Chapter Eleven

Green Project Commissioning

Abstract

This chapter essentially starts with an overview of the building commissioning industry, followed by a general definition of what commissioning is and the main objectives of building commissioning. It then goes on to explain the principal costs (and the many factors that affect it) and benefits of building commissioning and why it is important to employ building commissioning for a project. Likewise, the long-term cost implications of commissioning are explored. The Chapter then goes on to define the duties and qualifications of the commissioning authority and the commissioning team. This is followed by an explanation of the commissioning process, Fundamental Commissioning, Enhanced Commissioning and Retrocommissioning—Commissioning for Existing Buildings as well as postoccupancy commissioning. Toward the end of the Chapter, postoccupancy testing and the warranty phase are discussed.

Keywords

Checklists; Commissioning authority; Commissioning process; Enhanced commissioning; Postoccupancy; Project phases; Retrocommissioning; Systems manual; Walk-through; Warranty

11.1. General Overview

The Building Commissioning industry is rapidly growing. And over the last decade, building commissioning (Cx) has grown from an incongruent group of researchers and engineers into a recognized industry of professionals that is increasingly being embraced by public and private organizations such as the American Society of Heating, Refrigerating and Air-Conditioning Engineers (ASHRAE), the Building Commissioning Association (BCA), and the National Conference on Building Commissioning (NCBC). Also, for the first time, California’s building commission recently adopted the first statewide green building code which took effect on January 2011. Additionally, the First National Green Building Code has recently been approved by the International Green Construction Code (IgCC) which further underscores the importance of building commissioning. This is because building commissioning is an important quality assurance service in the building industry and offers many benefits in improved project delivery results and because building commissioning undoubtedly enhances a building’s value to the owner. This is partly why more and more engineering firms currently consider commissioning services as a core business component. Recent studies clearly demonstrate that commissioning has been found to be the single-most cost-effective strategy for reducing energy, costs, and greenhouse gas emissions in buildings today, which is why it is being integrated into the construction process to ensure that owners and investors get good buildings for their investments. However, it is imperative to start the commissioning process as early as possible, preferably in the predesign phase. Early involvement is critical for the timely and expedient development of the Owner’s Project Requirements (OPRs), the ensuing design team Basis of Design (BOD), the Commissioning Plan, and the beginning of the Operations & Maintenance (O&M) Systems Manual.
Building commissioning (Cx) is one way to reduce risk for new construction projects or major capital improvements (i.e., renovations), and it is a comprehensive way to assess and tune up performance of existing buildings. Many building owners are now demanding higher performance in their buildings from their architects, engineers, and contractors. This impetus for increased momentum for commissioning is also coming from energy and environmental policymakers as well as the private sector and is increasingly resonating with building owners’ interest in greening their properties and those seeking LEED or Green Globes certification. ASHRAE Guideline 0, The Commissioning Process, defines commissioning as “a quality-oriented process for achieving, verifying, and documenting that the performance of facilities, systems, and assemblies meets defined objectives and criteria.”
Modern buildings today are increasingly containing sophisticated conservation and environmental control technologies which, to function properly, require careful supervision of installations, testing and calibration, and adequate training of building operators. Many of these modern sustainable (and conventional) buildings may possess high-technology electrical or air-conditioning systems or employ certain sustainable features that may require specialized attention to ensure they operate as designed. Successful Project commissioning can be very helpful in reducing operating and maintenance costs, as well as extending the useful life of the equipment and help fulfill LEED certification requirements (Fig. 11.1a and b). Cx also provides better planning, coordination, and communication between the various stakeholders, resulting in fewer change orders, shorter punch lists, and fewer callbacks. In addition, Cx new construction projects can help reduce construction delays, ensure the correct equipment is properly installed, increase productivity, and provide healthier occupant conditions and thereby reduce employee absenteeism. Once the project is completed, it is important that all the as-built information and operating and maintenance information be passed on to the owners and operating staff. Research has shown that returns for these commissioning services often pay for themselves in energy savings within a year of the project being completed.
As mentioned earlier, modern building commissioning is a fairly recent concept that includes what was historically referred to as “testing, adjusting and balancing.” But in today’s high-technology world, commissioning goes much further; it acquires additional importance when complex mechanical and electrical systems are involved, and there is a need to ensure that these systems operate as intended, achieving energy savings and an improved building environment that justifies the incorporation and installation of such complex systems. Cx is also crucial to achieving optimum performance when special building features are installed to generate renewable energy, recycle waste, or reduce other environmental impacts. Furthermore, commissioning practices should be specifically tailored to address the size and complexity of the building, its systems and components to verify their performance and to confirm that all requirements are met as per the construction documents (CDs) and specifications. In addition to verification of the installation and performance of systems, commissioning will ultimately culminate in the production of a commissioning report for the owner which could prove helpful should problems arise in the future.
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Figure 11.1 (a) Diagram depicting the general scope for building commissioning and the major systems that typically need commissioning. (b) Diagram showing the various participants in the commissioning process.
The incorporation of a total building commissioning (TBCx) approach as part of the design, construction, and operation process of a new building can help eliminate any potentially frustrating failures of essential systems that do not operate according to specifications or as intended. The level of commissioning applied should be appropriate to the complexity of the project and its systems, and the owner’s need for assurances, as well as the budget and time available. For example, HVAC commissioning costs will vary but are usually in the range of 1–4% of the value of the mechanical contract. It is prudent in this case to request several quotations.
A recent study entitled, “Building Commissioning: A Golden Opportunity for Reducing Energy Costs and Greenhouse-gas Emissions” by Evan Mills (July 21, 2009) responds to an apparent lack of confidence and understanding by end-users in the nature and level of energy savings that can be achieved through the commissioning process. The report tackles this issue head on primarily by assembling numerous case studies and previously unpublished data, in addition to incorporating performance benchmarks using standardized assumptions. Some of the key findings outlined in the report include:
• Median commissioning costs were found to be between $0.30 and $1.16 per square foot for existing buildings and new construction, respectively and 0.4% of total construction costs for new buildings
• Median whole-building energy savings are between 16% and 13%
• Median payback times between 1.1 and 4.2 years
• Median benefit-cost ratios between 4.5 and 1.1
• Cash-on-cash returns between 91% and 23%
• Very considerable reductions in greenhouse-gas emissions were achieved, at a negative cost of$110 and $25/ton CO2-equivalent.
• High-tech buildings are particularly cost-effective and saved large amounts of energy and emissions due to their energy-intensiveness.
• Projects employing a comprehensive approach to commissioning attained nearly twice the overall median level of savings and five times the savings of projects with a constrained approach.
• Nonenergy benefits are extensive and often offset part or all of the commissioning cost.
• Limited multiyear postcommissioning data indicate that savings often persistent for a period of at least 5 years.
• Uniformly applying our median whole-building energy savings value to the stock of U.S. nonresidential buildings yields an energy savings potential of $30 billion by the year 2030 and annual greenhouse gas emissions reductions of about 340 megatons of CO2 each year. An industry equipped to deliver these benefits would have a sales volume of $4 billion per year and support approximately 24,000 jobs.
The commissioning of building systems is bound to vary from one project to another. Most building projects will generally involve equipment start-up, HVAC systems, electrical, plumbing, communications, security and fire management systems, and their controls and calibration. Large or complex projects may include other systems and components. Commissioning usually begins with checking the documentation and design intent for reference. Performance testing of components is conducted upon first arrival on the jobsite and again after installation is complete. The final step of commissioning is usually providing maintenance training and manuals.
Surprisingly, even though TBCx is becoming a more common process in all types of commercial construction, according to the Whole Building Design Guide (WBDG), there are currently no building code requirements at a national level that mandate Building Commissioning. But although no current U.S. model building codes require TBCx, some elements of the commissioning process are mandated by codes. Also, studies repeatedly show that proper commissioning is cost effective and benefits all new or renovation building programs. Furthermore, recent case studies conducted in private sector facilities have concluded that the Building Commissioning Process can significantly improve building energy performance by 8–30%. The application of Formal Building Commissioning Processes to complex building types with highly integrated building systems can reap dramatic benefits. Indeed, the WBDG says that some governmental agencies, such as the GSA, NAVFAC, and USACE have adopted formal requirements, standards or criteria for commissioning of their capital construction projects, but that the level of commissioning utilized will depend on a number of factors including available project funds.

11.2. Fundamental Commissioning Basics

11.2.1. What Is Commissioning?

Building commissioning (Cx) is an all inclusive systematic quality assurance process of ensuring that building systems are designed, installed, tested, and capable of being operated and maintained to perform interactively according to the design intent and the owner’s operational needs. Thus, the U.S. General Services Administration (GSA) defines commissioning as: “A systematic process of assuring by verification and documentation from the design phase to a minimum of one year after construction that all facility systems perform interactively in accordance with the design documentation and intent, and in accordance with the owner’s operational needs, including preparation of operation personnel.” For new construction the process ideally begins at a project’s inception (i.e., the beginning of the design process) and continues through construction, start-up, inspection, testing, balancing, acceptance, training, and an agreed warranty period (i.e., occupancy and operations). Building commissioning (Cx) therefore encompasses all the necessary planning, delivery, verification, and managing risks to critical functions performed in, or by, facilities. Cx also accomplishes higher energy efficiency, improved environmental health and occupant safety, and improved indoor air quality (IAQ) by making sure the building components are working correctly and that the plans are implemented with the greatest efficiency. It basically confirms that the systems are efficient and cost effective, and the installation is adequately documented according to requirements written into the project contract documents and that the operators are adequately trained.
As a quality assurance–based process, Commissioning is intended to deliver preventive and predictive maintenance plans, tailored operating manuals, and training procedures for users to follow. The principal function of the commissioning process therefore is to ensure that the various systems such as the HVAC&R systems and associated controls, domestic hot water systems, lighting controls, renewable energy systems (PV, wind, solar, etc.), and other energy-using building systems meet the owner’s performance requirements, and perform and operate as intended and at optimal efficiency (Fig. 11.2). For example, commissioning can:
• Ensure that a new building begins its life with systems at optimal productivity and increase the likelihood that the building will maintain this level of performance throughout its useful life
• Restore an existing building to high productivity
• Ensure that building renovations and equipment upgrades function as designed

11.3. Building Commissioning Objectives—Costs and Benefits

11.3.1. Why Commission?

Most research clearly shows that the vast majority of building energy systems fail to function to their full potential. Irrespective of how carefully a building is designed, if the systems, equipment, and materials are not installed and operating as intended, the building will not perform well. Poor communication of design intent, inadequate equipment capacity, inferior equipment installation, insufficient maintenance, and improper system operation all adversely impact energy cost savings. And perhaps now more than ever, effective operations require subsystems and components that work effectively and reliably and a building staff that has the knowledge and resources to operate and maintain them. This is sometimes difficult in today’s competitive construction environment where building owners and project team members have become increasingly cost conscious and seldom allocate for an adequate budget to quality assurance processes. The nature of deficiencies frequently found in noncommissioned energy projects vary considerably and include:
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Figure 11.2 Diagram depicting the general scope for whole-building commissioning and the primary building systems that typically require commissioning.
• Various air flow problems
• Underutilized energy management systems for optimum comfort and efficient operation
• Short cycling of HVAC equipment leading to premature failures
• Inadequate documentation of project installation/operational requirements during warranty period
• Inappropriate heating and cooling sequence of operation
• Erroneous lighting and equipment schedules
• Erroneous calibration of controls and sensors
• Improperly installed or missing equipment
• Malfunctioning economizers (free cooling) systems
• Inadequate or lack of training for staff maintenance personnel
• O&M manuals not specific to installed equipment
The outcome of poorly performing buildings can cause system and equipment problems that result in higher than necessary utility bills. Furthermore, any unexpected or excessive equipment repair and replacements due to premature failures will cost the owner money. Having good indoor environmental quality will help prevent employee absenteeism, tenant complaints, and turnover. It will also minimize potential lawsuits and expensive retrofits.

11.3.2. Benefits of Fundamental Commissioning

As previously mentioned, often during the commissioning process, it is discovered that systems do not meet performance requirements due to errors in the design. Also, if a member of the design team is the designated “commissioning authority (CxA),” there is an obvious conflict of interest, because a person representing the design team may compromise the commissioning process to justify the design. This is why it is so important to employ complete commissioning of the project. According to LEED, the intent of fundamental commissioning is “To verify that the project’s energy-related systems are installed, and calibrated to perform according to the owner’s project requirements, basis of design and CDs.
Benefits of commissioning include reduced energy use, lower operating costs, fewer contractor callbacks, better building documentation, improved occupant productivity and verification that the systems perform in accordance with the owner’s project requirements.” Building commissioning offers many benefits which can be achieved no matter when the process begins, but the earlier the commissioning process takes place, the greater the potential benefits. Since all modern building systems are integrated, a deficiency in one or more components can adversely impact the operation and performance of the other components. Rectifying these deficiencies therefore can result in numerous benefits such as:
• Improved energy efficiency generally means lower utility bills (Fig. 11.3)
• Improved occupant comfort and workplace performance
• Improved functioning of systems and equipment, therefore reduction in design problems
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Figure 11.3 Illustration from a July 2009 report prepared for the California Energy Commission Public Interest Energy Research (PIER) showing the relationships between commissioning and energy efficiency measures. Source: Mills, E., July 21, 2009. Building Commissioning: A Golden Opportunity for Reducing Energy Costs and Greenhouse-Gas Emissions. California Energy Commission Public Interest Energy Research (PIER) and Lawrence Berkeley National Laboratory, 1996. The Commissioning Process: In Search of a Universal Definition and Application. labs21.lbl.gov/DPM/Assets/a2_sharpless.pdf.
• Reduced RFIs and change orders
• Provides faster and smoother equipment start-up due to systematic equipment and control testing procedures
• Increased owner satisfaction
• Increased occupant safety
• Significant life cycle extension of equipment/systems
• Enhanced environmental/health conditions by improving quality of indoor environment
• Improved building system/equipment reliability and maintainability
• Improved building documentation
• Shortened occupancy transition period and reduced postoccupancy corrective work
• Increased value as a result of better quality construction
From the above, we see that commissioning generally facilitates the delivery of a project that provides a safe and healthy facility; optimizes energy use; reduces operating costs; ensures adequate O&M staff orientation and training; and improves installed building systems documentation. In addition, commissioning benefits owners’ through improved energy efficiency, improved workplace performance due to higher IAQ, reduced threats risks, and prevention of business losses. Some industry sources estimate that on average the operating costs of a commissioned building are between 8% and 20% below that of a noncommissioned building. Meanwhile, the cost of not commissioning is equal to the costs of correcting deficiencies plus the costs of inefficient operations. Commissioning is even more crucial for mission-critical facilities, as the significant cost of not commissioning can be measured in terms of wasted downtime and lack of required facility use which can be quite substantial.
The most significant benefit from commissioning is the results that come from better building control which extends equipment life in addition to improving operation efficiency through frequent equipment cycling avoidance, and the ensuing improvements to thermal comfort and IAQ. General building performance is also enhanced through commissioning by improving coordination between building systems. Furthermore, it provides the owner with additional in-house knowledge for optimizing equipment, system, and control efficiencies, thus helping to minimize occupant complaints, employee absenteeism, and increase staff retention. Although difficult to quantify, it is estimated that the health and productivity benefits of a building with good IAQ is likely to be worth approximately five times the energy and operating cost savings as a building with poor IAQ.
Another advantage of commissioning is that it provides better up-front performance accountability since problem prevention is invariably less expensive than problem correction. Providing front-end performance accountability and quality control allows frequent comparison of consistent project construction with project design, thus providing rapid feedback to design professionals on the dynamic performance of their design. Proper commissioning also considerably reduces the risk of liability from equipment failure or environmental hazards. In fact, corporations typically use commissioning on projects to ensure peak performance to positively impact the bottom line and business continuity, while manufacturers find the commissioning process essential due to the high levels of environmental controls required in their processes and to ensure occupational safety. Most governmental projects today also employ commissioning because mission-critical facilities support essential public infrastructures. While it is evident that projects with special performance needs in particular require proper commissioning, in fact all projects if they are to perform satisfactorily require some level of commissioning.
There are a number of factors that are driving up the demand for commissioning of modern facilities including performance needs and the desire to obtain certification through green certification programs such as the LEED and Green Globes programs. These rating systems have been developed to improve energy efficiency and environmental performance in buildings. Fundamental Commissioning of Building Energy Systems is considered a prerequisite for LEED v4 and LEED v3 certification (although Enhanced Commissioning can achieve two possible credits) and is also a requirement in Green Globes (check the U.S. Green Building Council (USGBC) and Green Globes websites for latest updates). Buildings certified to these rating systems are likely to include highly efficient power and lighting systems, photovoltaic and active/passive solar technologies, which from an owner’s perspective of such sophisticated building technologies should be accompanied by strict construction quality assurance and performance verification measurement, which the commissioning process generally provides. We also now have for the first time in the United States a national green building code. This is quite significant as the new Green Codes require extensive pre- and postoccupancy commissioning and education of building owners and maintenance employees. Moreover, to comply with the new codes, every project is required to choose an additional “elective,” which pushes the envelope for the developer further.

11.3.3. The Goals and Objectives of Commissioning

A study prepared in October 2003 for a group of more than 40 California government agencies concluded that investing in green construction will pay for itself 10 times over. The study, conducted by the Capital E Group at Lawrence Berkeley National Laboratory with input from a number of state agencies, reflects the most definitive cost-benefit analysis of green building to date.
Although the commissioning process is sometimes misinterpreted to mean focusing solely on testing upon completion of the construction phase, in reality it is primarily a collaborative process for planning, delivering, and operating buildings that work as intended. The American Society of Heating, Refrigeration and Air-Conditioning Engineers (ASHRAE) defines commissioning as “…the process of ensuring that systems are designed, installed, functionally tested, and capable of being operated and maintained to perform in conformity with the design intent… Commissioning begins with planning and includes design, construction, start-up, acceptance and training, and can be applied throughout the life of the building.” This definition accurately depicts commissioning as a holistic process that spans from predesign planning to postconstruction operation. It consists basically of a checks-and-balances process that ensures a building’s systems perform as intended.
According to the WBDG, the main objectives of commissioning are to:
1. Define and document requirements at the commencement of each phase appropriate updates throughout the process
2. Establish and document commissioning process tasks and responsibilities for subsequent phase delivery team members
3. Verify and document compliance as each phase is completed
4. Deliver construction projects that meet the owner’s needs, at the time of completion
5. Verify that operation and maintenance personnel and occupants are properly trained
6. Maintain facility performance across its life cycle
New construction project commissioning typically goes through Pre-Design and Design phases to establish an owner’s needs, goals, scope, and design solutions for a proposed project. The evaluation of proposed designs and constructed work can only be made by comparison with objective criteria and measures that can be found in well-documented project requirements. Project development is a continuous learning process where building performance decisions undergo continuous refinement over the course a of project’s life cycle. The main commissioning activities supporting this principle include:
• Comprehending the key program goals and objectives
• Comprehending the needs of special building types
• Determining key threats, risks, and consequences
• Critical analysis of systems to facilitate achieving goals
• Conduct important commissioning programming activities

11.3.4. Factors Affecting Cost of Commissioning

Commissioning costs will vary with each project and depends on several factors such as the project’s size, complexity, and the scope of the commissioning process. For this reason, commissioning costs are difficult to accurately estimate. However according to INVIRO Design & Consulting, LLC, “The total building commissioning costs for commissioning agent services can range from 0.5% to 1.5% of total construction costs (according to U.S. Department of Energy’s Rebuild America Program, written by the Portland Energy Conservation, Inc. (PECI)). The National Association of State Facilities Administrators (NASFA) recommends budgeting 1.25 to 2.25% of the total construction costs for total building commissioning agent services. GSA’s commissioning practice is expected to cost approximately 0.5% of the construction budget for federal buildings and border stations. More complex projects such as courthouses could run 0.8–1% of the construction budget and even more complex facilities such as laboratories can exceed 1%. Median commissioning costs were found to be $0.30/ft2 for existing buildings and $1.16/ft2 for new construction by the Lawrence Berkeley National Labs. iii Factors influencing commissioning costs include facility type, phasing 24/7 operations, the depth and breadth of commissioning services, the level of commissioning desired, and the systems and assemblies chosen to be commissioned (source: INVIRO Design & Consulting, LLC).” But it should be noted that there is no standard convention for determining which costs are included in the total cost of commissioning. Because it is difficult to define precisely, the cost of commissioning, it is most often presented as a range of potential costs rather than a specific dollar amount. But no matter how it is defined, the cost of commissioning generally accounts for only a very small percentage of the overall construction budget and an even smaller percentage of the building’s life cycle costs.
Some of the many factors that can impact the overall cost of commissioning include:
• Size and type of building
• Number and type of systems to be commissioned and the sample rate of like systems and equipment
• Complexity of systems to be commissioned
• At what phase commissioning starts (e.g., during design, construction, or postconstruction)
• Degree to which the CxA actively performs testing (as opposed to passively observing testing)
• New construction of building renovation
• Required deliverables (design intent document, commissioning plan, commissioning specification, O&M manuals, training plans, final report, etc.)
• Commissioning process protocol (does it include documenting and witnessing all equipment prestart-up and start-up activities, prefunctional test procedures, functional test procedures, spot check tests, balance, etc.)
• To what extent will operators assist in testing (including the future building operators in testing can help reduce the time required by the CxA)
• Costs allocation (e.g., does it include commissioning consultant’s fees, increased contractor bids, increased designer fees, O&M personnel time, etc.)
• What tools are available such as installed sensors, meters, trend logs, etc.

11.3.5. Long-Term Cost Implications of Commissioning

The potential for long-term cost savings from building commissioning is considerable, and which theoretically, could induce owners to perform system commissioning with payback being a major consideration. It is not surprising, however, that studies show that commissioning costs per square foot tend to be higher for more complex buildings such as hospitals, and as a result of their relatively high energy intensity, commissioning payback has also been found to be lowest in these building types. For existing buildings, the median whole-building energy cost savings associated with commissioning was found to be about 15%. Some of the potential long-range cost benefits of conducting an effective commissioning process are outlined below:
• Buildings that are properly documented are easier and less time consuming to maintain which translates into significantly lower operating and maintenance costs.
• A commissioned building is generally more energy efficient and is therefore likely to consume less energy than if the same building had not been commissioned.
• Where IAQ controls have been commissioned and are operating properly, tenants and employees have been found to be more productive, have less absenteeism, and be less likely to develop “Sick Building Syndrome” or “Building-Related Illness” symptoms.
• For specialized facilities such as industrial, research, the value of their processes, experiments, and/or collections can be far greater than the cost of commissioning or a potential product loss caused by improper control or malfunction of those systems.

11.4. Planning the Commissioning Process

Since each building is in many ways unique, it is necessary for the commissioning process to be adapted to meet the specific needs of each individual building project. To get the full benefit of commissioning, the commissioning plan should provide guidance in the execution of the commissioning process and preferably commence early in the design process. It is also very important to establish a clear method for sharing information at the earliest stages of the process. Likewise, it should contain a process for identifying planning delivery team member roles and responsibilities and tasks for the various project phases and activities. These include development and approval of Commissioning Plans, overview of review and acceptance procedures, documentation compliance, checking commissioning schedules, and testing and inspection plans. The process must also include identification of special testing needs for unique or innovative assemblies and measures that will ensure appropriate O&M Training. It forms part of the bid and contract documents and is binding on the Contractor; it also outlines many of the Contractor’s responsibilities, procedures, and tasks throughout the Cx process and that are part of the project. The specifications will take precedence over the Commissioning Plan. Included in the Commissioning Plan should be a full description of the functional performance testing (FPT) that will be performed during the Acceptance Phase and culminating with staff training and warranty monitoring.
Normally, the commissioning process culminates with a final complete commissioning report that is prepared and submitted to the owners along with drawings and relevant equipment manuals. This report should contain all the documentation pertaining to the commissioning process, procedures and testing results, in addition to any deficiencies and records of accepted corrections of these deficiencies. System commissioning requires specialized knowledge which is why it is usually conducted by a mechanical consultant with appropriate experience and training. This person preferably hired by and responsible directly to the project’s owner and is independent of the mechanical consultant firm and general contractor. Where very large or complex projects are involved, it may be necessary to designate a special commissioning coordinator to be responsible for conducting commissioning process. The architect or designer of record (DOR) is normally designated with the responsibility of overseeing completion of the commissioning process. In cases where TBCx is requested, this typically includes additional essential systems of a building such as the building’s exterior wall, plumbing, acoustical and roofing systems. Having these additional systems commissioned can provide many advantages including helping to reduce moisture penetration, infiltration and noise problems, and contribute to the building’s energy and resource efficiency in addition to facilitating occupant productivity.

Table 11.1

One proposed structure of the commissioning plan structure

ElementDescription
IntroductionPurpose and general summary of the plan
General project informationOverview of the project, emphasizing key project information and delivery methods
ScopeBuilding assemblies, systems, subsystems, and equipment to be commissioned
Team contactsTeam member contact information
Plan and protocolsCommunication channels to be used throughout the project
ProcessDetails of tasks to be accomplished during planning, design, construction, and occupancy stages, with associated roles and responsibilities
DocumentationDocuments required to identify expectations, track conditions/decisions, and validate/certify performance
ScheduleSpecific sequences of events and relative time frames, dates, and durations

Source: U.S. General Services Administration, 2005. Building Commissioning Guide.

One proposed structure of the Commissioning Plan is shown in Table 11.1, bearing in mind that all information contained in the Commissioning Plan must be project specific.

11.4.1. Documentation—Compliance and Acceptance

As previously mentioned, commissioning serves as a general record of the owner’s expectations for project performance during the project delivery process. It is a conscience team effort that documents the continuity of the project as it progresses from one project phase to the next. In the earliest phases of the project, i.e., Planning and Development, we see the establishment of planning and programming documents that begin to define an owner’s requirements, goals, and standards for building performance. By appropriately documenting the entire project delivery process, a chronological perspective is put into place that outlines and clarifies the iterative process of determining the agreed-to project requirements at each phase of the development process. Commissioning documentation therefore becomes the road map for the success criteria to be met by facilities when they are put in service and verifies that designed and installed systems meet the specified standards. After the building project is occupied, commissioning documentation becomes the benchmark to ensure that the building can be maintained, retuned, or renovated to meet future needs. The OPRs are documented from the beginning of the facility’s initiation, recording compliance, acceptance, and operations throughout the facility’s life cycle. These include:
A. The Contractor is required to deliver to the CxA one copy of the following as specified in the Cx Plan and other sections of the specifications and contract documents:
1. Shop drawings and product data relating to systems or equipment to be commissioned. The CxA shall review and incorporate any comments via the designated design engineer
2. Start-up checklists along with the manufacturers start-up procedures for installed equipment. CxA will review, assist, and recommend approval if appropriate
3. Provide all System Test reports. CxA will review and compile prior to FPT
4. Completed Equipment Start-up certification forms in addition to the manufacturer’s field or factory performance and start up test documentation. CxA will review prior to FPT
5. Completed Test and Balance Reports. CxA will review prior to FPT
6. Equipment and other Warrantees
7. Proposed Training Plans
8. O&M Information per the requirements of the Cx Plan, Division 1 requirements
9. Record Drawings
B. Record Drawings: Contractor is to maintain at the site an updated set of record or “as-built” documents reflecting actual conditions of installed systems.The following is a checklist guide to commissioning activities and documentation provided by the U.S. Department of Energy—Energy Efficiency and Renewable Energy:
1. Owner’s requirements: List and describe the owner’s requirements and BOD intent with performance criteria.
2. Commissioning plan: This should be created as early in the design phase as possible including the management strategy and list of all features and systems to be commissioned.
3. Bid documents: Integrate commissioning requirements in the construction bid and contract documents. Designate the Construction Specifications Institute (CSI) Construction Specification Section 01810 in Division 1 for general commissioning requirements. Use the unassigned Sections 01811 through 01819 to address requirements specific to individual systems. Notify the mechanical and electrical subcontractors of Division 15 and 16 commissioning requirements in Sections 15995 and 16995.
4. Functional performance test procedures and checklists: Develop functional performance test procedures or performance criteria verification checklists for each of the elements identified in the commissioning plan.
5. Commissioning report: Complete a final commissioning report and submitted to the Owner. The commissioning report should summarize all the tasks, findings, and documentation of the commissioning process and will address the actual performance of the building systems in reference to the design documents. The report should identify each component, equipment, system, or feature including the results of installation observation, start-up and checkout, operation sampling, FPT, and performance criteria verification. All test reports by various subcontractors, manufacturers, and controlling authorities will be incorporated into the final report.
6. Training: Assemble written verification that training was conducted for appropriate personnel on all commissioned features and systems.
7. Operation and maintenance manuals: Review operation and maintenance manuals for completeness including instructions for installation, maintenance, replacement, and start-up; replacement sources; parts list; special tools; performance data; and warranty details.
8. Recommissioning (ReCx) management manual: Develop an indexed ReCx management manual with components such as guidelines for establishing and tracking benchmarks for whole-building energy use and equipment efficiencies; recommendations for recalibration frequency of sensors; list of all user adjustable set-points and reset schedules; and list of diagnostic tools.
9. Acceptance Phase: While this is not strictly a separate phase of the building delivery process, it is during this period that the facility and its systems and equipment are inspected, tested, verified, and accepted. This includes performance testing of equipment and systems, fire system verification, final punch list development, code official inspections, obtaining certificate of occupancy, etc. Additionally, it is during this phase that most of the formal training occurs which generally includes requirements after the construction phase is substantially complete and occupied. Architect/Engineer (A/E) and contractor now finalize the “as-built” or record documentation. The end of this phase is marked by an “Approved Functional Completion” document.
Most of this section of the WBDG is based on the Commissioning Process recommended in ASHRAE Guideline 0-2005. It is strongly recommended that project teams that employ the Building Commissioning Process follow the process outlined in ASHRAE Guideline 0 or the Total Building Commissioning Process (TBCxP). Guideline 0 has been adopted by both ASHRAE and the National Institute of Building Sciences (NIBS) and does not focus upon specific systems or assemblies but adheres to a standard process that can be used to commission any building system critical to the function of a project.
The NIBS Total Building Commissioning Program is currently working with industry organizations to develop a set of 11 (to be eventually 18) commissioning guidelines for various systems and assemblies related to TBCx. The acceptance phase is of particular importance to innovative and unique buildings, such as sustainable buildings. Sometimes the acceptance phase may also include training and developing of the system manuals. The scheduling and clearness of acceptance phase tasks are very important because they provide the information on what was delivered and also provides information for the owner to facilitate successful operation and maintenance of all building components and systems that were commissioned.

11.5. Commissioning Authority (Commissioning Service Provider)

One of the first and most important decisions that a building owner needs to make is selecting the CxA, because the CxA heads up the commissioning team, facilitates, and is responsible for the entire commissioning process. In recent years, there has been considerable discussion surrounding the legal use of the term “authority” to describe professionals who conduct building commissioning who are not officially authorized through state licensure to be equal to the “Authority Having Jurisdiction” (AHJ) in a building project. This may be why the CxA is increasingly being referred to as the commissioning service provider or commissioning agent (CxA). In this regard, Federal, state, and local codes are currently being revised to include commissioning as a necessary service in building projects. To advocate for all who practice commissioning as a profession, the Building Commissioning Authority (BCxA) Board of Directors decided to propose a change at the national level which would avoid future argument over the title. The BCxA has proposed to ASHRAE that the term, “commissioning authority” be deleted and substituted with the term “commissioning provider” in all instances where it appears in ASHRAE Standard 202-2013, Commissioning Process for Buildings and Systems (“the Standard”). This should prevent future confusion and concerns, includes all who provide commissioning services, and clarifies the position and activities of entities that provide commissioning services. The proposal has now been approved by the ASHRAE Standard 202-2013 Committee and is in preparation for public review. When approved, the current definition—“Commissioning Authority (CxA): an entity identified by the owner who leads, plans, schedules and coordinates the Commissioning Team to implement the Commissioning Process,” and all other instances of the term located throughout the Standard, will be changed to “Commissioning Provider.”
While many stakeholders have crucial roles to play in the Cx process, the key role is played by the CxA or Commissioning Provider. This consists of a team of senior specialists that will direct and oversee the commissioning process. According to LEED, “The Commissioning Authority (CxA) is typically a third party advocate for the owner, and LEED requires the CxA for the project to be independent of the design team. The CxA should focus on the process and have a strong background encompassing design, construction, operation, and quality process control.” The CxA should be retained early on in the programming phase of the project. The CxA has various roles to play in the process that include review of component and equipment submittals by contractors, review of the various systems to be commissioned, and review the contractor’s prefunctional/start-up checklists and generally providing technical and procedural oversight during the different phases of the project, as well as to conduct FPT during the construction, validate the test, adjust, and balance (TAB) effort, and lead functional acceptance testing, and warranty phases of the project. Moreover, the CxA is also required to review and provide support in the training, as-built documentation, O&M manuals, and handover of the facility to the project owner. Upon completion of the project, the warranty phase kicks in, and the CxA is expected to periodically monitor the facility during this phase to optimize it with the actual occupancy.

11.5.1. Commissioning Authority—Commissioning Provider Responsibilities

The CxA shall organize and lead the commissioning team and essentially guide the Commissioning Process for all commissioned systems. In the preconstruction phase, this will include peer review of design submittals, ensuring that the owner’s expectations are adequately documented in the Owner’s Project Requirements, produce systems manual, and reviewing all contractor submittals. For example:
A. Construction Phase
1. Organize, chair, and prepare meeting minutes for Cx meetings.
2. Review and assist in documenting all commissioning requirements to be included in the specifications. Prepare and update the Commissioning Plan as work progresses.
3. Review relevant project documentation such as shop drawings, TAB reports, product date, record drawings, O&M data, etc. for compliance and to ensure system functionality.
4. Develop, maintain, and approve all review documents, start-up checklist forms, and issues logs (e.g., design reviews, submittal reviews, construction reviews, site visit reviews, start-up reviews, functional testing reports, O&M manual to ensure it is complete and applicable, training reviews, end of warranty reviews).
5. Observe construction and attend progress meetings as required to observe progress and assist other parties, facilitate the Cx process, and help expedite completion. And although CxA is responsible for collecting and compiling all checklists, test forms, and data forms, it does not, however, direct work nor approve/accept materials, systems, or equipment.
6. Installation to be monitored and periodically inspected during first year of occupancy, and conduct any deferred testing, and serve as a resource to building staff.
7. Prepare and submit the final Commissioning Report.
8. Compile O&M information and systems overview and format the O&M manuals.
9. Witness selected tests start-ups, and equipment training.
B. Acceptance Phase
1. Verify, test, adjust, and balance by spot check all TAB reports, control component calibration, and equipment performance certifications (test 100% of key systems or test sample percentage).
2. Analyze all trend logs.
3. Test all equipment and systems to ensure correct system operation and that systems are functioning as per specifications including failure and safety modes.
4. Review training plan and coordinate training activities between the O&M staff and the contractors/vendors, to assure the training is appropriate for the staff.
5. Record commissioning procedures and provide Cx report with testing documentation.
6. Verify that contractors/vendors provide proper O&M material (fan curves, pump curves, operating parameters, etc.) and not just equipment mounting information.
7. Follow through to ensure that all commissioning issues are resolved.
C. Warranty Phase
1. Discuss with building users to identify any problem areas that have developed after building acceptance and shall verify such deficiency corrections made by appropriate Subcontractors.
2. Assist owner and facility staff in developing reports and documents and requests for services to resolve outstanding problems and issues with contractor and design firms.
3. Provide follow-up training to O&M staff, especially if new staff who was assigned to the building did not previously receive vendor training.
4. Check building performance and conduct seasonal and other deferred testing on systems as required by the Specifications.
5. Shall make suggestions for improvements and identify areas that may come under warranty.
The commissioning process is designed to ensure and verify that the design intent meets the owner’s needs and the installation meets the design intent and that the operation and use of the facility is in accordance with the owner’s design intent. It should be noted, however, that the construction contractor is not responsible for delivering the design intent nor is the A/E responsible for the installation.

11.5.2. The Commissioning Team

According to the Building Commissioning Guidelines by Energy Design Resources, “Commissioning is a team process in which members of the project team each play defined roles. The commissioning team often includes the building owner or project manager, commissioning provider, design professionals, general contractor, subcontractors and manufacturer’s representatives. For LEED projects, the LEED coordinator should also be a member of the commissioning team.” Furthermore, “The team may also include facility staff, testing specialists or utility representatives. It is important to remember that the commissioning team does not manage the design and construction of the project. It merely promotes communication among team members to identify and resolve issues in a collegial and systematic fashion.”
The individuals of the Commissioning Team are through coordinated actions responsible for implementing the Commissioning Process and are led by the CxA. All traditional parties to the design and construction process are vital to the Cx process and have a role to play as part of the CxA Team (CT). The various roles will generally provide an extra focus to their efforts and in some cases delineate required assignments and rules that are normally included in the traditional process but often ignored or poorly executed. It is important for all Commissioning Team members to be involved as early as possible in the project to allow the valuable input of their knowledge and experience in the design and to allow them to become active participants in the initial checkout and acceptance of the facility.
The initial step in the commissioning process is for the commissioning team leader (the CxA) to develop a commissioning plan (preferably at the project inception phase) and then to identify and lay out the composition of the Commissioning Team. This should then be followed by a commissioning scoping meeting, in which all team members are required to attend. The function of this meeting is largely to outline the roles and responsibilities of each team member and to describe the commissioning process and schedule. It is necessary that the Commissioning Teamwork as a cohesive unit so that all of the steps in the commissioning process are completed and the facility objectives met. In general, roles and responsibilities within the Commissioning Team do not change. The facility owner/user is normally responsible for clearly communicating the facility needs and for understanding the design and functional intent. The A/E is responsible for designing a facility that accomplishes what the user requested and is in compliance with all regulations and accepted practices. Construction contractors, subcontractors, and vendors are responsible for supplying and installing the facility per the contract documents.
The size and number of members that comprise the commissioning team will vary depending on the project’s size, type, and complexity. However, in many cases the team will include:
• Project/Facility Owner
• CxA
• Project Manager
• Users
• Operating Personnel
• A/E
• Technical Experts such as Structural, Mechanical, Electrical, LEED/Sustainability, Elevator, Fire Protection, Seismic, and other specialists.
• Construction Manager Agent (CMa)
• Construction Contractor and Subcontractors
General descriptions of the commissioning team roles and responsibilities according to the USACE LEED Commissioning Plan Template based on PECI model commissioning plans are as follows:
• CxA: Coordinates the Cx process, develops and updates Cx Plan, assist, reviews, and approves incorporation of commissioning requirements in CDs. Writes or approves tests; oversees and documents performance tests; and develops the commissioning report.
• Professional Engineer: Facilitates the Cx process; Coordinates between the general contractor and the CxA; approves test plans and signs off on performance; performs construction observation; and approves O&M manuals (design-bid-build contracts).
• General Contractor: Facilitates the Cx process, ensures that Subs perform their responsibilities, and integrates Cx into the construction process and schedule.
• Subcontractors: Demonstrate proper system performance.
• DOR: Develops and updates BOD, incorporates commissioning requirements in CDs. Performs construction observation, approves O&M manuals (design-build contracts), and assists in resolving problems.
• Project Manager: Facilitates and supports the Cx process.
• Manufacturers/Vendors: The equipment manufacturers and vendors provide documentation to facilitate the commissioning work and perform contracted start-up.

11.5.3. Commissioning Authority Qualifications and Certification

Although the building industry remains at times divided on which party should be the CxA, it is strongly recommended that an independent party be the CxA, i.e., neither the contractor, A/E nor the CM. CxA should be motivated solely by the needs of the owner and the facility user and should not normally be competitors of the A/E or contractors. Individuals chosen should be highly specialized in the types of facilities and systems to be commissioned (LEED, for example, has specific requirements in this respect), and the more complex the project, the more experience is required of the CxA. Selecting a CxA with directly relevant experience is of particular importance when dealing with projects with special or mission-critical needs such as hospitals or labs. Because of the level of technical oversight that is expected, individuals should be a Certified Commissioning Professional (CCP), licensed Professional Engineer, or have applicable experience in specialized systems/facilities being installed, in addition to extensive experience in the design, optimization, remediation, and acceptance testing of applicable systems as well as building manual preparation and training.
Today, we find that many building projects are now requiring performance certifications such as LEED, Green Globes, Energy Star, OSHA, and others. To achieve this, certification requirements have to be determined during the planning and design phases that a commissioning for certifications can be included in the OPR and Commissioning Plans. Several organizations, including the American Institute of Architects, are formulating new programs, training and contract documents to assist their members in providing building commissioning as additional services to their clients. The BCxA has also created the CCP program to raise professional standards and provide a way for certification in the building commissioning industry. To earn a CCP certification, individuals are required to complete an application form that is reviewed by the Building Commissioning Certification Board in addition to passing a 2-h written examination. Likewise, the American Society of Heating, Refrigerating, and Air-Conditioning Engineers (ASHRAE) has recently started to offer an exam for Commissioning Process Management Professionals with the intention of helping building owners and others find qualified people to lead the commissioning process.
The growing complexity of today’s building designs and equipment has resulted in a greater emphasis on the building commissioning process in recent years mainly as a quality assurance measure. The cost ramifications for delayed occupancy and the early detection of design and installation faults on their own provide more than adequate economic justification for the majority of today’s commissioning projects. The commissioning process can be employed using various methods that focus on building systems and assemblies and can be readily customized to suit specific project needs. However, whatever the commissioning approach and system focus decided upon, a clear articulation of performance expectations, rigorous planning and execution, and comprehensive project testing, operational training, and documentation is crucial to achieving success at the end of the day.
The many advantages of commissioning and retrocommissioning (RCx) a building should not be seen merely as a means to save energy or reduce the payback period of investments; among other things, it also helps the environment, produces healthier buildings, improves the economic performance of a building and increases productivity. Additionally, if a building is seeking a LEED certification for new construction or for an existing building, commissioning will invariably be required. For the latest updates to the changes that have been made to commissioning requirements, owners should look at the latest version of LEED (currently version 3) released by the USGBC.

11.6. The Commissioning Process

In most cases, formal commissioning has now become a prerequisite as the majority of modern buildings today incorporate complex and digitally controlled HVAC systems or natural ventilation systems integrated with HVAC systems; others especially if they are “green,” incorporate renewable energy, on-site water treatment systems, occupancy sensor lighting controls, or other high-technology systems. The building commissioning process today is generally interwoven with the overall project delivery process; however, it is not usually requested for projects with minimal mechanical or electrical complexity, such as typical residential projects.

11.6.1. Commissioning Process

The following is from Section 01 91 00—General Commissioning Requirements. It is Guidance for designers and specifiers, with suggested language to be modified and incorporated into project specifications and provides a brief overview of the typical commissioning tasks during construction and the general order in which they occur (source: BuildingGreen, Inc. 2007):
1. Commissioning during construction begins with an initial Commissioning meeting conducted by the CxA where the commissioning process is reviewed with the commissioning team members.
2. Additional meetings will be required throughout construction, scheduled by the CxA with necessary parties attending, to plan, coordinate, schedule future activities, and resolve problems.
3. Equipment documentation is distributed by the A/E to the CxA during the normal submittal process, including detailed start-up procedures.
4. The CxA works with the Contractor in each discipline in developing start-up plans and start-up documentation formats, including providing the Contractor with construction checklists to be completed during the installation and start-up process.
5. In general, the checkout and performance verification proceeds from simple to complex; from component level to equipment to systems and intersystem levels with construction checklists being completed before functional testing occurs.
6. The Contractors, under their own direction, will execute and document the completion of construction checklists and perform start-up and initial checkout. The CxA documents that the checklists and start-up were completed according to the approved plans. This may include the CxA witnessing start-up of selected equipment.
7. The CxA develops specific equipment and system functional performance test procedures.
8. The functional test procedures are reviewed with the A/E, CxA, and Contractors.
9. The functional testing and procedures are executed by the Contractors under the direction of, and documented by, the CxA.
10. During initial functional tests and for critical equipment, the Engineer will witness the testing.
11. Items of noncompliance in material, installation, or setup are corrected at the Contractor’s expense, and the system is retested.
12. The CxA reviews the O&M documentation for completeness.
13. The project will not be considered substantially complete until the conclusion of Commissioning functional testing procedures as defined in the Commissioning Plan.
14. The CxA reviews and coordinates the training provided by the Contractors and verifies that it was completed.
15. Deferred testing is conducted as specified or required.
For USGBC LEED certification, commissioning is an integral and prerequisite component. For New Construction, Commercial Interiors, Schools and Core and Shell categories, LEED has two commissioning components: (1) Fundamental Commissioning of Building Systems which is a prerequisite, (i.e., obligatory), and (2) Enhanced Commissioning which receives a credit (two possible credits) but which is not a prerequisite.
Ideally, the commissioning process should start at the predesign stage and take place through all phases of the building project. A CxA should also be designated as early as possible in the project time line, again ideally during the predesign phase. While it is beneficial to employ a third party CxA to provide a more comprehensive design and construction review, it is, nevertheless, acceptable for a project to appoint a qualified member of the design team as the CxA, providing there is no conflict of interest. The CxA is required to serve as an objective advocate of the owner, direct the commissioning process, and present the owner with final recommendations regarding the performance of commissioned building systems. The CxA is expected to lead the commissioning process and to introduce standards and strategies early in the design process. Additionally, the CxA should ensure the implementation of selected measures by clearly stating all requirements in the CDs. Upon completion of construction, the CxA verifies that all systems and equipment have met minimum requirements as per contract documents and are operating as designed and intended. The CxA should also provide guidance on how to operate the building at maximum efficiency.

11.6.2. Fundamental Commissioning

The LEED intent of fundamental commissioning “is to verify that the building’s energy-related systems are installed, calibrated, and perform according to the owner’s project requirements, basis of design and construction documents.” Fundamental commissioning is a prerequisite for LEED certification (unlike Enhanced Commissioning which is a credit and not a prerequisite) and is required for both new construction and major retrofits, as well as for medium or large energy management control systems that incorporate in excess of 50 control points. Moreover, commissioning is especially important when large or very complex mechanical or electrical systems are in place or where on-site renewable energy generation systems, such as solar hot water heaters or photovoltaic arrays are in place. Commissioning should also be considered when innovative water-conservation strategies, such as composting toilets or gray water irrigation systems, are installed.
If LEED certification is to be pursued, then the commissioning team will need to implement the following commissioning process activities:
• The owner or project team must designate an individual as the CxA or Commissioning Provider to lead, review, and oversee the commissioning process activities until completion. This individual should be independent of the project’s design or construction management unless the project is smaller than 50,000 square feet.
• The designated CxA should have documented CxA experience in at least two building projects. Additionally, the designated CxA should ideally meet the minimum qualifications of having an appropriate level of experience in energy systems design, installation and operation, as well as commissioning planning and process management. LEED also recommends that a designated CxA have hands-on field experience with energy systems performance, start-up, balancing, troubleshooting, and energy systems automation control knowledge, testing, operation, and maintenance procedures.
• CxA should clearly document and review OPRs and the BOD (BOD) for the building’s energy-related systems (usually by A/E). Updates to these documents shall be made during design and construction by the design team. The commissioning process does not absolve or diminish the responsibility of the Contractor to meet the Contract Documents requirements.
Design Phase commissioning for both Fundamental and Enhanced Commissioning is intended to achieve a number of specific objectives including the following:
• OPRs i.e., the design and operational intent are clearly documented and fully understood. The OPR details the functional requirements of the different building systems from the owner’s perspective and which should be fully measureable and verifiable, and to include facility use, occupant comfort, and project success. Where the owner lacks sufficient experience to formally document these requirements, the CxA may facilitate the process by conducting a workshop to assist in the OPR’s development.
• Verifying and ensuring that the OPR recommendations are communicated to the design team during the design process to develop a BOD document that appropriately describes the system configurations and control sequences that will be put in place to meet the OPR and avoid later modifications to the contract.
• Ensuring that the commissioning process for the construction phase is appropriately reflected in the CDs. The CxA will conduct design reviews in the context of the BOD and preferably be able to perform an initial review prior to 50% CDs. The CxA is also required to develop specifications for the architect to incorporate into the CDs. All tasks to be performed during commissioning are described in a commissioning plan developed by the CxA.
Prior to the design process being completed, the CxA will develop a construction phase commissioning plan and shall report results, findings, and recommendations directly to the Owner. However, the owner and design team shall be responsible for updates to their respective documents. Construction phase commissioning for both Fundamental and Enhanced Commissioning is intended to achieve a number of objectives in line with the Contract Documents, including:
• Commissioning requirements and OPR should, from the outset, be incorporated into the CDs. During and immediately prior to the construction phase, a CxA may review contractor submittals related to the systems that will be commissioned.
• The development and implementation of a proper commissioning plan. The CxA typically develops protocols for FPT during this phase based on project specifics and the sequence of operations developed by the controls engineer and the CDs. The promotion of teamwork and accountability should be strongly encouraged.
• Instigate kickoff meeting with contractors and other stakeholders.
• Verification and documentation to be provided showing that the installation and performance of energy-consuming equipment and systems meet the OPR and BOD. Upon completing equipment start-up, the CxA conducts periodic prefunctional checks of installation progress to make sure contractor mounting of systems will allow easy and safe O&M access to ensure proper maintenance over the life of the building.
• Verification and documentation to be provided that all equipment and systems in place are installed according to the manufacturer’s recommendations and to industry-accepted minimum standards. Once equipment is fully installed, the CxA will conduct FPT to evaluate performance at all sequences of operation. As some functional testing can only be conducted in certain seasons, the commissioning process will usually extend beyond the completion of construction.
• A final summary commissioning report should be completed. The report shall, among other items, include an executive summary, list of participants and roles, brief building description, outline of commissioning and testing scope, and an overall description of testing and verification methods used during the commissioning.
• Verify that O&M documentation left on site is complete. Moreover, upon completing the commissioning process, the CxA’s final report may include the preparation of an operations and maintenance (O&M) manual for the project.
• Verify that training of the Owner’s operating personnel is adequate to operate and maintain all equipment and systems and to maintain a master Cx “issue log” through-out construction.
For existing buildings, continuous maintenance is very important especially since building systems over the years tend to become less efficient, mostly due to changing occupant needs, building renovations, and obsolete systems. These in turn end up causing occupant discomfort and complaints. Unless these problems are appropriately addressed such as investing in a commissioning process, a facility’s operating costs will dramatically increase, making it less attractive to new and existing tenants. It will be found that commissioning can typically pay for itself in less than a year (Fig. 11.4). The following checked systems are to be commissioned.
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Figure 11.4 Detailed checklist of systems to be commissioned upon completion of the project. Although commissioning needs may differ from project to project, commissioning the building envelope systems, power distribution, domestic water heating, ductwork, and any hydronic piping systems is strongly recommended for any project. Source: based on BuildingGreen, Inc.–Section 01 91 00–General Commissioning Requirements.

11.6.3. Enhanced Commissioning

For a LEED credit (2 points), enhanced commissioning is required in addition to the Fundamental Commissioning prerequisite. The intent of enhanced commissioning according to LEED is “To begin the commissioning process early in the design process and execute additional activities after systems performance verification is completed.” For the Commercial Interiors category, for example, the intent is to verify and ensure that the tenant space is designed, constructed, and calibrated to operate as intended. This requires the implementation, or to have a contract in place requiring implementation, further commissioning process activities in addition to the Fundamental Commissioning prerequisite requirements as stated in the relevant LEED Reference Guide (e.g., the Green Building Design and Construction, 2009 Edition).
LEED states that the duties of the CxA should include:
1. Prior to the end of design development and commencement of the CDs phase, a CxA independent of the firms represented on the design and construction team, must be designated to lead, review, and oversee the completion of all commissioning process activities. Although it is preferable that the CxA be contracted by the Owner, for enhanced commissioning, the CxA may also be contracted through design firms or construction management firms not holding construction contracts. This person can be an employee or consultant of the owner, although this requirement has no deviation for project size. Furthermore to meet LEED requirements, this person must:
a. have documented CxA experience in at least two building projects
b. be independent of the project’s design and construction management
c. not be an employee of the design firm, though the individual may be contracted through them
d. not be an employee of, or contracted through, a contractor or construction manager of the construction project
2. The CxA must report all results, findings, and recommendations directly to the owner.
3. The CxA must conduct a minimum of one commissioning design review of the OPRs, BOD, and design documents prior to the mid-CDs phase, and back-check the review comments in the subsequent design submission.
4. The CxA must review contractor submittals and confirm that they comply with the OPRs and BOD for systems being commissioned. This review must be conducted in parallel with the review of the architect or engineer of record and submitted to the design team and the owner.
5. The CxA or other members of the project team are required to develop a systems manual that provides future operating staff with the necessary information to understand and optimally operate the commissioned systems. For Commercial Interiors the manual must contain the information required for recommissioning the tenant space energy-related systems.
6. The task of verifying that the requirements for training operating personnel and building occupants have been completed may be performed by either the CxA or other members of the project team.
7. The CxA must be involved in reviewing the operation of the building with operations and maintenance (O&M) staff and occupants and having a plan in place for resolving outstanding commissioning-related issues within 10 months after substantial completion. For Commercial Interiors, there must also be a contract in place to review tenant space operation for O&M staff and occupants.

11.6.4. Retrocommissioning—Commissioning for Existing Buildings

Although building commissioning has become a critically important aspect of new construction projects and is used primarily to ensure that all installed systems perform as intended, the reality is that most existing buildings have never encountered the commissioning or quality assurance process and not unexpectedly have been found to be performing well below their intended design potential. Retrocommissioning can address problems that occurred during design or construction or address problems that may have developed throughout the building’s life. The Lawrence Berkeley National Laboratory (LBNL) conducted a recent study of 60 different types of buildings which confirms this inefficiency and shows that:
• Over 50% had control problems
• 40% had HVAC equipment problems
• 15% had missing equipment
• 25% had BAS with economizers, variable frequency drives (VFDs), and advanced applications that were simply not operating correctly.
Source: Assoc. of State Energy Research Technology Internships and US Department of Energy.
The term retrocommissioning (RCx) simply refers to the commissioning of existing buildings that have not been previously commissioned and usually focuses on energy—using equipment such as mechanical equipment, lighting, and related controls with the objective being to reduce energy waste, obtaining energy cost savings for the owner, and identifying and fixing existing problems, using diagnostic testing and O&M tune-up activities. The Building Commissioning Association (BCA) defines RCx or Commissioning for Existing Buildings as “a systematic process for investigating, analyzing, and optimizing the performance of building systems by improving their operation and maintenance to ensure their continued performance over time. This process helps make the building systems perform interactively to meet the owner’s current facility requirements.” It is important to first determine how the installed systems are designed to operate; measure and monitor their operation, and then prepare a prioritized list of the operating opportunities of the various systems.
The RCx process basically reviews the functionality of equipment and systems installed and optimizes how they work together to facilitate the reduction of energy waste, increase comfort, and improve building operation. RCx may also be required to address issues such as modifications made to system components, function/space changes from original design intent, building systems fail to operate according to designed benchmarks, complaints regarding IAQ, temperature, building-related illness (BRI), sick building syndrome (SBS), etc. Fig. 11.5 is a photo of CEE hospital which is a nine-story building that the owner decided to recommission (ReCx). The Center for Energy and Environment says that, “Opportunities for recommissioning measures were identified through field measurements carried out by highly skilled and experienced engineers to quickly zero in on suboptimal central-system operating strategies that waste energy. Major recommissioning opportunities identified included:
1. Calibration of control system instrumentation;
2. Resetting supply air temperature set point;
3. Resetting duct static pressure set point;
4. Replacing bad inlet guide vanes with VFDs;
5. Calibration of variable air volume terminal boxes;
6. Improving economizer operation;
7. Optimizing the chiller and chilled water pump operation;
8. Performing hot water and chilled water balance;
9. Optimizing heating water temperature reset schedule and on/off sequence;
10. Reducing outside air flow;
11. Calibration of thermostats;
12. Performing air balance;
13. Determining the minimum outside air damper position; and
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Figure 11.5 Photo of the Cee hospital, a nine-story, 600,000 square feet acute care facility in Minneapolis, MN which recently underwent recommissioning (ReCx). The first floor was built in 1981, and the rest of the floors were added in 1982. The owner’s objective in recommissioning the building was to reduce operating costs while maintaining or improving IAQ and comfort. For this project, CEE partnered with the Energy Systems Lab at Texas A&M University, which is considered to be the most experienced and effective healthcare recommissioning provider in the US. Source: Center for Energy and Environment.
14. Repairing kinked flex ducts and leaky reheat control valves.”
ReCx is a systematic process used to diagnose, identify, and correct performance problems in existing buildings that might otherwise prevent key central-system measures from being fully implemented and to ensure that they continue to operate optimally for the life of the facility.
The key goals of a ReCx program typically include:
• Optimization of energy consumption
• Often reduces energy use
• Identifying chronic maintenance problems
• Improve building comfort, IAQ, lighting, etc.
Operating improvements made should all be recorded and the building operator trained on how to sustain efficient operation as well as implement capital improvements. RCx continues to witness increasing prominence as a cost-effective strategy for improving energy performance and helping to make the building’s systems perform interactively in a manner that addresses the owner’s current and anticipated facility requirements.
ReCx applies mainly to buildings that have previously been commissioned or retrocommissioned and where the original commissioning process documentation shows that the building systems performed as intended at one point in time. The intent of ReCx therefore is to help ensure that the benefits of the initial commissioning or retro-Cx process remain valid. The need for ReCx depends on several factors such as changes in the function and use of the facility, quality and schedule of preventive maintenance activities, and the frequency of operational problems within the facility. In some cases, ongoing commissioning (ongoing Cx) may be necessary as an “ongoing process” to resolve operating problems, improve comfort, optimize energy use, and identify energy and operational retrofits for existing buildings. Periodic ReCx may also occur when a building that has previously been commissioned undergoes another commissioning process to help keep it operating optimally.

11.6.5. Warranty Phase

Upon completion and turnover, the building goes into the hands of the owner and operators. But although the project may be considered to be complete, some commissioning tasks from the initial commissioning contract continue throughout the typical 1-year warranty period.

Systems Performance Monitoring

This includes early occupancy of the building and continuing through the Warranty Phase, in which the CxA, representatives of the owner, and A/E team and the Contractor’s team shall verify ongoing system performance to ensure they are in line with the specifications. This is achieved by repeating selected Systems Functional Performance Tests and by reviewing energy bills and other performance-related documentation. The CxA shall then prepare a report to the owner stipulating any issues with ongoing system performance and/or confirming that the systems are functioning as designed and intended. Contractor will then update and finalize record documentation to reflect actual conditions at the end of the warranty period, and final modifications to the O&M manuals and as-builts due to the testing are made.
Moreover, according to the U.S. GSA’s Building Commissioning Guide, the CxA is responsible for delivering a Final Commissioning Report during the postconstruction period and which according to the GSA shall include at a minimum:
• A statement that systems have been completed in accordance with the contract documents and that the systems are performing in accordance with the final OPRs document
• Identification and discussion of any substitutions, compromises, or variances between the final design intent, contract documents, and as-built conditions
• Description of components and systems that exceed OPRs and those which do not meet the requirements and why
• Summary of all issues resolved and unresolved and any recommendations for resolution
• Postconstruction activities and results including deferred and seasonal testing results, test data reports and additional training documentation
• Lessons learned for future commissioning project efforts
• Recommendations for changes to GSA standard test protocols and/or facility design standards (i.e., GSA P-100, etc.)
The importance of the Final Commissioning Report is that it will serve as a pivotal reference and benchmark document for any future ReCx of the facility.

Deferred Seasonal Testing

Deferred or seasonal testing should be performed during the occupancy phase. Sometimes testing is delayed due to site or equipment conditions or inclement weather but will be completed during warranty period. Likewise, functional testing is performed on systems that could not be tested during the Acceptance Phase of the project because of seasonal load issues that prevent reasonable testing of a system or due to integrated systems whose operation is dependent on seasonal building loads. Systems FPT will be implemented into the opposite season from which it was initially tested to confirm successful operation of the integrated systems under building loads. These tests may also be necessary to demonstrate the performance of the occupied building where insufficient internal loads in the building prevented the CxA from adequately challenging the systems during initial testing. The requirements for deferred and seasonal testing need to be clearly defined in the contract documents to avoid confusion as the CxA and some contractor personnel will be required to return to the site after the project is completed, more specifically a few months prior to the expiration of the contractor’s 1-year warranty to confirm that all systems within the facility are operating as planned and also to interview facility staff and assist the facility staff in addressing any outstanding performance problems or warranty issues, particularly before the warranty period expires. Many project owners keep their CxA on board up to a year of postoccupancy. It is also advisable to put aside money for the execution of this activity in addition to the traditionally withheld warranty items.

Postoccupancy Testing

When performing testing during the postoccupancy phase, the CxS or his representative must take care not to void any equipment warranties. The building owner should require that the contractor and subcontractors provide the commissioning provider with a full set of warranty conditions for each set of equipment to be commissioned. This is because some warranty provisions require that the installing contractor performs the testing, under the supervision of the commissioning provider. This is why a full warranty review should be conducted.
In all cases, to meet warranty requirements, the CxA should always:
• Revisit the site after the operators have become acquainted with the systems and have generated additional questions about system operations that were not fully understood at training time.
• Provide follow-up training to O&M staff, especially if there is new staff assigned to the building that has not receive vendor training.
• Speak to building users to identify any problem areas that may have developed after building acceptance, and review equipment malfunctions or system operational issues to determine if corrective work under warranty coverage should be requested, and if so, by which subcontractor or supplier.
• Provide assistance to maintenance personnel in documenting occupant complaints to accurately determine if real equipment or system problems are the cause.
• Perform appropriate seasonal testing on systems and check building performance.
• Provide owner with adequate support to enable resolution of issues with contractor and design firms.
• Conduct 11th month walk-through to seek out any system problems prior to expiration of warranty.
Today we find that the high-performance building movement of recent years, in addition to the various energy rating prerequisites has brought building commissioning well into the mainstream. Moreover, with the increasing complexity of mechanical systems and the continuous development of new technologies, the process of TBCx has taken on an increasingly important role of building commissioning. As mentioned earlier, Cx entails more than commissioning typical systems such as HVAC; it also includes other elements such as lighting systems and controls, as well as building envelope and fenestration to ensure a building’s optimum performance. It is also advisable for owners to consider recommissioning their facilities periodically to ensure that equipment performance levels are maintained as originally intended.
We also find that during these challenges times, particularly following the 9/11 terrorist attacks, designers and owners have displayed a greater focus and urgency on providing occupant safety to visitors and workers in public facilities; this in turn has created a need to deliver and commission facilities with enhanced building safety measures. This trend for increased security has become a global issue and is likely to increase the standard of care required in the design and operation of all forms of new construction and also existing buildings.

Relevant Resources, Codes, and Standards

ACG—Associated Air Balance Council Commissioning Group—AABC National Headquarters, Phone: (202) 737-0202
AIA B211—2007 Standard Form of Architect’s Services: Commissioning—Fixed scope of services requires architect to develop a commissioning plan, a design intent document, and commissioning specifications, based on owner’s identification of systems to be commissioned
ASHRAE Guideline 0-2005: The Commissioning Process—the industry-accepted model Commissioning Guide
ASHRAE Guideline 1.1, HVAC&R Technical Requirements for the Commissioning Process—2008
Federal Energy Management Program—Offers programs and resources for energy efficiency in operation of federal facilities
The International Green Construction Code (IgCC) March 2012
The California Building Standards Commission—2010 (“CalGreen”)
NIBS Guideline 3-2006: Exterior Enclosure Technical Requirements for the Commissioning Process, National Institute of Building Sciences, 2006
The Building Commissioning Guide, U.S. General Services Administration, 2005.
BCA. Building Commissioning Association. www.bcxa.org/resources/
Model Commissioning Plan and Guide Specifications, Version 2.05, PECI. February 1998—Available from PECI, 921 SW Washington, Suite 312, Portland, Oregon 97205; E-mail [email protected]
• No Operator Left Behind: Effective Methods of Training Building Operators. Proceedings of the 2007 National Conference on Building Commissioning www.peci.org/ncbc/proceedings/2007/Brooks_NCBC2007.pdf
LEED Commissioning for New and Existing Buildings, HPAC Engineering (online). Wilkinson, Ronald. 2008. http://hpac.com/mag/leed_commissioning_new/
Continuous Commissioning Guidebook for Federal Managers, Department of Energy (DOE), October 2002
Commissioning Specialists Association (UK)
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