The incident response charter

The first step to building this capability is the decision by senior leadership that the risk to the organization is too significant not to address the possibility of a potential security incident. Once that point is reached, a senior member of the organization will serve as a project sponsor and craft the incident response charter. This charter outlines key elements that will drive the creation of a Computer Security Incident Response Team (CSIRT).

While there are several titles for incident response teams, the term CERT is often associated with the US-CERT through the United States Department of Homeland Security or the Computer Emergency Response Team Coordination Center (CERT/CC), through the Carnegie Mellon Software Engineering Institute. For our purposes, we will use the more generic CSIRT.

The incident response charter should be a written document that addresses the following:

  • Obtain senior leadership support: In order to be a viable part of the organization, the CSIRT requires the support of the senior leadership within the organization. In a private sector institution, it may be difficult to obtain the necessary support and funding, as the CSIRT itself does not provide value in the same way marketing or sales does. What should be understood is that the CSIRT acts as an insurance policy in the event the worst happens. In this manner, a CSRIT can justify its existence by reducing the impact of incidents and thereby reducing the costs associated with a security breach or other malicious activity.
  • Define the constituency: The constituency clearly defines which organizational elements and domains the CSIRT has responsibility for. Some organizations have several divisions or subsidiaries that for whatever reason may not be part of the CSIRT's responsibility. The constituency can be defined either as a domain such as local.example.com or an organization name such as ACME Inc. and associated subsidiary organizations.
  • Create a mission statement: Mission creep or the gradual expansion of the CSIRT's responsibilities can occur without clear definition of what the defined purpose of the CSIRT is. In order to counter this, a clearly defined mission statement should be included with the written information security plan. For example, the mission of the ACME Inc. CSIRT is to provide timely analysis and actions for security incidents that impact the confidentiality, integrity, and availability of ACME Inc. information systems and personnel.
  • Determine service delivery: Along with a mission statement, a clearly defined list of services can also counter the risk of mission creep of the CSIRT. Services are usually divided into two separate categories, proactive and reactive services:
    • Proactive services: These include providing training for non-CSIRT staff, providing summaries on emerging security threats, testing and deployment of security tools such as endpoint detection and response tools, and assisting security operations by crafting IDS/IPS alerting rules.
    • Reactive services: These primarily revolve around responding to incidents as they occur. For the most part, reactive services address the entire incident response process. This includes the acquisition and examination of evidence, assisting in containment, eradication, and recovery efforts, and finally documenting the incident.

Another critical benefit of an expressly stated charter is to socialize the CSIRT with the entire organization. This is done to remove any rumors or innuendo about the purpose of the team. Employees of the organization may hear words such as digital investigations or incident response team and believe the organization is preparing a secret police specifically designed to ferret out employee misconduct. To counter this, a short statement that includes the mission statement of the CSIRT can be made available to all employees. The CSIRT can also provide periodic updates to senior leadership on incidents handled to demonstrate the purpose of the team.

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