applicable federal and state laws. This employment-at-will policy cannot be changed verbally or in writing unless authorized specifically by the president or executive vice president of this company. I understand that this application is not a contract of employment. I understand that the federal government prohibits the employment of unauthorized aliens; all persons hired must provide satisfactory proof of employment authorization and identity. Failure to submit such proof will result in denial of employment.
I understand that the employer may investigate my work and personal history and verify all information given on this application, on related papers, and in interviews. I hereby authorize all individuals, schools, and firms named therein except for my current employer (unless indicated herein} to provide any information requested about me and hereby release them from all liability for damage in providing this information.
[You may/may not contact my current employer] _________________________________
065
Personnel Perils
Some lawyers suggest that even if a release clause is incorporated in the application form, a separate form should be signed for each school and employer that will be contacted.
Under the federal Fair Credit Reporting Act, if you use the services of an outside credit or investigative reporting agency, you must provide the applicant with a written notification that such a report might be ordered. The applicant must be advised that he or she has the right to request a copy of such a report from the agency that conducts the investigation. The name of this agency also must be provided to the applicant upon request.
If used, this clause should be printed on the application form in print that is no smaller than the rest of the application and should have space for the signature of the applicant and a witness. If you use investigative reports for only a few positions, develop a separate form to use when appropriate rather than printing it on the application.

Employment at Will

Unless an employee is protected by an individual contract with the employer or a negotiated contract between the employer and a labor union, or is a civil service employee, the employee falls under employment at will status. This means that the employer has the right to terminate the services of that employee at any time, for any reason or for no reason at all so long as it complies with applicable laws such as the civil rights laws. You will find more on this in Chapter 25, “How to Fire an Employee Legally and Tactfully.”
Most employees in American companies fall into this category. However, to ensure that new employees are aware of this, it should be indicated on the application form (see the example in the suggested application form). By having the applicant sign the application form, he or she indicates understanding and acceptance of “employment at will.”

Certification of Truth

After you hire a person, you might find out that he or she lied in his or her application or resumé, or misrepresented an important factor. If this happens you should be able to take immediate action to terminate that person. The prototype application form in the previous section includes sample protective clauses. Have your company’s legal advisors word the clauses in a way specific to your company.

Evaluating the Application

There are many things you can learn from the application form (and its accompanying resumé) that can help you narrow your selection of candidates. The following are some of the areas that should be carefully examined.
066
Tactical Tips
When designing your own application form, add questions that are pertinent to the jobs you seek to fill. Check all questions against the “lawful and unlawful” question chart in Chapter 8, “Becoming a Better Interviewer.”

Can the Person Do the Job?

In reviewing the application form, determine whether the applicant has the basic requirements to do the job. Application forms usually don’t provide much space for details of experience. However, make sure that at least the basic educational requirements are met and the job history reflects the necessary experience. If so, prepare to explore this experience at the interview.

Progress

The applicant’s progress and growth in jobs and career should be evaluated as well as specific experience. If your job offers opportunity but demands ambition and drive, the applicant should have demonstrated these traits by the progress made in previous jobs.
Progress can be measured by positions held and salaries earned. A person who has worked for the same firm for many years and has received only automatic annual salary increases actually has made no real progress even though earnings have gone up. Position and salary should be compared with those of other people in that field who have similar education and experience.
The earnings record should not be the only measure of progress. It is more important to determine whether the applicant shows a pattern of increasing responsibility in his or her career. Have promotions been in line with the person’s experience? Has he or she moved more rapidly than might be expected? If so, was this due to personal capability and accomplishments? Was it due to growth of the industry or the company rather than individual efforts? Was it based on nepotism?
067
Meanings and Gleanings
Nepotism is favoritism shown by higher-ranking officials or managers to their relatives or close friends.
068
Management Miscellany
In today’s hot market for technical and other hard-to-find personnel, qualified people are likely to move from company to company far more frequently than workers in other areas. Over the past few years the typical job tenure of these specialists has fallen from five to three years.

Stability

Another factor the application form indicates is job stability. Many employers will automatically reject an applicant who has changed jobs too often. Some companies have implemented this rule: If a person has had more than two jobs in five years or some similar combination of years and jobs, he or she is knocked out. There is much to be said in favor of this policy. Frequent job changes might indicate restlessness or boredom with a job; however, it’s unlikely that the candidate’s next job will be any different.
Some people are “two-yearers”—the time it takes to master the intricacies of the job and then tire of it. Others might be marginal workers—employees who are not bad enough to discharge but are the first to be laid off when business slows down. In other cases there might be personality problems. The employee might never have been able to get along with co-workers or managers.
On the other hand, it might be just bad luck. The person might be on the job only a short time when the company suffers a business reversal, massive downsizing, or a reorganization that eliminates the job. Sometimes a person might start a job and rapidly realize it was a mistake. It’s better to quit immediately than stay around just to keep the work record from looking bad.
Before arbitrarily rejecting an applicant as a job hopper, it’s important to determine the reason for the apparent instability. There are often good reasons one changes jobs. Don’t lose a potentially good employee because of some arbitrary policy on “instability.”

Other Factors to Look For

The application form might offer some insight into the applicant’s personality. It indicates whether the applicant can follow the simple directions required to complete it. In some employment offices, the length of time taken by an applicant to fill out the form is used as a measure of speed in performing clerical tasks. If the job calls for good handwriting, it also can be observed on the application form.
In some companies receptionists are trained to observe the manner in which applicants act when given the form. Do they get to work on it in a businesslike manner? Do they refer to notes? Do they ask questions about the form? If another person accompanies them, do they confer with that person before answering a question on the form?

The Telephone Screening Interview

Probably the most frequently used prescreening tool is the telephone. In a relatively brief telephone interview, you can acquire a lot more information about a candidate than can be obtained from the application or resumé. Telephoning not only enables you to get more information than shown on the resumé, but you can probe for details on specific areas that are important to the job you seek to fill.
It’s not a good idea to call the applicant at work to discuss your job opening. This is not only unethical; it puts the applicant in an awkward position as other people might be nearby who can hear the conversation. The call should be made to the person’s home in the evening. This might mean you have to make these calls from your home or work late at the office—that’s just one of the sacrifices that recruiters and managers have to make to get the people they want.
Plan the phone call as carefully as an in-person interview. Read the application and resumé and note the areas that require elaboration. Don’t be afraid to ask hard questions such as reasons for leaving a job, accounting for periods of unemployment, relations with superiors, and specific details about work or educational background. (Suggestions on how to conduct an interview will be covered in the next chapter; you can adapt these techniques to the telephone interview.)
Be certain you have set up an appointment in advance, so that the candidate expects the call. Otherwise you may be calling when the candidate is rushed and is too polite to say so, or even be mistaken for a telemarketer and hung up on.
069
Management Miscellany
If there are any possibly negative factors about the position or your company, give the prospect a chance to discuss it before extending an invitation for an interview. For example, you might say, “This job requires that you travel 75 percent of the time. Will this affect your consideration of this job?”
The Least You Need to Know
➤ Set up a series of knockout factors before evaluating resumés. Unless the applicant meets these specs, there’s no point arranging for an interview.
➤ Don’t take a resumé at face value. Read between the lines and look for hidden negative factors.
➤ Require all applicants to complete a company application. The resumé should be used as a supplement; not a substitute for the application.
➤ Make sure your application form meets all legal requirements.
➤ Telephone interviews can provide enough information to determine whether it’s worthwhile to invite the applicant for a face-to-face meeting.
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