Appendix A

Symbols and notations

Sensors operate at the boundary of two physical domains. Despite international normalization of symbols for quantities and material properties, notations for physical quantities are not unambiguous when considering the various disciplines, which each have their own system of notation. This appendix offers a brief review of quantities in the electrical, thermal, mechanical and optical domains, together with their symbols and units, as used in this book. Further, where useful, relations between quantities are listed as well.

A.1 The electrical domain

A sensor produces an electrical output. Table A.1 displays the most important energetic quantities used in the electrical domain. The table also shows magnetic quantities, since they are closely connected to electrical quantities. Relations between these variables are discussed in Chapter 6, Inductive and magnetic sensors.

Table A.1

Electrical and magnetic quantities
QuantitySymbolUnit
Electric currentIA (ampere)
Current densityJA/m2
Electric chargeQC (coulomb) = As
Dielectric displacementDC/m2
Electric field strengthEV/m
Potential differenceVW/A
Magnetic fluxΦWb (weber) = J/A
Magnetic inductionBT (tesla) = Wb/m2
Magnetic field strengthHA/m

Table A.2 shows the major properties for the electrical domain.

Table A.2

Electrical properties
Electrical propertySymbolUnit
ResistivityρΩ.m
ResistanceRΩ (ohm)
ConductivityσS/m = Ω−1m−1
ConductanceGS (siemens)
CapacitanceCF (farad)
Self-inductanceLH (henry)
Mutual inductanceMH
Permeabilityμ =μ0·μrH/m
Relative permeabilityμr
Permittivityε = ε0·εrF/m
Dielectric constantεr

Conductivity is the inverse of resistivity, and conductance the inverse of resistance. The electric permittivity ε is the product of the permittivity of free space (vacuum) ε0 and the relative permittivity (or dielectric constant) εr. Similarly, the magnetic permeability μ is the product of the magnetic permeability of vacuum μ0 and the relative permeability μr. Numerical values of ε0 and μ0 are:

ε0=(8.85416±0.00003)×1012(F/m)μ0=4π×107(Vs/Am).

image

The relative permittivity and permeability account for the dielectric and magnetic properties of a material.

In the electrical domain, some particular variables apply, associated to properties of (electrical) time-varying signals. They are listed in Table A.3.

Table A.3

Signal variables
Signal quantitySymbolUnit
Timets (second)
FrequencyfHz (hertz) = s−1
PeriodTs
Phase differenceφrad (radian)
Duty cycleδ
Pulse widthτs

The duty cycle is defined as the high–low ratio of one period in a periodic pulse signal. It varies from 0% (whole period low) to 100% (whole period high). A duty cycle of 50% refers to a symmetric square wave signal.

A.2 The thermal domain

Sensor systems suffer most from unwanted thermal influences. Changes in environmental or local temperature affect the mechanical and electrical performance of mechatronic systems. Therefore we will consider thermal effects when discussing the sensor properties. Tables A.4 and A.5 review the major thermal quantities.

Table A.4

Thermal variables
Energetic quantitySymbolUnit
(Thermodynamic) temperatureΘK (kelvin)
Quantity of heatQthJ (joule)
Heat flow rateΦthW (watt)

Table A.5

Thermal parameters
Thermal propertySymbolUnit
Thermal expansion coefficientαK−1
Heat capacitanceCthJ/K
Specific heat capacitycJ/kgK
Thermal resistanceRthK/W
Thermal conductivitygthW/mK
Coefficient of heat transferhW/mK

The coefficient of heat transfer accounts for the heat flow across the boundary area of an object whose temperature is different from that of its (fluidic) environment. Its value strongly depends on the flow type along the object and the surface properties.

A.3 The mechanical domain

Quantities in the mechanical domain describe state properties related to distance, force and motion. A possible categorization of these quantities is divided into:

  • • position or geometric quantities
  • • force or dynamometric quantities and
  • • flow quantities

We will briefly resume the first two groups. Flow quantities are not further discussed in this book. The basic position quantities and their units and symbols are listed in Table A.6.

Table A.6

Geometric or position quantities
QuantitySymbolUnitRelation
Lengthlm 
Velocityvm/sv = dx/dt
Accelerationam/s2a = dv/dt
Surface areaAm2 
VolumeVm3 
Angular displacementφrad 
Angular velocityωrad/sω = dφ/dt

Image

Table A.7 shows the most common force quantities, symbols and units.

Table A.7

Force quantities
QuantitySymbolUnit
ForceFN
Tension, stressTPa = N/m2
Shear stressτPa
PressurepPa
Moment of forceMNm
PowerPW = J/s
EnergyEJ = Nm

Some commonly used properties in the mechanical domain are listed in Table A.8.

Table A.8

Mechanical properties
PropertySymbolUnitRelation
Mass densityρkg/m3M = ρV
MassMkgF = Ma
WeightGkgF = Gg
ElasticitycN/m2T = cS
Compliancesm2/Ns = 1/c

Image

The relation between tension T and strain S is given by Hooke’s law:

T=c·S (A.1)

image (A.1)

or

S=s·T (A.2)

image (A.2)

Note that compliancy s is the reciprocal of the elasticity c. A force (tension) results in a deformation (strain): longitudinal forces cause translational deformation; shear forces cause rotational deformation; the angle of rotation is called the shear angle. The mechanical domain has six degrees of freedom (d.o.f.): three for translation and three for rotation. As an example, in Fig. A.1 a longitudinal force in z-direction (left) and a shear force around the x-direction (right) are shown. Note that in this example the force causes a positive strain in z-direction and negative strain in the other two directions. The shear force in this example causes only a shear strain in the yz plane; the shear angle is denoted by γ.

image
Figure A.1 Six d.o.f. in the mechanical domain.

In general, a longitudinal force in the z-direction, Tz, causes the material to be deformed in three possible directions (x, y, and z), resulting in the strain components Sz (usually the most important), Sx and Sy. A shear force in the z-plane, Txy, can cause the material to twist in three directions, resulting in the three torsion components Sxy (usually the most important), Sxz and Syz. Sometimes a longitudinal force produces torsion. This can be described by, for instance, Syz=syzz·Tz. In general, the relation between tension and strain is described by

Sij=sijkl·Tkl (A.3)

image (A.3)

or

Tij=cijkl·Skl (A.4)

image (A.4)

with i, j, k, l equal to x, y, and z. Note that for notation symmetry, longitudinal tension Ti (i=x, y, z) is written as Tii. To simplify the notation the tensor indices ijkl are substituted by engineering indices 1–6, according to the next scheme:

xx1yz=zy4yy2xz=zx5zz3xy=yx6

image

So, Hooke’s law becomes:

Sλ=sλμ·Tμ (A.5)

image (A.5)

or

Tμ=cμλ·Sλμ (A.6)

image (A.6)

with λ, μ=1 … 6. Apparently this compliance matrix contains 36 elements. Written in full

(S1S2···S6)=(s11s12···s16s21s22···s26··················s61s62···s66)·(T1T2···T6) (A.7)

image (A.7)

In most materials many of the matrix elements in Eq. (A.7) are zero, due to symmetry in the material crystal structure. To get an idea of the practical values Table A.9 shows numerical values of the elements of the compliance matrix of quartz (crystalline SiO2) and of silicon (Si). Note that sij=sji. Silicon has an almost symmetrical crystal structure, leading to s11=s22=s33, s44=s55=s66 and s12=s13. The remaining elements in the matrix are zero. Obviously quartz has a less symmetrical structure, as can be deduced from the many different element values.

Table A.9

Matrix elements of compliancy s for SiO2 and Si; unit 10−12 m2/N
SiO2aSi
s11 12.77 s33 9,6 s11 7.68 s44 12.56
s12 −1.79 s44 20.04 s12 −2.14   
s13 −1.22 s66 29.12     
s14 4.50       

Image

aSiO2 is piezoelectric: numerical values are at zero voltage (sE), see Chapter 8.

A.4 The optical domain

A.4.1 Optical quantities

In the optical domain two groups of quantities are distinguished: radiometric and photometric quantities. The radiometric quantities are valid for the whole electromagnetic spectrum. Photometric quantities are only valid within the visible part of the spectrum (0.35<λ<0.77 μm). They are related to the mean, standardized sensitivity of the human eye and are applied in photometry. Table A.10 shows the major radiometric and corresponding photometric quantities. Some of them will be explained in more detail.

Table A.10

Radiometric and photometric quantities
Radiometric quantitiesPhotometric quantities
QuantitySymbolUnitQuantityUnit
Power Radiant flux P=dU/dt W Luminous flux lumen (lm)
Energy Radiant energy U J Luminous energy lm.s
Emitting power per Unit area Radiant emittance Es = dPs/dS W/m2 Luminous emittance lm/m2=lux
Incident power per Unit area Irradiance Ed = dPd/dS W/m2 Illuminance lm/m2=lux
Radiant power per Solid angle Radiant intensity I = dP/dΩ W/sr Luminous intensity lm/sr=candela (cd)
Power per solid angle Per unit of projected Surface area Radiance L = dI/dSp W/m2.sr Luminance, brightness lm/m2.sr=cd/m2

Image

The radiant intensity I (W/sr) is the emitted radiant power of a point source per unit of solid angle. For a source consisting of a flat radiant surface the emitted power is expressed in terms of W/m2, called the radiant emittance Es. It includes the total emitted energy in all directions. The quantity radiance also accounts for the direction of the emitted light: it is the emitted power per unit area, per unit of solid angle (W/m2 sr).

A flat surface can receive radiant energy from its environment, from all directions. The amount of incident power Ed is expressed in terms of W/m2 and is called the irradiance.

In radiometry the unit of (emitting or receiving) surface area is often expressed in terms of ‘projected area’. A surface with (real) area S that is irradiated from a direction perpendicular to its surface receives power equal to Ed·S (W). When that surface is rotated over an angle ϕ, relative to the direction of radiation, it receives only an amount of radiant power equal to Ed·cos ϕ (Fig. A.2). To make these radiometric quantities independent of the viewing direction, some authors express them in terms of projected area instead of real area, thus avoiding the cosϕ in the expressions.

image
Figure A.2 Relations between various optical quantities in Table A.10. dS is the projected area.

In Table A.10 the radiance L of a surface is defined following this idea: it is the emitted radiant energy in a certain direction, per solid angle (to account for the directivity) and per unit of projected area, that is per unit area when the emitting surface is projected into that direction. These quantities are used for deriving formulas for sensors that are based on reflecting surfaces (Chapter 7: Optical sensors).

All units have their counterpart in the photometric domain (right-hand side of the table). However, we will not use them further in this book. The radiometric quantities in the table do not account for the frequency or wavelength dependence. All of them can be expressed also in spectral units, e.g., the spectral irradiance Ed(λ), which is the irradiance per unit of wavelength interval (W/m2 μm). The total irradiance over a spectral range from λ1 to λ2 then becomes:

Ed=λ1λ2Ed(λ)dλ (A.8)

image (A.8)

To characterize optical sensors special signal parameters are used, related to the noise behavior of these components (Table A.11).

Table A.11

Characteristic parameters of optical sensors
ParameterSymbolUnit
Output voltage, currentSV; A
Output powerPoW
Input powerPiW
Noise powerNV; A; W
ResponsivityS/PiV/W; A/W
Signal-to-noise ratioS/N
DetectivityD = (S/N)/P1/W
NEP (noise equivalent power)NEP = 1/DW

Note that the signals can be expressed in voltage, current or power. Irrespective of this choice, the S/N ratio is a dimensionless quantity. The parameters D and NEP represent the lowest perceivable optical signal. NEP is, in words, equal to the power of sinusoidally modulated monochromatic radiation that produces an RMS signal at the output of an ideal sensor, equal to the noise signal of the real sensor. This means that, when specifying NEP, the modulation frequency, the sensor bandwidth, the temperature and the sensitive surface area should also be specified, as all these parameters are included in the noise specification. To avoid wavelength and detector area dependency in the specifications, the parameters NEP* and D* are used: the spectral NEP and the spectral D, respectively. Since noise power of a sensor is usually proportional to the sensitive area A and the bandwidth Δf, the noise current and noise voltage are proportional to √(AΔf); hence, NEP*=NEP/√(AΔf) and D*=√(AΔf)/NEP.

A.4.2 Radiant energy from a unit surface with Lambertian emission

If a surface is a perfect diffuser (its radiance is not a function of angle), then I=I0·cos ϕ (Fig. A.3).

image
Figure A.3 Cosine law of Lambert.

This is known as the cosine law of Lambert. Many surfaces scatter the incident light in all directions equally. A surface that satisfies Lambert’s law is called Lambertian.

All radiant energy emitted from a surface A with radiant emittance Es has to pass a hemisphere around that surface (Fig. A.4).

image
Figure A.4 Derivation of the total radiant energy from a unit surface with Lambertian emission.

The area of surface element dS on the hemisphere, corresponding with a solid angle dΩ equals:

dS=r2dΩ=r2sinϕdϕ (A.9)

image (A.9)

where r is the radius of the hemisphere. According to its definition in Table A.10 the radiant emittance from the emitting surface A in the direction of dS is:

dPsdA=Lcosϕ (A.10)

image (A.10)

Since all radiant energy from A passes the hemisphere, the total radiant emittance of A equals the integral of dPs/dA over the full surface area of the hemisphere. Further, since for a Lambertian surface the radiant emittance is independent of the direction, L is constant. So

Es=hemisphereLcosϕdΩ=02π0π/2Lcosϕsinϕdϕdϑ=πL (A.11)

image (A.11)

or the radiant emittance of a Lambertian surface equals π times the radiance of that surface.

A.4.3 Derivation of relations between intensity and distance

The transfer characteristic of an optical displacement sensor (Chapter 7: Optical sensors) depends strongly on the geometry of the configuration. Fig. A.5 depicts the major parameters involved in the direct mode.

image
Figure A.5 Parameters in the source-sensor system.

Light energy radiates from the source with emitting surface area S1 and radiance Le (W/sr m2). The sensor surface area is S2, the distance from source to sensor is r. Further, the light beam as received by the sensor makes an angle ϑ1 with the normal on the emitting surface, and an angle ϑ2 with the normal on the receiving surface. We calculate the radiant power that arrives at the sensor. Assume the source dimensions being small compared to r. Then the light beam that arrives at the sensor has a solid angle equal to

dΩ=S2cosϑ2r2(sr) (A.12)

image (A.12)

where S2 cos ϑ2 is the projected surface area of the sensor. The emitter emits Le·S1 W per steradian; hence, the part ΔPe of the emitted light falling on the sensor is:

ΔPe=LeS1cosϑ1(W) (A.13)

image (A.13)

where S1 cos ϑ1 is the projected surface area of the source. By substituting Eq. (A.13) in Eq. (A.12) we find for the radiant power arriving at the sensor:

Po=LeS1S2cosϑ1cosϑ2r2(W) (A.14)

image (A.14)

from which follows that the output signal, indeed, is inversely proportional to the square of the distance.

Next we consider the indirect mode, where we distinguish between two different situations. In the first situation the reflecting target is only partly illuminated by the source; all the light from the source is intercepted by the object. In the second situation the whole object falls within the light cone of the source. Fig. A.6 displays the first situation and defines the various parameters. For a better understanding, the object (target) is presented twice, once as the receiving surface and once as the (secondary) emitting surface.

image
Figure A.6 General configuration of an optical proximity sensor with a flat object (split representation).

The target intercepts a light beam that makes an angle ϑs with the normal vector nt on the target’s surface. The source can be characterized by an intensity Is (W/sr) and a beam solid angle Ωs. The surface area S1 of the light spot on the object satisfies the equation:

S1cosϑs=Ωsrs2(m2) (A.15)

image (A.15)

where rs is the distance between the source and the target. The irradiance of the object (actually the lighted part of it) is:

E1=IsΩsS1(W/m2) (A.16)

image (A.16)

Since the object surface is assumed to be Lambertian it behaves as a radiant source with radiance L1=E1/π (see Eq. (A.11)). Part of the scattered light is received by the detector with sensitive area Sd on a distance rd from the target. Similar to Eq. (A.12) this sensor receives light over a solid angle Ωd equal to

Ωd=Sdcosϑ2rd2(sr) (A.17)

image (A.17)

The radiant power received by the sensor is:

Pd=L1S1Ωdcosϑ1=E1S1Ωdcosϑ1π(W) (A.18)

image (A.18)

Finally, when substituting Eqs (A.16) and (A.17) into Eq. (A.18) we find for the optical power received by the sensor:

Pd=Sdcosϑ1cosϑ2πrd2IsΩs(W) (A.19)

image (A.19)

So the sensor output is inversely proportional to the square of the distance to the sensor, as long as the object intercepts the whole light beam. Note that Pd does not depend on the angle ϑs, because all the light from the source falls on the object, whose surface is assumed to be Lambertian.

Next we consider the situation where the whole object is illuminated by the source, as can happen at large distances and with small objects (Fig. A.7).

image
Figure A.7 The target falls completely within the light cone of the source; light reflects from the target to the sensor according to Figure A.6B.

The solid angle of the beam falling on the object is:

dΩs=Stcosϑsrs2(sr) (A.20)

image (A.20)

where St is the area of the illuminated part of the object. The radiant emittance now becomes:

E1=IsdΩsSt=Iscosϑsrs2(W/m2) (A.21)

image (A.21)

Following the same steps as before, we find for the radiant power received by the sensor:

Pd=L1StΩdcosϑ1=E1πStcosϑ1Sdcosϑ2rd2=IsStSdcosϑ1cosϑ2cosϑsπrs2rd2(W) (A.22)

image (A.22)

Clearly the sensor output is inversely proportional to the fourth power of the distance between source/sensor and the target.

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