Index

A

Absorption loss, intrinsic or material, 4142; see also Material absorption loss

Adaptive joint CR and turbo decoding for Nyquist terabit optical transmission in presence of phase noise, 624

motivation, 624625

terabit experiment setup and algorithm principle, 625628

ADC principles of operations, 244

ADC sampling rate, 815

ADC subsystems, 245

ADCs (analog-to-digital converters), 234238, 241, 243

high-speed, 239241

16ADQPSK transmission scheme, photonic transmitters and receivers for, 313

Advanced modulation

40 Gbps transmitting signal using, 417

diagram of, 2

eye opening penalty (EOP), 485486

high throughput of signals with, 414

higher spectral efficiency, 293

long-haul transmission, 365367

long-haul transmission systems, 815

MATLAB simulation for, 136

optical communication, 250

Advanced modulation formats, 2, 89, 125132

in all-optical networks, 815817

in long-haul transmission systems, 815

Alternative phase/alternating-phase, see DB: alternatingphase/variable pulse width; DB transmitter, alternative phase/type 2

Amplified spontaneous emission (ASE) noise, 6668

accumulated, in cascaded optical amplifiers, 139140

of optical amplifier, 138

Amplifier noise figure (NF), 139

Amplifier noise referred to input, 224226

Amplifiers; see also Optical amplifier; Optical parametric amplifiers

differential, 224, 225

electronic, responses and noise from, 223226

Amplitude detection section of 40 Gbps, 306

Amplitude differential phase shift keying (ADPSK); see also MADPSK

4-ary, 101

Amplitude modulation formats, comparison of different, 307308

Amplitude shift keying, see ASK

Analog-to-digital converters, see ADCs

Application-specific integrated circuits (ASICs), 720721

APSK modulation experimental configuration, 8-ary, 307

ASK (amplitude shift keying), 148, 260, 262, 263, 777; see also Long-haul transmission(s)

binary level of, 35

bipolar features, 299

coherent system amplitude-demodulated envelope, 151

description of, 2

DPSK and, 281287

replacement, 293

synchronous detection, 211

ASK coherent system, 209210

ASK interlevel spacing, 314, 329

ASK modulation, 295299

ASK and DPSK modulation formats, 773

ASK modulation optical receiver without equalization, uncertainty in, 529531

ASK subsystem error probability, 322323

ASK systems, coherent, 150151

ASK-RZ and ASK-NRZ, amplitude modulation, 9597

Asynchronous detection, 208

Attenuation coefficient, 4344

Australia, South and Western, 12

Automatic gain control (AGC), 205, 239241

Automatic gain control (AGC) clipping, 242

Avalanche photodiode (APD), 223

AWG filtering impacts, optical, 266

AWG filters, optical passbands of, 266

B

Balanced receiver, see DPSK-balanced receiver

Balanced receiver signal output, 156

Bandpass filter (BPF), 208

Bandwidth

OTDM networking, 818820

wireless/satellite transmission, 365367

Bandwidth efficiency, 102, 359

Bandwidth requirements on O/E components, 815

Baseband equivalent equation, 390

Baseband filter, 428

Beam propagation method (BPM), 631, 633

Bernoulli binary generator, 421

Bernoulli random sources, 748

Bessel fifth order, 444

Bessel functions, 25, 74, 210

Best-fit integral nonlinearity (INL), 237, 238

Bias voltage, 90, 254

Biasing current shot noise, 138

Binary amplitude minimum shift keying (BAMSK), 374377

Binary amplitude modulation format

electronic preamplifier output voltage for, 140

impact of noise, 145146

probability density functions (pdf), 142143

received signal power equation for, 140

received signals

OFF or a transmitted 0 is received, 141

ON or a transmitted 1 is received, 141142

receiver sensitivity for, 143145

Binary amplitude MSK format, generation of, 374375

Binary amplitude optical MSK systems, transmission performance of, 382384

Binary amplitude performance

output signal voltage equation, 341342

received signal power equation for, 140

total equivalent noise voltage equation, 341

Binary coherent optical receiver, 154156

Binary detection, threshold time decision, 753

Binary digital optical signals, 771772

Binary level modulation, 36

Bipolar features, 299

Bispectral optical structures, 693694

Bispectrum, 686688

Bispectrum coherent optical receiver, 687

Bispectrum optical receivers and nonlinear photonic preprocessing, 685689

transmission and detection

FWM and bispectrum receiving, 689

optical transmission route and simulation platform, 689

performance, 689693

Brillouin scattering, 171

C

Carrier chirping effects, 57

Carrier max (conventional RZ33) pulses, 252

Carrier phase estimation, 599; see also Carrier recovery

correction of phase noise and nonlinear effects, 599600

forward phase estimation QPSK optical coherent receivers, 600601

Carrier phase recovery, 539, 586590

algorithm and demonstration of, 603606

plus CMA, 589590

Carrier phase velocity, optical, 157158

Carrier recovery (CR), 601606; see also Adaptive joint CR

modified structure of algorithms for, 604

in polarization division multiplexed receivers, 601611

Carrier recovery (CR) Q gain, 605

Carrier suppression return-to-zero, see CSRZ

Chirp-free optical modulators, 8688

Chirping, 152, 725

Chirping effects, carrier, 57

Chromatic dispersion (CD), 157158; see also Chromatic linear dispersion; Dispersion tolerance

40 Gbps DB transmission, 417, 422

DBM formatter, 415417

dispersion factor, 49, 158161

dispersion tolerance, 400

fractally spaced equalization of PMD and, 546, 547

length of fiber, 396

MSK receiver, 391

ONFDR robustness to, 398, 400

optical carrier phase velocity, 157158

optical operating frequency (Taylor series), 157

robustness (40 Gbps) transmission, 405

single-mode fiber, 157158

spectral width pulse, 158

Chromatic dispersion factor, 49, 158161

Chromatic dispersion tolerance (DT), 326327, 555

Chromatic linear dispersion, 158161

dispersion limit, 160

longitudinal propagation, 159

material and waveguide dispersion, 158

material dispersion factor, 159

normalized frequency, 158

Sellmeier’s equation, 159

transverse propagation, 159

waveguide dispersion, 159160

Chromatic linear dispersion coherent detection, 486

Coherent ASK systems, 150151

Coherent detection, 149, 205207, 336337; see also Heterodyne detection; Homodyne detection

chromatic linear dispersion, 486

communications demodulation scheme, 205207

electronic current, 149

fiber dispersion classification of, 2

frequency shift keying (FSK) discrimination, 213

frequency shift keying (FSK) systems, 151154

with matched filter, 149154

matched filter equations, 149

MZIM optical balanced receiver, 154

noises, 146

optical receivers in, 149154

overview, 205207

schematic, 207

self-heterodyne balanced receiver, 155

spectrum of, 221

Coherent detection receiver without phase estimation, 339341

Coherent phase and FSK systems, 151154

Coherent receiver(s)

components, 204205

disadvantages, 207

without phase estimation, 343

linear channel, 343344

nonlinear effects, 344347

Coherent reception, digital processing systems and, 234

Coherent reception analysis, sensitivity of, 229232

Coherent systems

ASK, 209210

envelope detection, 210211

FSK, 4, 151154, 213

optical heterodyne detection schematic, 212

PSK modulation format, 211

Coherent transmission systems, 1112 G QPSK, 540543

Collett-Wolf equivalence theorem, 732

Comb generation, nonlinear excitation, 792

Comb generators, experimental platform for, 792795

Constant modulus algorithm (CMA), 586590

modified, 589590

Constant modulus algorithm (CMA) cost function, 588

Constant modulus (CM) criterion, 588

Continuous phase FSK, see CPFSK

Continuous phase modulation (CPM), 4, 106, 414

Continuous phase modulation (CPM) PM-NRZ formats, 102104

Correlative-level coding, 415

Coupled-wave equations, four-wave mixing (FWM), 697699

CPFSK (continuous phase frequency shift keying), 8, 157, 213

MSK as special case of, 105

CPFSK differential detection, configuration of, 219

CPFSK modulation format, differential phase coherent detection of, 218220

Cross-phase modulation (XPM), 3738

EOP induced by, 286

robustness toward, 284285

Cross-phase modulation (XPM) effects, 6465, 167168

CSRZ (carrier suppression return-to-zero), 301, 303305

CSRZ formats, amplitude-modulation, 97

CSRZ phasor representation, 8993

CSRZ pulse initialized stage, 92

CSRZ pulses, 92, 252, 254

bias point and RF driving signals, 91

CSRZ-ASK modulation, 296299, 776

CSRZ-ASK transmitter, 297

CSRZ-DPSK experimental transmission platform and transmission performance, 443446

CSRZ-DPSK performance over dispersion-managed optical transmission link, 268269

CSRZ-DPSK transmission, 776

system test bed for, 436

CSRZ-DPSK transmitter, 303

Cutoff properties, 33

D

DAC (digital-to-analog converter), 119, 122, 124, 815

frequency characteristics, 124

high-speed ADC and DAC incorporating statistical property, 239241

DAC-limited bandwidth for Tbps transmission, equalization of, 576

experimental setup and bandwidth-limited equalization, 576579

motivation, 576

Data modulation, 415

DB (duobinary), 486487

alternating-phase/variable pulse width, 436446, see also DB transmitter, alternative phase/type 2

CSRZ-DPSK experimental transmission platform and transmission performance, 443446

full-width half mark (FWHM), 437439, 442

test bed for variable-pulse-width alternating-phase DBM optical transmission, 437443

transmission setup, 436437

DB coder of transmitter model, 424

DB direct detection receiver, 428430

DB encoder, 415, 419, 431

40 Gbps DB transmission, 431

transmitter, 431432

DB encoder outputs, 431

DB eye diagrams, 433, 434

DB modulation formats for optical transmission, electrical linear double-sampling equalizers for, 506512

DB optical communication system, transmitter model of 40 Gbps, 422

DB optical fiber transmission systems, 40 Gbps, 417

system transmission and performance, 430449

transmission performance, 433436

transmitter, 431433

DB power spectrum, 432

DB receiver

full-width half mark (FWHM), 414

Gaussian filter, 428

Gaussian noise distribution, 428

mitigation, 487

testing parameters, 428

transmitters, 418

DB (duobinary) signaling, 415

DB (duobinary) signals, 447

DB transmission, 40 Gbps

chromatic dispersion (CD), 417

eye diagrams, 433434

PSK optical transmitter schematic, 251

stimulated Brilloiun scattering (SBS), 417

system impairments, 249

DB transmitter, alternative phase/type 2, 423, 425, 427; see also DB: alternating-phase/variable pulse width

DB transmitters and precoder, 421, 423

DB variable pulse width transmission, 439

DBM (duobinary modulation), 413

DBM encoder of 40 Gbps transmitter DBM photonic transmission system, 419

DBM format(s), 414425

simulation parameters used in LE for, 512

DBM formatter, 415417

field properties, 415

DBM modulator main modules, 418

DBM optical communication system, modules of, 418

DBM photonic transmission system, transmitter of 40 Gbps, 418

DBM scheme with precoder, 416

Decision feedback equalization/decision feedback equalizer (DFE), 12, 486, 488, 490, 492496, 498501, 503505, 590592

Demodsignals, 428, 434

Demodulation, 428429

error-free, 398

Demodulation platform for SSB signals, 463

Demodulation scheme, communications, 205207

Demodulator simulation, SSB, 462, 464

Demultiplexed signal, 754

Demultiplexer (DeMux), 749, 751

Demultiplexer block, 753

Demuxed channels, 561

Dense wavelength division multipliexing, see DWDM

Detection methods, 335337; see also specific methods

Detection receivers

coherent detection, 149

direct detection, 5, 147149

Differential detection, 212213

Differential nonlinearity (DNL), 237, 238

Differential phase coherent detection of continuous phase FSK modulation format, 218220

Differential phase detection under self-coherence, 218

Differential phase modulation, 299307

Differential phase shift keying, see DPSK

Differential quadrature phase shift keying, see DQPSK

Diffraction, 725, 726

Diffractive phase, 727728

Digital modulation formats, spectral characteristics of, 111, 114116

Digital modulation techniques in digital communications, 35;

see also specific techniques

Digital optical coherent receiver, 204

Digital optical communications

challenging issues, 13

enabling technologies of, 213,

see also specific technologies

origins and development of, 13

Digital optical receivers, 137140

Digital processing systems, 234235

effective number of bits, 236243

Digital processors, 243245; see also DSP (digital signal processor)

Digital signal processor, see DSP

Digital-to-analog converter, see DAC

Direct detection (DD), 147149, 336, 476

nonequalization, 499501

Direct detection (DD) cancellation of ISI, 590592

Direct detection differential quadrature phase-shift keying (DD/DQPSK), 186188

Direct detection (DD) receiver, 342343

Discrete phase modulation

defined, 97

DPSK, 257258

Discrete phase modulation NRZ formats, 97

Dispersion; see also Chromatic dispersion; Chromatic linear dispersion

higher-order, 51

intramodal, 45

material, 4548

Dispersion compensation fiber (DCF), 3, 732; see also Dispersion-compensating fiber

Dispersion factor(s), 6263

chromatic, 49, 158161

material, 46, 159

transmission fiber waveguide, 454455

waveguide, 50

Dispersion optical fibers, special, 41, 71

Dispersion tolerance (DT), 283284, 400402, 479, 491, 783

chromatic, 326327, 555

of optical DPSK formats, 260, 262264

residual, 383

Dispersion-compensating fiber (DCF), 280

Dispersion-compensating span transmission systems, amplitude, phase, and frequency modulation formats in

ASK and DPSK spectra, 777

ASK and DPSK under self-homodyne reception, 777, 778

ASK-DPSK and DPSK-DQPSK under self-homodyne reception, 773

CSRZ-ASK and CSRZ-DPSK under self-homodyne reception, 776

NRZ-ASK and NRZ-DPSK under self-homodyne reception, 773775

RZ-ASK and RZ-DPSK under self-homodyne reception, 775

Dispersion-shifted fibers (DSFs), see Nonzero dispersion-shifted fibers

Dispersive phase, 727728

DPSK (differential phase shift keying), 9499, 136; see also under Dispersion-compensating span transmission systems; Long-haul transmission(s)

ASK (amplitude shift keying) and, 281287

noncoherent detection for optical, 156157

optical spectra of 40 Gbps, 306

principles, 256

DPSK modulation and formats, optical, 250259

DPSK systems, 216217

DPSK transmission, theoretical treatment of, 256

DPSK transmission experiment, 260270

components and operational characteristics, 260, 261

DPSK transmitter, optical, 95

using discrete phase modulation, 257258

8-DPSK-2-ASK 16-Star QAM detection scheme, configuration of, 354356

8-DPSK-2-ASK 16-Star QAM modulation scheme, 100 Gbps, 353359

I and Q field vectors in, using two MZIMs in parallel, 355

long-haul transmission performance, 357

receiver sensitivity and DT, 356359

transmission performance, 356

8-DPSK-2-ASK 16-Star QAM optical signals, power spectrum of, 356, 357

8-DPSK-2-ASK 16-Star QAM optical transmitter, configuration of, 354

DPSK-balanced receiver, 257259

DQPSK (differential quadrature phase shift keying), 270273, 773

benefits, 270273

DD/DQPSK, 186188

receiver configuration, 273

schematic diagram, 288

transmitter/receiver implementation, 271

DQPSK format for 100 Gbps Ethernet, 480482

DQPSK modulation format, 270281

offset, 273276

DQPSK modulation phase shifts, 271

DQPSK precoder and decoder, 256

DQPSK receiver configuration using noncoherent direct detection, 273

DQPSK signal bit-phase mapping, 304

DQPSK signal constellation, 271, 303

DQPSK subsystem error probability evaluation, 323324

DQPSK transmission, theoretical treatment of, 256

DQPSK transmitter, 304

DQPSK transmitter structures, comparison of, 311

DSP (digital signal processor), 11, 207; see also Digital processors

self-coherent detection and electronic, 221222

DSP algorithms, see Optical communications system(s): general algorithms for

DSP complexity, 814

DSP equalizer, 490

DSP receiver, Tbps transmission incorporating FEC at coherent, 801806

DSP structure in PDM coherent receivers, 602

DSP-assisted coherent detection, 226229

DSP-based coherent receiver, 557558

functionalities of subsystem processing in, 575

DSP-based heterodyne coherent reception systems, 567570

DSP-based modulation and transmitter, digital-to-analog converter for, 119

generation of I and Q components, 121123

structure, 120

DSP-based reception systems, 227229

DSP-coherent optical receivers, 10

Duobinary (DuoB), see DB

Duobinary modulation, see DBM

DWDM (dense wavelength division multipliexing), 250

boosting capacity of, 2

enhancing total transmission capacity by increasing, 23

evolution of, 1

DWDM channels, mutual impact of adjacent 10 G and 40G, 269270

DWDM VSB modulation-format optical transmission, 449450

transmission dispersion and compensation fibers, 454456

transmission performance, 456460

transmission system, 450451

VSB filtering and DWDM channels, 451454

E

EA (electroabsorption) effect, 83

EA (electroabsorption) modulators, 83

EAM (electroabsorption modulator), 819820

Effective number of bits (ENOB), 236240

and transmission performance, 241243

Electroabsorption (EA) modulator (EAM), 83, 819820

Electronic beating noise, 139

Electronic digital multiplexing and I-Q modulator for ultra-high bit rates, 118119

Electronic digital processing equalization, 488491

Electronic equalization, 1012;

see also specific topics

generic arrangement, 489

high speed optical network, 485486

modulation formats, 489, 491, see also Modulation formats

optical network arrangement, 488490

optical/electronic domain arrangement, 490

postequalization processing, 488

Electronic noise, 137

Electro-optic DB transmitter, 417419

Electro-optic lens, 731

Electro-optic modulator, 419421

Electro-optic phase modulator (E-OPM), 106, 368370, 374375, 384

as time lens, 731

EMCORE laser, 602, 603

End-point integral nonlinearity (INL), 239

Envelope detection, 208213

amplitude for, 210

EOP (eye opening penalty), 146, 174176, 285, 286, 380, 389, 479, 485486

Equalization,

see specific topics

Equalization schemes, case study of, 499501

Equalized transfer function, system representation of

generic equalization formulation

equalization shared between receiver and transmitter, 503

equalizers at receiver, 493502

equalizers at the transmitter, 502503

performance of FFE and DFE, 504505

signal representation and channel pure phase distortion, 491493

impulse and step responses of single-mode optical fiber, 505506

Equalizer system, 751, 755756

Equalizers, placement of, 12

Equivalent electronic noise, total, 198199

Equivalent noise spectral density sources, 226

Equivalent step-index (ESI) profile technique, 35

Equivalent transfer function, 62

Erbium-doped fiber amplifiers (EDFAs), 486, 663

balanced receiver, 443

coherent detection receiver, 340341

invention of, 1

long-haul transmission, 357

optical amplifier noise equations, 83

optical amplifiers, 378

OSNR, 145146, 174

power loss compensation, 417

total insertion loss of, 83

Error calculation block, 749, 753754

Error rate calculation (ERC), 753754

Error-free demodulation, 398

Ethernet transmission, 100 Gbps

multilevel and multi-subcarrier modulation formats for, 348359,

see also specific formats

Expectation maximization (EM) algorithm, 176177, 185186

External cavity lasers (ECLs), 814

External modulator, 419421

External optical modulation, 78

Eye diagrams, 274, 278281, 319;

see also specific topics

Eye opening penalty, see EOP

F

Factorized channel response, linear and nonlinear equalization of, 594

Fast Fourier transform (FFT), 7880

FEC (forward error coding); see also DSP receiver

coding gain of, 807809

Feedback equalization, 500; see also Decision feedback equalization

Feedback schematic, nonlinear, 502503

Feedback transversal equalizer, 584

Feedback transversal filter, 583

Feed-forward equalizer (FFE), 1112, 504505; see also Equalized transfer function

Fiber Bragg grating (FBG), 488, 725, 732

Fiber effects, nonlinear

rubustness toward, 783

Fiber model, single-mode, 321

Fiber nonlinearity, 64, 162, 783; see also Fiber propagation model: nonlinear effects via; Fibers: nonlinear effects; SMFs

Fiber PMD, 53

Fiber propagation, 414, 423, 425

in linear domain, 165166, see also SMFs

Fiber propagation block

Gaussian filter, 423, 427

split-step Fourier method, 423

Fiber propagation model, 163166, 170

of 40 Gbps DB optical fiber communication system, 427

nonlinear effects via, 166172

Fiber transmission, 401402

ultra-long-haul, 417

Fibers, optical, 2122; see also Dispersion compensation fiber; Erbium-doped fiber amplifiers

as FSM, 528529

length, 396

nonlinear effects, 3541, 6471, see also Fiber nonlinearity; Fiber propagation model: nonlinear effects via

properties

equivalent step-index description, 35

fundamental mode of weakly guided fibers, 2435

geometrical structures and index profile, 2224

signal attenuation in, 410

signal distortion through, 4453

special dispersion, 71

Filters, optical, see Optical filter(s)

Find delay block, 753, 754

Finite impulse response, see FIR

Finite state machine (FSM), 527528

optical fiber as, 528529

FIR (finite impulse response), fractionally spaced, 582

FIR filter, 504

FIR filter tapping spacing, 509, 510

FM fiber loop, simulation of evolution of bound soliton states in, 670673

FM MLFL (frequency modulation mode-locked fiber laser)

numerical model of, 667668

simulation of dynamics of bound states in, 667673

Forward error coding (FEC); see also DSP receiver

coding gain of, 807809

Fourier series, 186, 473; see also Fast Fourier transform; Split-step Fourier method; Symmetrical split-step Fourier method

Fourth-power law PD (4PPD), 607609

Four-wave mixing, see FWM

Franz-Keldysh effect, 83

Fraunhofer diffraction, see Fresnel diffraction

Frequency modulation, see FM

Frequency offset (FO), 599, 601602

Frequency offset (FO) oscillations, 602, 603

Frequency shift keying, see FSK

Frequency shifting, recirculating, 790791

Fresnel diffraction, 725

Fresnel sine/cosine integral, 505

FSK (frequency shift keying), 4, 151154, 213

coherent systems, 4, 151154, 213

FSK coherent system, 213

FSK format, optical heterodyne and differential detection of, 213

FSK modulation format, differential phase coherent detection of continuous phase, 218220

Fujitsu ADC, 721

Fujitsu ADC subsystems with dual converter structure, 245

Fujitsu DAC, 119

Fujitsu DAC structures, 122, 243, 244

Fujitsu PDM I–Q optical modulator, 118

Full-width half mark (FWHM), 414, 415, 437439, 442, 664

Full-width half maximum (FWHM), 9091

FWM (four-wave mixing), 164, 689, 712, 715717, 721; see also under Photonic signal processing using higher-order spectra

EOP induced by, 286

of optical channels, 40

phenomena of, 694696

robustness toward, 285286

FWM effects, 4041, 168170

FWM-based OTDM demultiplexer using a nonlinear waveguide, 710

FWM-based triple-product generation, 713

G

Gardner phase detector, modified

for Nyquist coherent optical transmission systems, 606

Gardner phase detector, modified, for Nyquist coherent optical transmission systems

algorithm description, 608609

motivation, 606607

simulation and experimental results, 609610

timing recovery, 607

Gaussian approximation, 2833

Gaussian distribution, 58, 172, 492

Gaussian filter, 428

Gaussian index profile fiber, 3233

Gaussian noise rejection, 688

Gaussian noise(s), 719

eliminating, 688689

tolerance to added, 583585

Generalized Pareto distribution (GPD), 177185, 608

Generalized Pareto distribution (GPD) fitting, selection of threshold for, 179180

Group velocity delay (GVD), 389

Group velocity dispersion (GVD), 45, 725, 748, 757, 762

equalization of distortion due to, 754, 756

Group velocity dispersion (GVD) equalization, 760762

elimination, 754, 756, 757

Q factor and, 458459

H

Harmonic mode-locked fiber laser (HMLFL), 677, 679, 681

for soliton generation, 674682

Helmholtz equation, 726

Heterodyne detection, optical, 208213

configuration schematic, 208

electric field equation, 208

optical signals electric field for, 208209

photodetection current for, 209

Heterodyne phase detection, 216

Heterodyne receiver, 336

Hilbert transform

phase-shift modulator, 461462

SSB MZ modulator simulation, 461462

Hilbert transform SSB MZ modulator simulation, 461462

Histogram approximation, 174

Homodyne detection, optical, 208, 214220, 340; see also Self-homodyne detection and receiver sensitivity

Homodyne receiver, 336; see also under Long-haul transmission(s)

Homodyne reception transmission systems, 100 G and Tbps; see also under Long-haul transmission(s)

DSP architecture, 790, 791

function modules of a Nyquist-WDM system, 788790

generation of multi-subcarriers, 784, 785

hardware subsystems, 790795

multicarrier scheme comparison, 814815

non-DCF 1 Tbps and 2 Tbps superchannel transmission performance

coding gain of FEC and transmission simulation, 807809

MIMO filtering process to extend transmission reach, 808, 810814

performance, 796, 798807

transmission platform, 795796

Nyquist signal generation using DAC by equalization in frequency domain, 784, 786788

Hybrid modulation, 5

I

In-phase channels, 67

Integer delay block, 753, 754

Integral nonlinearity (INL), 237

best-fit, 237, 238

Intensity modulation, 2

Intensity modulators

interferometric, 8388

parameters of optical intensity modulators for generation of modulation formats, 113

Intercarrier interference (ICI), 467

Interferometric intensity modulator, 8388

Intermediate frequency (IF), 10, 206

Intermodal delay effects, 45

Internet protocol, see IP

Intersymbol interference, see ISI

Intradyne detection, optical, 220221

Intradyne receiver, 336337

Inverse scattering method, see ISM

Inverse scattering problem, 650651

Inverse spectral transform, 647648, 650651

IP over WDM network, 490

IP TV (Internet protocol television), 2

I-Q (in-phase and quadrature-phase) approach, 106, 108

I-Q (in-phase and quadrature-phase) imbalance estimation results, 543, 544

I-Q (in-phase and quadrature-phase) integrated modulators, 116119

I-Q (in-phase and quadrature-phase) optical modulators, 116118

ISI (intersymbol interference), 394

DD cancellation of, 590592

ISI effects caused by fiber dispersion and narrowband optical filters, 394

ISM (inverse scattering method), 631, 634637, 647648

steps of, 648651

K

Kerr effect, 6566, 162, 661

L

Laser; see also Harmonic mode-locked fiber laser; Mode-locked fiber lasers

EMCORE, 602, 603

external cavity, 814

Laser frequency oscillation (FO), 603

36 KHz oscillation variation of laser frequency, 606

Laser sources, multiplexed, 792

Lax pair, 647

Least significant bias (LSB), 237

Lightwave carrier output field, 85

Lightwave intensity levels, 407

Linear equalization, 500, 501, 546, 548549, 579580

basic assumptions, 580581

Linear equalizer (LE), 582

Linear equalizer zero-forcing filter (LE-ZF), 582

Linewidth

criteria for neglecting, 219

effects of source, 186188

Linewidth 10-G Baud system, 186188

Linewidth influences, 216220

Linewidth resolution, 236

progress in, 235

Lithium niobate (LiNbO3/LN), intensity modulators using, 88

Lithium niobate (LiNbO3/LN) modulator, 8385

Local oscillator (LO), 225, 233, 245, 543

coherent detection, 206

differential phase detection with, 216217

Long-haul transmission system(s), 708

advanced modulation formats in, 815

amplified, 269

problems on Tx for advanced modulation formats for, 125132

soliton, 13

Long-haul transmission(s), 357, 365367, 414

matched filter, 149

Melbourne to Sydney, 249

nonlinear effects in ASK and DPSK under self-homodyne reception in, 777784

continuous vs. discrete phase shift keying under self-homodyne reception, 780781

multilevel vs. binary or I-Q -modulation under self-homodyne reception, 782783

multi-subcarrier vs. single/dual carrier modulation under self-homodyne reception, 781782

nonlinear effects on CSRZ-DPSK and RZ-ASK, 780, 782

nonlinear effects on CSRZ-DPSK and RZ-DPSK, 779, 781

performance of DWDM RZ-DPSK and CSRZ-DPSK, 779, 780

single-sideband and partial response modulation under self-homodyne reception, 783784

ultra-long-haul fiber transmission, 417

Low-pass elliptic filters (LPEF), 452

M

Mach-Zehnder delay interferometer (MZDI), 9, 156, 186

M-ary CPFSK linear and nonlinear detection, 370371

NRZ-DPSK signal, 299

Mach-Zehnder interferometric structure, 83

Mach-Zehnder modulator (MZM), 106, 108; see also MZIM (Mach-Zehnder intensity modulator)

power transfer function, 85

MADPSK (multilevel [M-ary] ADPSK), 100102, 294295; see also MATLAB simulated MADPSK

16-ary, 308312

nonlinear effects on, 329, 331

MADPSK constellation

phase and driving voltages for 16-ary, 316

recovered at the receiver, 40 Gbps, 321

MADPSK eye diagrams, 40 Gbps, 330

MADPSK optical transmission, 312313

performance evaluation, 313, 315

receiver model, 315316

transmission fiber and dispersion compensation fiber model, 316, 319

transmission performance, 319331

transmitter model, 315

MADPSK photonic transmitter diagram, 101

MADPSK signal bit-phase mapping, 16-ary, 311

MADPSK signal constellation, 327

driving voltages for 16-ary, 101

MADPSK spectrum, 40 Gbps, 321

MADPSK system, error probability of, 327

MADPSK system BER evaluation, 324326

MADPSK transmission models, implementation of, 315

MADPSK transmitter, 314, 318

Marcum function, 143

M-ary ADPSK, see MADPSK

M-ary amplitude DPSK using one MZIM, 100101

M-ary CPFSK-modulated optical signal, detection of, 370371

M-ary optical signals, 772

Matched filter, coherent detection with, 149154

Material absorption loss, 4142

Material dispersion, 4548

Material dispersion factor, 46, 159

Material dispersion parameter, 46

MATLAB model, 276, 277; see also Simulink

for DQPSK optical system, 288

MATLAB simulated MADPSK, 318320

error probability, 322325

issues, 327331

transmission performance, 319, 321331

transmitter/receiver model, 315316

MATLAB simulated system model, 317

MATLAB simulation, 136, 430, 439, 748; see also Simulink

for advanced modulation, 136

for MGD method, 178

for MZIM, 417, 426

for pulse carver, 440

for RZ DQPSK

electrical precoder, 290

MZDI optical balanced receiver, 291

optical transmitter, 289

for RZ-MSK, 110

MATLAB Simulator for optical communications systems, 163172

Maximum a postiori (MAP) technique for phase estimation

estimates, 594599

method, 594

Maximum likelihood sequence estimation, see MLSE

Maxwellian distribution of PMD random process, 51, 53

Maxwell’s equation, 25, 632, 726

Mean square error equalizer (MSE equalizer) equation, 497498; see also Minimum mean square error equalization

Mean square error (MSE) in equalized signals, 585586

equalization with minimizing, 594

Melbourne to Sydney transmission route, 249

MIMO (multiple-input multiple-output) filtering process to extend transmission reach, 808, 810814

Minimum mean square error equalization (MMSE), 12

Minimum shift keying, see MSK

MLSE (maximum likelihood sequence estimation), 487; see also Viterbi algorithm

10 Gbps transmission, 516518

40 Gbps transmission, 515516

chromatic dispersion (CD) in direct detection receivers, 486

configuration of, as equalizer in OFDR, 512513

MLSE equalizer for optical MSK systems, 512513

performance comparisons, 523

simulation parameters, 515

MLSE equalizer-MSK optical transmission systems, systems performance of, 611624

MLSE equalizer for optical MSK systems, 611613

MLSE scheme performance

performance limits of Viterbi-MLSE equalizers, 617619

performance of MLSE schemes in 40 Gbps transmission systems, 613614

transmission of 10 Gbps optical MSK signals over 1472 km SSFM uncompensated optical links, 614617

uncertainty and transmission limitation of equalization process, 622624

Viterbi-MLSE equalizers for PMD mitigation, 620622

MLSE equalizer(s), 12

configuration in optical frequency discrimination receiver, 611612

nonlinear, 526

for MSK optical transmission systems, 526529

for optical MSK systems, 512515

with reduced-state template matching, 514515, 613

with Viterbi algorithm, 513514, 612613

MLSE MSK modulation format, simulation parameters used in, 614

MLSE scheme performance

performance limits of Viterbi-MLSE equalizers, 518521

performance of MLSE schemes in 40 Gbps transmission, 515516

transmission of 10 Gbps optical MSK signals over 1472 km SSFM uncompensated optical link, 516518

uncertainty and transmission limitation of equalization process, 526

Viterbi-MLSE equalizers for PMD mitigation, 522526

Mode hopping, effects of, 66

Mode-locked fiber lasers (MLFLs), 660662; see also FM MLFL; Harmonic mode-locked fiber laser

Modified Gardner PD (MGPD), 607611

Modulation features;

see also specific features

identification of, for combating impairment effects, 771773

Modulation formats, 37, 489, 491, 555;

see also specific formats

all-optical networking and, 815818

comparison, 307308

electronic dispersion compensation of, 531536

electronic equalization and, 772773

field properties, 415

generation of, 95111

parameters of optical intensity modulators for, 113

optical fiber communications for detection, 147149

electronic current generated for, 148149

schematic for direct detection, 147

quantum limit of optical receivers under different, 146154

RZ format summary table, 98

spectra of, 111, 260

spectral characteristics of digital, 111, 114115

spectral properties, 116

Modulation index, 151, 152

Modulation instability, 6566

Modulator performance

bias voltage, 86

crystal cut, 8687

Modulators, optical, 8388

chirp-free, 8688

external, 78, 83

operating parameters, 89

Monochromatic fields, 44

Monte Carlo method, 748, 753

Monte Carlo performance evaluation, 172173

Monte Carlo simulation

BER from, 172173

minimum shift keying (MSK), 401402

OSNR vs. linear CD, 531

MSE, see Mean square error

MSK (minimum shift keying), 375377, 396398, 401402, 487; see also MLSE equalizer-MSK optical transmission systems

amplitude shift keying (ASK), 35, 9596

baseband equivalent equation for, 390

binary modulation, 388

dual-level, 404406, 409410

generation scheme, 407

incoherent detection technique, 407

optical power spectrum, 407

receiver sensitivity, 407409

error-free demodulation, 398

eye opening analytical results, 394, 395

linear, 103104, 371

low-pass equivalent frequency, 390

narrowband optical filer detector, 389, 391

noncoherent detection for optical, 156157

nonlinear, 103104

strongly, 372373

weakly, 372

offset filtering, 396398

optical channel, 391

optical communications, 375

optical MSK transmitter configuration, 106, 108

overview, 102106

photodiode, 392, 393

power spectrum, 407

receiver design

bandwidth, 393395

optical delay line, 395396

optical filter, 395

receiver performance validation, 398, 399

as special case of CPFSK, 105

spectral spilling, 394

square pulse of duration, 390

state diagram for, 373

MSK format, mapping of binary data for dual-level, 407

MSK optical binary amplitude base-band equation, 374

MSK optical receiver with equalization, uncertainty in, 531

MSK optical transmission systems, nonlinear MLSE equalizers for, 526529

MSK receivers, 374, 391

MSK state diagram, truth table based on, 105, 374

MSK systems, linear and nonlinear optical

transmission performance of, 378384

MSK transmission, 10 Gbps, 402403

MSK transmitter

employing two cascaded optical phase modulators, optical, 367

using parallel I-Q MZIMs, 371374

MSK transmitter configuration

photonic, 106

using Mach-Zehnder intensity modulators, 106, 108

MSK-modulated signals, generation of optical, 368370

MSK-transmitted signals, constellation and eye diagrams of, 372

Multicarrier modulation technique, 468

Multicarrier multiplexing (MCM), 109111

optical transmission system, 732

signal flow diagram, 112

Multi-Gaussian distributions (MGDs), 176177, 185186

expectation maximization (EM) theorem and, 185186

selection of number of Gaussian distributions for MGD fitting, 177

selection of number of Gaussian distributions in MGD method, 106108

via expectation maximization (EM) theorem, 105106

Multilevel amplitude-minimum shift keying (MAMSK) modulation, 360

offset, 360

Multilevel amplitude-phase shifting keying, see MADPSK

Multilevel modulation, 56, 348350; see also 8-DPSK-2-ASK 16-Star QAM modulation scheme

Multiple-input multiple-output (MIMO) filtering process to extend transmission reach, 808, 810814

Multiplexed laser sources, 792

Multiplexed receivers, carrier recovery in polarization division, 601611

Multiplexer model, 750

Multiplexing, time division, 119

Multi-subcarrier modulation formats for Ethernet transmission, 348359;

see also specific formats

Multi-subcarrier optical signals, 772

Multi-subcarrier vs. single/dual carrier modulation under self-homodyne reception, 781782

Multi-subcarriers, generation of, 784, 785

MZIM (Mach-Zehnder intensity modulator), 85, 86, 8892, 254; see also Harmonic mode-locked fiber laser; Mach-Zehnder modulator

16-ary MADPSK, 308312, 316

bias voltage effects, 86, 90

DB receiver, 428429

DBM alternating-phase, 441

DBM modulator, 416

DPSK transmitter using, 257258

dual-drive, 420

electro-optic duobinary transmitter, 417419

electro-optic modulator

dual-drive driving operation, 419421

electric output, 419420

input-output transfer characteristics, 419420

input-output transfer characteristics, 420

integrated optical modulator bias control, 86

microwave optical transfer, 249

multilevel optical transmitter using single dual-drive MZIM transmitter, 308312

output field for, 253

phase-shape binary modulation format, 414

phasor representation

of CSRZ pulses, 9193

of RZ33 pulses, 9394

pulse carver, 8990, 250251

push-pull dual drive transmitter, 89

Simulink model of, 426

MZIM optical balanced receiver, 154

MZIM structure, dual-drive, 310

MZIM transmitter, multilevel optical transmitter using single dual-drive, 308312

MZM, see Mach-Zehnder modulator

N

Narrowband filter receiver, 513

Narrowband filtering, 396398

Noise; see also Amplifier noise; Phase noise

from electronic amplifiers, 223226

Noise figure (NF), optical amplified, 139

Noise impact, determination of, 145146

Noise mechanism and noise effect on MADPSK, 328

Noncoherent detection, 146, 156, 157, 273, 367, 376

definition, 156

for optical DPSK and MSK, 156157

Nonlinear decision feedback equalization (NL DFE), 500

Nonlinear equalization (NLE), 501, 546, 548549; see also Zero-forcing nonlinear equalization (ZF-NLE)

under severe amplitude distortion, 502

Nonlinear equalizers (NLEs), 575, 590594

Nonlinear phase noise (NLPN) in cascaded multispan optical link, 7071

Nonlinear robustness, see Robustness

Nonlinear Schrödinger equation (NLSE), 59, 163, 651, 652, 656, 668, 726727; see also Schrödinger equation

Non-return-to-zero, see NRZ

Nonzero dispersion-shifted fibers (NZ-DSFs), 3537, 41

NRZ (non-return-to-zero); see also ASK-RZ and ASK-NRZ

CPM PM-NRZ formats, 102104

NRZ pulses, 7, 8

NRZ-ASK

RZ-ASK and, see also RZ-ASK

BER and receiver sensitivity, 281

spectrum of 40 Gbps, 295

NRZ-ASK modulation, 295296, 773775

NRZ-BPSK, 299301

NRZ-DPSK modulation formats, voltage bias and amplitude swing levels for, 257

NRZ-DPSK photonics transmitter, 100

NRZ-DQPSK

BER and receiver sensitivity, 281283

optical spectra of 40 Gbps, 305

RZ-ASK and, 282283, 773775

RZ-DPSK and, 281282

Nyquist channels, spectra of, 565

Nyquist PDM-QPSK transmitter and BTB, experimental setup of 128 Gbps, 577

Nyquist pulse and spectra, 552555

Nyquist QAM channel, timing recovery in, 563564

Nyquist transmission systems; see also Adaptive joint CR and turbo decoding for Nyquist terabit optical transmission in presence of phase noise

450 Gbps 32 QAM, 565567

O

ODQPSK (offset differential quadrature phase shift keying), 106

bit error rate (BER), 282

ODQPSK modulation format, 273276

ODQPSK signal constellation, 274

OFDM (orthogonal frequency division multiplexing), 562, 772

baseband signal, 468469

FFT- and IFFT-based principles of, 471473

frequency domain representation, 468

impacts of nonlinear modulation effects on optical, 478479

as multicarrier modulation format, 467473

nonlinear modulation effects and, 478479

N-point inverse DFT, 472

transmission systems, 473476

optical modulation, 477

robustness, 477

transmits multiple frequencies in parallel form, 467471

OFDM and DQPSK formats for 100 Gbps Ethernet, 480482

OFDM format for 100 Gbps Ethernet, 480482

OFDM receiver, 471; see also OFDR

OFDM transmission systems, optical, 473480

OFDR (optical frequency discrimination receiver), 157; see also OFDM receiver

OFDR-based optical MSK systems, transmission limits of, 404

Offset detection, 331

Offset differential quadrature phase shift keying, see ODQPSK

Offset filtering, 396397

Offset-square 16-QAM, 335

ONFDR (optical narrowband frequency discrimination receiver), 387

operational principles, 388389

resilience to nonlinearity (SPM) of, 404

robustness to PMD of, 403404

ONFDR optimum bandwidth and center frequency, 396398

ONFDR robustness to chromatic dispersion, 398, 400404

On-off keying, see OOK

OOK (on-off keying), 2

OOK-RZ formats, amplitude-modulation, 9596

Optical add/drop multiplexes (OADM), 815

Optical amplified noise figure (NF), 139

Optical amplifier (OA), 293

Optical communications system(s)

general algorithms for, 575594

schematic of coherent, 580

Optical cross-connects (OXCs), 815

Optical delay line (ODL), 387, 389

optimum, 395396

Optical DPSK transmitter, 95

Optical fibers, see Fibers

Optical filter passband, 393395

Optical filtering effects, 264, 266268

Optical filter(s), 157; see also Matched filter

center frequency, 395

Optical frequency discrimination receiver, see OFDR

Optical intensity modulators for generation of modulation format parameters, 113

Optical narrowband frequency discrimination receiver, see ONFDR

Optical networks, ultra-fast, 818820

Optical orthogonal frequency division multiplexing (oOFDM), 350353, 474, 476

principles, 467473

Optical parametric amplifiers (OPA), 702705, 707

Optical phase modulators (OPMs), 95, 367; see also Electro-optic phase modulator; Phase modulators

Optical phase shift keying (optical PSK), 95, 256

Optical phase-locked loop (OPLL), 206

Optical pulse FWHM position, 254

Optical signal transmission, uncertainties in, 529531

Optical signal-to-noise ratio, see OSNR

Optical time division multiplexing (OTDM), 708, 710, 759, 818820

Optical time division multiplexing (OTDM) output signal, 160 Gbps, 751

Optical to electrical (O/E) components, bandwidth requirements on, 815

Optical transmission performance evaluation, 172

eye opening penalty (EOP), 174175

Gaussian-based tools for, 176178, 185

GPD fitting threshold selection, 179180

histogram, 174

MADPSK, 313, 315

Monte Carlo method for, 172173

novel statistical methods, 180185

optical signal-to-noise ratio (OSNR), 174

probability distribution functions, 173

Opto-electronic receiver, 414

Orthogonal channels, 6

Orthogonal frequency division multiplexing, see OFDM

Orthogonal transformation, 492493

Orthogonality, 468469

OSNR (optical signal-to-noise ratio), 7071, 110, 145, 146, 174, 209, 545, 615, 623, 627

average power output for, 145

vs. linear CD, 531

and noise impact, 145146

OSNR penalties, 522, 525

P

Papoulis, 725

Parabolic applied driving voltages, 737, 739

Parabolic driven-voltage PM, equalization with, 734

Paraxial diffraction, 726

Partial-response signaling, 415; see also DB

PDM (polarization division multiplexing), 123

PDM I–Q optical modulator, 118, 121

PDM-QAM (polarization division multiplexed–quadrature amplitude modulation), 243

PDM-QPSK, 109110

PDM-QPSK modulation channels, ADC and ADC transceiver subsystems for, 245

PDM-QPSK optical transmission system, setup of, 541

PDM-QPSK signals, Fijitsu DAC structures for four- channel, 243244

Performance evaluation, see Optical transmission performance evaluation

Phase angle, relative, 644

Phase detector (PD), 607

implementation of Godard, 607

4PPD (fourth-power law PD), 607609

Phase distortion, 11

back propagation compensation of nonlinear, 546, 548549

Phase information, encoding of, 688

Phase matching FWM effects, 168170

Phase modulation

definition, 84

electro-optic integrated modulator drawing, 85

lightwave carrier output field equation, 85

Phase modulator block, 751, 753, 756

Phase modulator (PM) structure, single, 309

Phase modulators (PMs), 84, 258, 300; see also Optical phase modulators

CPM PM-NRZ formats, 102104

equalization with parabolic driven-voltage, 734

equalization with sinusoidal driven-voltage, 732734

Phase noise; see also Adaptive joint CR and turbo decoding for Nyquist terabit optical transmission in presence of phase noise

correction of, 599600

Phase representation, 8586

Phase shift block of transmitter model, 423

Phase shift keying, see PSK

Phase-locked loop (PLL), 214

detection and optical, 214215

Phase-modulated interferometer, 255

Phasor representation, 253, 312, 534

of CSRZ pulses, 9193, 253254

for generation of output field, 92

of RZ33 pulses, 90, 9394, 255

RZ33-CSRZ pulse schematic, 255

Photodetector/preamplifier noise, 137

Photonic balanced receiver, 156

Photonic components and operating characteristics, 260, 261

Photonic modulators, structures of, 88

Photonic MSK transmitter configuration using cascaded electro-optic phase modulators, 106

Photonic noise, 137

Photonic preprocessing; see also Bispectrum optical receivers and nonlinear photonic preprocessing

in coherent reception systems, nonlinear, 715721

Photonic signal processing using higher-order spectra, nonlinear, 693

FWM and photonic processing for higher-order spectra, 693696

optical domain implementation

conservation of momentum, 700

estimate of optical power required for FWM, 700701

nonlinear wave guide, 699700

third harmonic conversion, 700

third-order nonlinearity and parametric FWM process, 696699

coupled equations and conversion efficiency, 699

FWM coupled-wave equations, 697699

nonlinear wave equation, 696697

phase matching, 698

transmission models and nonlinear guided wave devices, 701702

Photonic transmission system

DBM encoder of 40 Gbps transmitter DBM, 419

transmitter of 40 Gbps DBM, 418

Photonic transmitters and receivers for 16 ADQPSK transmission scheme, 313

Photonics transmitter, NRZ-DPSK, 100

Photonics transmitter diagrams, 100, 101

PM (polarization maintaining), 7

PMD (polarization-mode dispersion), 5153, 161162, 743

effect on digital optical communication system, 52

equalization of timing jitter and, 744745

fractally spaced equalization of CD and, 546, 547

modeling, 7879, 165

conceptual model, 52

PMD effects, resilience to, 479480

PMD random process, Maxwellian distribution of, 51, 53

PMD tolerance, 284, 404, 555

PMs, see Phase modulators

Polarization, transverse, 26

Polarization division multiplexing, see PDM

Polarization maintaining, see PM

Polarization-mode dispersion, see PMD

Power distribution, 3334

Power transfer function of Mach-Zehnder modulator, 85

4PPD (fourth-power law PD), 607609

Preamplifier in optical receiver of transimpedance amplifier, 205

Preamplifier noise, 137

Probability density function (pdf), 142143, 178, 210, 216

Probability distribution functions, 173

Propagation constant, normalized, 48

Propagation of light waves, 657

Propagation theory, fundamentals of nonlinear, 632633

PSK (phase shift keying), 4, 5, 771772

coherent detection, 211

differential phase shift keying (DPSK), 9495

optical heterodyne/differential detection schematic, 213

optical phase shift keying (optical PSK), 94

PSK coherent system, 211212

PSK format, optical heterodyne detection for, 212

Pulse carver MZ interferometric intensity modulator, 8990, 99, 250, 252253

Pulse electric field waveform equation, 90

Pulse generator block, 748

Pulse sequence, transmission of ultra-short, 10; see also Pulse transmission

Pulse shapes non-return-to-zero (NRZ), 2, 4

Pulse train communication system, 646656

Pulse train transmission; see also Soliton pulse transmission systems and ISM

equalization of third-order dispersion (TOD), 742743

parameters for equalization for second-order elimination under, 741

second-order dispersion, 739742

Pulse transmission, ultra-short, 1213; see also Pulse sequence

Q

Q factor, 173

channel spacing and, 458

filter frequency passband and, 459460

group velocity dispersion (GVD) and, 458459

Q penalties, 602

16QAM; see also Star 16-QAM

eye diagram, 351

QAM (quadrature amplitude modulation), constellation of 16-square, 330

16QAM systems, 549552

16QAM Tbps transmission, 224 Gpbs, 802803, 806807

QPSK (quadrature phase shift keying), 548; see also PDM-QPSK

QPSK coherent receivers, 600601

Quadratic phase channel limitations, 526

Quadratic phase shift keying systems, 539549

skew estimation, 543545

Quadratic-phase transmittance function, 505

Quadrature amplitude modulation, see QAM

Quadrature phase shift keying, see QPSK

Quadrature-phase channels, 67

Quantum limit detection, 215216

Quantum shot noise, 138

R

Raman scattering, 170, 171

Received signals, 140142

Receiver design, 393396

numerical results validating, 398

Receiver modeling, 390393

Receiver performance, numerical validation of, 398

Receiver sensitivity (RS), 143145, 281283, 326, 387389, 407409, 783

BER vs. receiver sensitivity setup, 778, 780783

minimum symbol distance and, 275276

under normal conditions, 233234

optical receiver sensitivity equation, 144

self-homodyne detection and, 276

shot-noise-limited, 232

Receiver(s);

see also specific topics

incoherent optical, 910

input for optical, 211

operation, 388

quantum limit of optical, 146154

Rectangular pulse transmission, 55

Refractive index, 46

effective, 48

wavelength and, 45

Return-to-zero (RZ), see CSRZ; RZ

Robustness toward nonlinear effects, 284287

RZ (return to zero), 98; see also ASK-RZ and ASK-NRZ

RZ ADOSK modulation, measurement BER results for 16-ary inverse, 350

RZ electric field waveform (RZ & CSRZ), 251253

RZ formats DPSK modulation, 257

RZ optical pulses, 9094

generation, 8990

RZ33 phasor representation, 90, 9394

RZ pulse carving, 272

RZ pulse electric field waveform equation, 90

RZ pulses, 7, 8

generation of, 250253

RZ33 pulses, 91

RZ-ASK; see also under NRZ-DQPSK

and RZ-DPSK under self-homodyne reception, 775

RZ-ASK modulation, 296, 775

RZ-ASK signal, spectrum of 40 Gbps, 297

RZ-ASK transmitter and signal, 296

RZ-DPSK, 100102

BER and receiver sensitivity, 281282

NRZ-DQPSK and, 281282

RZ-DPSK and NRZ-DQPSK, 281282

RZ-DPSK photonics transmitter, 100

RZ-DPSK signal and transmitter structure, 302

RZ-DQPSK

108 Gbps, 281

optical spectra of 40 Gbps, 305

Simulink model of electrical precoder for optical transmitter for, 290

Simulink model of MZDI optical balanced receiver for, 291

Simulink model of optical transmitter for, 289

RZ-DQPSK modulation, channel implementing, 271

RZ-MSK, optical, 109

S

Scattering data, evolution of, 647, 650

Scattering problem, direct, 649650

Schrödinger equation, 631, 726727; see also Nonlinear Schrödinger equation

Schrödinger wave equation, see Nonlinear Schrödinger equation

Self-coherent detection and electronic DSP, 221222

Self-heterodyne balanced receiver, 155

Self-homodyne detection and receiver sensitivity, 276; see also under Long-haul transmission(s)

Self-phase modulation, see SPM

Sellmeier’s coefficients, 47, 198

for different core materials, 198

Sellmeier’s equation, 159

Separating channel technique, 701

Shot noise, 137138

Shot-noise-limited receiver sensitivity, 232

Siemens TranXpress multiwavelength transport system, 288

Signal generation, optical, 7, 8

modulation formats and, 3

Signal-to-noise and distortion ratio (SINAD), 236237

Signal-to-noise ratio (SNR), 149, 226, 585; see also OSNR

M-ary ADPSK, 100102

MSK nonlinear format, 102

nonlinear equalization that minimizes, 498499

optical, 174, 175

Silica, 47

optical wavelength and refractive index of, 45

Simulink, 689, 701, 702, 704, 707710, 712, 713

DPSK, data encoder for duobinary format, 442

duobinary, 442

Simulink model, 276278, 747, 749

for DQPSK optical system, 288291

Simulink Simulator for optical communications systems, 163172

Single correlation coefficient, 152

Single-mode fibers, see SMFs

Single-pulse transmission, 735, 754759

equalization of second-order dispersion, 735738

equalization of third-order dispersion (TOD), 738739

Single-sideband (SSB) demodulation platform, 463

Single-sideband (SSB) demodulator simulation, 462, 464

Single-sideband (SSB) modulation, 461464

Single-sideband (SSB) optical modulators, 109; see also DB

operating principles, 108109

Sinusoidal driven-voltage phase modulator, 732734

equalization with, 732734

Sinusoidal driving voltages, 736, 738

SMF models, 428

SMF-DCF fiber, 752

SMFs (single-mode fibers), 157158, 425; see also SSMF

frequency response, 56

linear and nonlinear properties, 64

single- and few-mode conditions, 2628

transfer function

linear, 5359

nonlinear, 5962

simplified linear and nonlinear operating region, 7276

Soliton generation, active harmonic MLFL for

effect of modulation depth/index, 678

effect of modulation frequency, 677

effect of pump power, 681682

effect of ring length, 678680

experiment setup, 674

measurement of fundamental frequency, 677

tunable wavelength harmonic mode-locked pulses, 675676

Soliton interactions

different relative phase interactions, 642646

interaction between two solitons in optical fiber, 656660

interaction of fundamental solitons

triple solitons’ interaction under different relative phases, 644645

triple solitons’ interaction with different relative phases and r = 1.5, 645646

two solitons’ interaction under different relative phases, 642644

two solitons’ interaction with different pulse separation, 640642

two solitons’ interaction with different relative amplitude, 640, 642

in optical fiber

bound system with unequal amplitude, 658659

design strategy, 659660

soliton pair with initial equal amplitudes, 657658

soliton pair with initial unequal amplitude, 658659

Soliton long-haul transmission system between South and Western Australia, 13

Soliton period equation, 660

Soliton pulse transmission systems and ISM, 646648

ISM solutions for solutions, 648651

N-soliton solution

asymptotic form, 654656

explicit formula, 651653

Soliton states

bound states and multiple eigenvalues, 656

multisoliton bound state equation, 661662

simulation of formation process of bound, 668670

stable bound, 660661

Soliton(s); see also ISM (inverse scattering method)

asymptotic form, 654656

breakdown, 640

chirping, 660, 661

definition, 631

direct scattering, 648651

evolution, 637639

fundamental and higher-order, 637639

generation of bound, 674682

in actively phase modulation mode-locked fiber ring resonators, 660673

mode-locked fiber lasers, 660662

non-equiphase, 659660

N-solitons explicit formula, 651653

pulse train communication system, 646656

rate of separation, 656

Space-time duality, 729; see also Time lens

equalization and, 725734

optical transmission system, 732

properties, 729

temporal imaging, 725734

Spatial imaging configuration, 730

Spatial lens, 728

Spectra, 467468

Spectral efficiency, 555, 783, 815

Spectral illustration, 535536

Spectral spilling, 394

Split-step Fourier method (SSFM), 77, 428, 633; see also Symmetrical split-step Fourier method

SPM (self-phase modulation), 3637

EOP induced by, 285

robustness toward, 284

SPM effects, nonlinear, 36, 6466, 7071, 166167, 405

intrachannel, 6670

Square 16-QAM, 334335

Square 16-QAM signal constellation, 334

generic, 335

Square-law detection, 208

SSMF (standard single-mode fiber), 2728, 49, 396, 397, 404406, 583, 613620

SSMF transmission

group velocity dispersion (GVD) equalization of 120 km, 760762

TOD equalization of 120 km, 761, 763

Standard single-mode fiber, see SSMF

Star constellation quadrature amplitude modulation, see Star QAM

Star 16-QAM; see also 8-DPSK-2-ASK 16-Star QAM detection scheme; 16-Star QAM

optical transmitter for, 335337

16-Star QAM; see also Star 16-QAM

receiver for, 338348

simulation parameters for, 343

symbol mapping and coding for, 333

theoretical arrangement of modulation constellation for, 333

Star QAM coherent detection, 360361

Star 16-QAM optical transmission, 331332

detection methods, 335337

transmitter design, 337, 338

Star 16-QAM signal constellation, 332, 333

design, 332

optimum ratio ring for, 332, 334335

STAR 16-QAM simulation, 331332

design, 332

detection, 335337

direct detection receivers, 343348

format, 337338

simulation parameters, 343

16 STAR-ASK, 782

Stark (EA) effect, 83

State-of-polarization (SOP) modifier, 563564

State-of-polarization (SOP) rotation speed, 555

Statistical evaluation techniques, 176177

Statistical evaluation techniques for performance evaluation, 176177; see also under Optical transmission performance evaluation

Statistical methods, validation of novel, 180, 183185

Step-index fiber, 35

approximation of spot size r0 of, 3435

solutions of wave equation for, 2526

step-index profile, 32

Stimulated Brillouin scattering (SBS), 3839, 417

robustness toward, 287

Stimulated Brillouin scattering (SBS) effects, 172

Stimulated Raman scattering (SRS), 3840

robustness toward, 286287

Stimulated Raman scattering (SRS) effects, 170171

Stimulated scattering effects, 3841

Subcarriers; see also Multi-subcarriers

and pulse shaping, 469471

Superchannel Tbps transmission system, 785786

possible structure of, 557

Superchannel transmission, 128 Gbps 16QAM, 564565

Superchannel transmission systems, terabits/second, 552570

superchannel system requirements, 555556

system structure, 557559

optical-Fourier-transform-based structure, 559561

processing, 561563

Superchannel transmission test, three

Tbps transmission using, 796, 798, 799

Superchannel transmitter, architecture of, 559

Sydney to Melbourne transmission route, 249

Symmetrical split-step Fourier method (SSFM), 163165

optimization of, 79

Synchronous detection, 206, 212

T

Taylor series, 157

TEDCMAX (maximum of TEDC), 609611

Telecommunication high-capacity long-haul, 414

Telecommunication infrastructure, 249250

Temporal imaging, 729731

Temporal imaging configuration, 730

Terabit Ethernet (TE) transmission, 552

Thermal noise, 138

Third-order dispersion (TOD), 759

Third-order dispersion (TOD) elimination, 756, 758, 759

Third-order dispersion (TOD) equalization

SSMF transmission, 761, 763

with variable fiber lengths, 763767

Third-order parametric nonlinearity in optical signal processing, system applications of, 702

nonlinear photonic preprocessing in coherent reception systems, 715721

parametric amplifiers, 702704

high-speed optical switching, 707711

parameters of FWM-based OTDM demultiplexer using nonlinear waveguide, 714

parameters of 40 GHz short pulse generator, 709

parameters of long-haul transmission system using NPC for distortion compensation, 708

parameters of parametric amplifier in 40 Gbps transmission system, 703, 705

triple correlation, 711714

wavelength conversion and nonlinear phase conjugation, 704, 706707

Threshold time decision binary detection (TTDBD), 753

Time bandwidth product (TBP), 675676

Time division multiplexing using high-speed sequences from DACs, 119

Time lens, 725, 728729, 731

Time-space duality, see Space-time duality

Timing error detector characteristics (TEDC), 607, 609, 611

Timing jitter elimination parameters, 745

Transfer characteristics, 8586

Transimpedance amplifiers (TIAs), 223

wideband, 224

differential inputs, single/differential output, 224, 225

single input single output, 224

Transmission;

see also specific topics

1, 2, or N Tbps, 798, 800801

Transmission and equalization, simulation of; see also Transmission simulation

equalization of timing jitter and PMD, 744745

pulse train transmission

equalization of third-order dispersion (TOD), 742743

second-order dispersion, 739742

single-pulse transmission, 735739

Transmission bit rate, 6263

Transmission distance, 555

Transmission fiber impairments, 328329

Transmission impairments, 157162

Transmission link, 749

Transmission schemes, Tbps

comparisons of, 814815

Transmission simulation; see also Transmission and equalization, simulation of

coding gain of FEC and, 807809

Transmission system(s);

see also specific topics

challenging issues, 13

equalization in, 732734, see also Equalization

equalization in 160 Gbps, 732

optical transmitter source, 748

simulation model overview, 746754

simulation results, 754767

system configurations, 745746

system overview, 745746

Transmitter block, 748749

Transport delay block, 748

Transversal equalization schematic, 11

Transversal equalizer, feedback, 584

Transversal feed-forward filter (FFE), 493; see also under Feed-forward equalizer

Transversal filter, 11

feedback, 583

Transverse polarization, 26

Transverse propagation, 159

Trellis structure, 527528

state

construction, 528529

finite state machine (FSM), 527

Triple correlation, 711714

bispectra and, 687688

definition, 687688

Tx-DSP, 815

U

Unitary transformation, 492493

V

Vascade fiber, 408

Vestigial sideband, see VSB

Viterbi algorithm, 487, 516, 518521, 528

calculation of state and branch metrics, 528

MLSE electronic equalizers, 12

MLSE equalizer with, 513514, 612613

performance limits, 518521

simulation setup, 519

trace-back process, 528

Viterbi-MLSE, modified

performance of, and template-matching schemes, 516

Viterbi-MLSE equalizers, 487488, 519, 520

performance limits, 617619

for PMD mitigation, 620622

Volterra series transfer function (VSTF), 59, 62, 68, 70

VSB (vestigial sideband) filters, 453

VSB optical transmission; see also DWDM VSB modulation-format optical transmission

BER vs. receiver sensitivity, 459460

elliptic filter frequency responses, 452

Hilbert transform phase-shift modulator, 461

Q factor channel spacing, 458

Q factor effects on filter passband, 459460

schematic, 450

transmission fiber waveguide dispersion factors, 454455

transmission performance, 456460

VSB transmission system, 449451

modeled, 450

W

Waveform discontinuity, 79

Waveguide dispersion, 4851, 160

Waveguide dispersion factor, 50

Waveguide dispersion parameter, 50

alternative expression for, 5051

Waveguide losses, 4243

Wavelength, attenuation of optical signals as function of, 43

Wavelength-division multiplexing (WDM), 474, 486

boosting capacity of, 2

evolution of, 1

Wavelength-division multiplexing (WDM) channels, wavelength conversion of, 706

Windowing effect, mitigation of, 79

X

XPM, see Cross-phase modulation

Z

Zero-forcing (ZF) equalization, 493496

Zero-forcing (ZF) linear equalization, 581582

Zero-forcing linear equalizer (ZF-LE) for fiber as transmission channel, 582583

Zero-forcing nonlinear equalization (ZF-NLE), 592593

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