Contents

PREFACE

ACKNOWLEDGMENTS

PART ONE—ABOUT CMMI FOR SERVICES

1 INTRODUCTION

Do You Need CMMI?

Do You Have These Common Problems?

How Does CMMI Help You to Solve These Problems?

How Can CMMI Benefit You?

Evolution of CMMI

CMMI Framework

CMMI for Services

Important CMMI-SVC Concepts

Service

Service System

Service Agreement

Service Request

Service Incident

Project, Work Group, and Work

Stakeholder, Customer, and End User

2 PROCESS AREA COMPONENTS

Core Process Areas and CMMI Models

Required, Expected, and Informative Components

Required Components

Expected Components

Informative Components

Components Associated with Part Two

Process Areas

Purpose Statements

Introductory Notes

Related Process Areas

Specific Goals

Generic Goals

Specific Goal and Practice Summaries

Specific Practices

Example Work Products

Subpractices

Generic Practices

Generic Practice Elaborations

Additions

Supporting Informative Components

Notes

Examples

References

Numbering Scheme

Typographical Conventions

3 HOW TO START USING CMMI

Important Roles in Process Improvement

The Executive Sponsor

The Management Steering Group

The Process Group

The Process Group Leader

The Working Groups

The SCAMPI Lead Appraiser or Team Leader

The Appraisal Team

SCAMPI Appraisals

The Purpose and Function of Appraisals

Appraisal Ratings

Finding the Right SCAMPI Lead Appraiser or Team Leader

Appraisal Quality Assurance

CMMI Training

An Approach to Getting Started

Collect Information

Know Where You Are

Know Where You Are Going

Commit Resources

Get the Right Help

How to Get There

Scope of Improvement

Reference Model Selection

An Appraisal Approach

A Training Program

A Strategy for Change

4 ACHIEVING PROCESS IMPROVEMENT THAT LASTS

Overview

Lasting Improvement

Understanding Generic Practices

Understanding Capability Levels

Using Capability Levels

Understanding Maturity Levels

Using Maturity Levels

Using Capability Levels and Maturity Levels

Equivalent Staging

Achieving High Maturity

5 RELATIONSHIPS AMONG PROCESS AREAS

Relationships that Drive Service Establishment and Delivery

Relationships that Drive Service Management

Lifecycles

The Importance of Lifecycles

Lifecycles in CMMI for Services

Service Lifecycles

Project Lifecycles

Service System Lifecycles

Service Request Lifecycles

Incident Lifecycles

Putting Lifecycles Together

6 ESSAYS ABOUT CMMI FOR SERVICES

A Changing Landscape

Changing Paradigms

The Principal Agents of Change

Management’s Challenge

Benchmarking: A Management Tool for Change

Summary

Expanding Capabilities across the “Constellations”

CMMI for Services, with a Dash of CMMI for Development

The Development Environment

The Services Environment

Implementing CMMI for Services

Enhancing Advanced Use of CMMI-DEV with CMMI-SVC Process Areas for SoS

Multiple Paths to Service Maturity

Case 1: CMMI-DEV Maturity Level to CMMI-DEV Maturity Level 3 Adapted for Services, 2004–2007

Case 2: CMM-SW to CMMI-DEV and ISO 9001

Case 3: CMM-SW to CMMI-DEV Maturity Level 3 and Maturity Level 5 to CMMI-SVC

Using CMMI-DEV and ISO 20000 Assets in Adopting CMMI-SVC

Understanding the Service Spectrum

Rethinking the Core Process Areas

Understanding Customer Relationships

Understanding the New Terminology

Understanding How to Reuse Existing CMMI Process Assets

Understanding How to Use and Reuse ISO 20000 Assets

Conclusion

Experience-Based Expectations for CMMI-SVC

Expectations for CMMI-SVC to Be a Promising Model

A Prelude

My CMM Experience

From Compliance-Driven Improvement to Performance-Driven Improvement

An IT Services Scenario Applying CMMI for Services: The Story of How HeRus Improved Its IT Services

Observations

What It Looks Like in Practice

Introduction to the HeRus Scenario

Service Delivery (SD)

Capacity and Availability Management (CAM)

Service Continuity (SCON)

Incident Resolution and Prevention (IRP)

Conclusion

Are Services Agile?

What We Can Learn from High-Performing IT Organizations to Stop the Madness in IT Outsourcing

Introduction

Our Ten-Year Study of High-Performing IT Organizations

Common Culture Among High Performers

The Performance Differences between High and Low Performers

Which Controls Really Matter

What Goes Wrong in Too Many IT Outsourcing Programs

A Hypothetical Case Study

An Effective System of IT Operations

Call to Action

Public Education in an Age of Accountability

Federal Legislation Drives Change

Orienting Education to Delivering Services

A Service Agreement for Education

A Process for Producing Consistently High Levels of Student Learning

A Process for Efficient Decision Making

Providing for Continuity

Other Applications for the Model in Education

A Better Future for American Education

Applying CMMI-SVC for Educational Institutions

Introduction

Methodological Approach

The Three-Step Methodological Approach

Sample Interpretation of the SD Process Area for the Educational Domain

Lessons Learned

Next Steps

Plans Are Worthless

The Limits of the Maturity Level Number

Considerations for the Responsible Buyer

Remaining Engaged after Buying

Seeking Accomplishment as Well as Capability

Summary

CMMI Ensures Vehicle Insurance Services

An Overview of the Vehicle Insurance Industry

Work Planning

Service Delivery

Delivering Services

Areas Where CMMI-SVC Can Help to Improve Service Operations

Conclusions

References

Security and CMMI for Services

How to Appraise Security Using CMMI for Services

Considering Security Content for CMMI for Services

Example Security Content for Comment

PART TWO—GENERIC GOALS AND GENERIC PRACTICES, AND THE PROCESS AREAS

GENERIC GOALS AND GENERIC PRACTICES

CAPACITY AND AVAILABILITY MANAGEMENT

CAUSAL ANALYSIS AND RESOLUTION

CONFIGURATION MANAGEMENT

DECISION ANALYSIS AND RESOLUTION

INCIDENT RESOLUTION AND PREVENTION

INTEGRATED WORK MANAGEMENT

MEASUREMENT AND ANALYSIS

ORGANIZATIONAL PROCESS DEFINITION

ORGANIZATIONAL PROCESS FOCUS

ORGANIZATIONAL PERFORMANCE MANAGEMENT

ORGANIZATIONAL PROCESS PERFORMANCE

ORGANIZATIONAL TRAINING

PROCESS AND PRODUCT QUALITY ASSURANCE

QUANTITATIVE WORK MANAGEMENT

REQUIREMENTS MANAGEMENT

RISK MANAGEMENT

SUPPLIER AGREEMENT MANAGEMENT

SERVICE CONTINUITY

SERVICE DELIVERY

SERVICE SYSTEM DEVELOPMENT

SERVICE SYSTEM TRANSITION

STRATEGIC SERVICE MANAGEMENT

WORK MONITORING AND CONTROL

WORK PLANNING

PART THREE—THE APPENDICES

A REFERENCES

B ACRONYMS

C CMMI VERSION 1.3 PROJECT PARTICIPANTS

D GLOSSARY

BOOK CONTRIBUTORS

INDEX

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